Statutes and regulations

The Division of Clearing and Intermediary Oversight provided no-action relief to the general partner of a commodity pool from registering as a CPO under Section 4m(1) of the Commodity Exchange Act, and allowed an affi...

CFTC Letter No. 10-19 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › The Division of Clearing and Intermediary Oversight provided no-action relief to the general partner of a commodity pool from registering as a CPO under Section 4m(1) of the Commodity Exchange Act, and allowed an affi...

is listed as a principal and registered as an associated person of “B”. 4 You enclosed with your February letter an executed copy of this undertaking. 5 See, e.g., CFTC Staff Letter 10-03 (Dec. 18 … , 2009), which may be accessed on the Commission's website at http://www.cftc.gov/ucm/groups/public/@lrlettergeneral/documents/letter/10-03.pdf. 6 See, e.g., Sections 4b and 4o, 7 U.S.C. §§6b and

Letter finds that national bank may adopt corporate governance provisions of Washington state law and engage in a share exchange to ensure that newly formed parent holding company will own 100 percent of shares of bank. 10/12/99

OCC Interpretive Letter No. 870 · Federal · Agency guidance

OCC Interpretive Letters › Letter finds that national bank may adopt corporate governance provisions of Washington state law and engage in a share exchange to ensure that newly formed parent holding company will own 100 percent of shares of bank. 10/12/99

th See 12 U.S.C. § 215a(b)-(d). … Those methods can be - 4 - 12 C.F.R. § 7.2000(b). 19 12 U.S.C. § 215a. 20 See Footnote 18, supra. 21 Wash. Rev.

Patents Subject to Maintenance Fees

MPEP § 2504 · Federal · Agency guidance

Agency Guidance › USPTO MPEP › Chapter 2500 - Maintenance Fees › MPEP § 2504

Treaty which is considered to be the United States filing date under 35 U.S.C. 363 . … The reissue applications result in first and second reissue patents granted on June 18, 2013 and June 25, 2013, respectively.

No objection to a Bank's request for an exemption from Section 23A of the Federal Reserve Act and Reg W in order to purchase the LLC that owns the bank premises on which the bank's main office and headquarters are located

OCC Interpretive Letter No. 1181 · Federal · Agency guidance

OCC Interpretive Letters › No objection to a Bank's request for an exemption from Section 23A of the Federal Reserve Act and Reg W in order to purchase the LLC that owns the bank premises on which the bank's main office and headquarters are located

Currency Washington , DC 20219 Interpretive Letter #1181 October 2023 September 21, 2023 Subject: [ ] – Regulation W Exemption Request Dear [ ]: I am writing in response to your letter dated July 18 … See 12 U.S.C. § 371c-1.

Act 1179 of 2009 - Mandatory Offering for Coverage of Hearing Aids

AR Insurance Bulletin 7A-2009 · Arkansas · Agency guidance

Arkansas Insurance Department Bulletins and Directives › Act 1179 of 2009 - Mandatory Offering for Coverage of Hearing Aids

(B) "Health benefit plan" includes: (i) Indemnity and managed care plans; and (ii) Governmental plans as defined in 29 U.S.C. § 1002(32), as it existed on January 1, 2009. 87th General Assembly … (B) "Health benefit plan" includes: (i) Indemnity and managed care plans; and (ii) Governmental plans as defined in 29 U.S.C. § 1002(32), as it existed on January 1, 2009. 87th General Assembly

Notification, Deconfliction, and Reports for Applicable Cyber and Cyber-Enabled Crime Investigations

Justice Manual § 9-51.101 · Federal · Agency guidance

Agency Guidance › DOJ Justice Manual › Title 9: Criminal › 9-51.000 - Cyber and Cyber-Enabled Crimes › Justice Manual § 9-51.101

See 18 U.S.C. §§ 1030(a)(1) and 2332(f) and (g), 28 U.S.C. § 533, 28 C.F.R § 0.85(d) and (l), and Executive Order 12333, §§ 1.3(b)(20) and 2.3(b).  … See 18 U.S.C. §§ 1030(a)(1) and 2332(f) and (g), 28 U.S.C. § 533, 28 C.F.R § 0.85(d) and (l), and Executive Order 12333, §§ 1.3(b)(20) and 2.3(b). 

