Statutes and regulations

Rule 42. Protecting Identities—Sealed Items and Identification Numbers

N.C. R. App. P. 42 (version codified 1 January 2022, superseded) · North Carolina · Court rules

North Carolina Court Rules › North Carolina Rules of Appellate Procedure › N.C. R. App. P. 42 (version codified 1 January 2022, superseded)

. § 7B-1001; (2) Appeals filed under N.C.G.S. § 7B-2602; (3) Appeals filed under N.C.G.S. § 7A-27 that involve a sexual offense committed against a minor; and (4) Cases in which the right to appeal … Contract (Appellee) 28 Appellant Filing or Giving Notice of Appeal 7(b)(2) 18(b)(3) Serving Appellate Entries (Clerk of Superior Court) 14 Judge Signing Appellate Entr e Otherwise) 18(

Rule 42. Protecting Identities—Sealed Items and Identification Numbers

N.C. R. App. P. 42 (version codified 1 April 2025, superseded) · North Carolina · Court rules

North Carolina Court Rules › North Carolina Rules of Appellate Procedure › N.C. R. App. P. 42 (version codified 1 April 2025, superseded)

. § 7B-1001; (2) Appeals filed under N.C.G.S. § 7B-2602; (3) Appeals filed under N.C.G.S. § 7A-27 that involve a sexual offense committed against a minor; and (4) Cases in which the right to appeal … Contract (Appellee) 28 Appellant Filing or Giving Notice of Appeal 7(b)(2) 18(b)(3) Serving Appellate Entries (Clerk of Superior Court) 14 Judge Signing Appellate Entr e Otherwise) 18(

Proposed Revisions to Reports of Condition and Income (Call Report) for 2010

FDIC FIL-47-2009 · Federal · Agency guidance

FDIC Financial Institution Letters › Proposed Revisions to Reports of Condition and Income (Call Report) for 2010

General Description of Reports These information collections are mandatory: 12 U.S.C. 161 (for national banks), 12 U.S.C. 324 (for state member banks), and 12 U.S.C. 1817 (for insured state nonmember … General Description of Reports These information collections are mandatory: 12 U.S.C. 161 (for national banks), 12 U.S.C. 324 (for state member banks), and 12 U.S.C. 1817 