Export Control and Sanctions Enforcement Policy for Business Organizations [1]

Justice Manual § 9-90.625 · Federal · Agency guidance

Agency Guidance › DOJ Justice Manual › Title 9: Criminal › 9-90.000 - National Security › Justice Manual § 9-90.625

Prosecutors in these matters rely on the alternative fine provision in 18 U.S.C. § 3571(d) and on forfeiture. … Under 18 U.S.C. § 3571(d), the fine would ordinarily be capped at an amount equal to twice the gross gain or gross loss.

CPSC OGC Advisory Opinion No. 55

CPSC OGC Advisory Opinion No. 55 · Federal · Agency guidance

CPSC Office of General Counsel Advisory Opinions › CPSC OGC Advisory Opinion No. 55

"Consumer product:~' is __ _ defined in section 3 of the Consw:ier Product Safety Act (15 U.S.C. 2052) as: 11 ••• any article, or component part thereof, produced or distributed (i) for … MABrown:mli:12/18/73 cc: A. Schoem GC Files GC Chron

Reduction of Period of Adjustment of Patent Term

MPEP § 2732 · Federal · Agency guidance

Agency Guidance › USPTO MPEP › Chapter 2700 - Patent Terms, Adjustments, and Extensions › MPEP § 2732

In addition, 37 CFR 1.704(c)(11) , (c)(13) , and (c)(14) , as reproduced below, include changes applicable only to patent applications filed under 35 U.S.C. 111 on or after December 18, 2013, and to international … patent applications in which the national stage commenced under 35 U.S.C. 371 on or after December 18, 2013.

Pretrial Disclosure of Witness Identity

Justice Manual § 9-6.200 · Federal · Agency guidance

Agency Guidance › DOJ Justice Manual › Title 9: Criminal › 9-6.000 - Release And Detention Pending Judicial Proceedings › Justice Manual § 9-6.200

the option of applying for a protective order if discovery of the private information may create a risk of harm to the victim or witness and the prosecutor may seek a temporary restraining order under 18 … U.S.C. § 1514 prohibiting harassment of a victim or witness.

DATA CALL REGARDING MEDICAL LOSS RATIO (MLR) STANDARDS FOR INDIVIDUAL, ASSOCIATION, AND SMALL EMPLOYER MARKETS PURSUANT TO 45 C.F.R. PART 158, SUBPART C

TDI Commissioner's Bulletin B-0018-11 · Texas · Agency guidance

Texas Department of Insurance Commissioner's Bulletins › DATA CALL REGARDING MEDICAL LOSS RATIO (MLR) STANDARDS FOR INDIVIDUAL, ASSOCIATION, AND SMALL EMPLOYER MARKETS PURSUANT TO 45 C.F.R. PART 158, SUBPART C

To comply with rebate requirements, §2718 of the Public Health Service Act (codified at 42 U.S.C. §300gg-18) requires health insurance issuers in the individual and small group market to spend at least

DMO will not recommend that the Commission take enforcement action against KRX with respect to the offer or sale of the Contracts to persons located within the United States while the Commission’s review of KRX’s fort...

CFTC Letter No. 21-25 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › DMO will not recommend that the Commission take enforcement action against KRX with respect to the offer or sale of the Contracts to persons located within the United States while the Commission’s review of KRX’s fort...

. § 2(a)(1)(D); 7 U.S.C. § 1a(44) if/documents/ifdocs/krxdcoexemptorder10-26- 15.pdf. 5 7 U.S.C. § 2(a)(1)(C)(iv). … . § 2(a)(1)(D); 7 U.S.C. § 1a(44).

Preface

Justice Manual § 9-27.001 · Federal · Agency guidance

Agency Guidance › DOJ Justice Manual › Title 9: Criminal › 9-27.000 - Principles of Federal Prosecution › Justice Manual § 9-27.001

And the government's position during the sentencing process will help ensure that the court imposes a sentence consistent with 18 U.S.C. § 3553(a).

Requirements for Combined or Multiple-Class Applications

TMEP § 1403.01 · Federal · Agency guidance

Agency Guidance › USPTO TMEP › Chapter 1400 - Classification and Identification of Goods and Services › TMEP § 1403.01

See TMEP §819 regarding additional fees that may apply for electronically filed §1 or §44 applications submitted on or after January 18, 2025. (3) Section 1(a) Application: For an application filed under … In a §1(b) application, prior to registration, the applicant must file an allegation of use under 15 U.S.C. §1051(c) or 15 U.S.C. §1051(d) that states the mark is in use in commerce on or in connection

Safety Standard for High Chairs

CPSC Small Entity Compliance Guide: Safety Standard for High Chairs (83 FR 38358) · Federal · Agency guidance

CPSC Small Entity Compliance Guides › Safety Standard for High Chairs

Must meet.. of the Standard 15 U.S.C. § 2056a(b)(4)(B) requires the CPSC to evaluate any updates to an incorporated ASTM standard for durable infant or toddler products to determine whether the revised … July 23, 2022 ASTM F404-21 July 3, 2021 ASTM F404-20 June 19, 2019 ASTM F404-18 Certification Section 14(a) of the Consumer Product Safety Act (CPSA) requires manufacturers and importers of children’s

Third Party Submissions Under 37 CFR 1.290

MPEP § 1134.01 · Federal · Agency guidance

Agency Guidance › USPTO MPEP › Chapter 1100 - Statutory Invention Registration (SIR); Pre-Grant Publication (PGPub) and Preissuance Submissions › MPEP § 1134.01

U.S.C. 1001 . 37 CFR 11.18(b) applies to any paper presented to the Office, whether by a practitioner or non-practitioner. … U.S.C. 1001 )” and must also “set forth in the body of the declaration that all statements made of the declarant’s own knowledge are true and that all statements made on information and belief are believed

No-action position with respect to Part 43 and Part 45 reporting, as well as related sections of Parts 38 and 39, for certain binary and variable payout event contracts.

CFTC Letter No. 26-14 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › No-action position with respect to Part 43 and Part 45 reporting, as well as related sections of Parts 38 and 39, for certain binary and variable payout event contracts.

. § 2(a)(13)(G). 8 7 U.S.C. § 2(a)(13)(B). 9 7 U.S.C. § 2(a)(13)(D). 10 See 17 C.F.R. § 43.4. 11 See 17 C.F.R. part 43; 17 C.F.R. part 45; 17 C.F.R. part 49. 12 See, e.g., 17 C.F.R. § 43.1 d other … § 2(a)(13)(G). 8 7 U.S.C. § 2(a)(13)(B). 9 7 U.S.C. § 2(a)(13)(D). 10 See 17 C.F.R. § 43.4. 11 See 17 C.F.R. part 43; 17 C.F.R. part 45; 17 C.F.R. part 49. 12 See, e.g., 17 C.F.R. § 43.1.

Representations to the U.S. Patent and Trademark Office

MPEP § 410 · Federal · Agency guidance

Agency Guidance › USPTO MPEP › Chapter 0400 - Representative of Applicant or Owner › MPEP § 410

U.S.C. 1001 and any other applicable criminal statute, and violations of the provisions of this section may jeopardize the probative value of the paper; and ent statements or representations, or knowingly … and willfully makes or uses any false writing or document knowing the same to contain any false, fictitious, or fraudulent statement or entry, shall be subject to the penalties set forth under 18 U.S.C

WEA Insurance (18-CA-182305)

NLRB Division of Advice Memorandum, Case No. 18-CA-182305 (WEA Insurance) · Federal · Agency guidance

NLRB Division of Advice Memoranda (rolling 10-year window) › WEA Insurance (18-CA-182305)

Hadsall, Regional Director Region 18 FROM: Barry J. … ADV.18-CA-182305.Response.WEA Insurance Corporation. (b) (6), (b)

Implementation of the Federal No Surprises Act

NJ DOBI Bulletin 2021-14 · New Jersey · Agency guidance

New Jersey Department of Banking and Insurance Bulletins › Implementation of the Federal No Surprises Act

The Department now issues this bulletin to update Bulletin 18-14 in light of the Federal Act. … I, 134 Stat. at 2757-2890). 2 See the following link: https://www.state.nj.us/dobi/bulletins/blt18_14.pdf 3 See 42 U.S.C. 300gg-23(a)(1); 86 Fed. Reg. at 36,886.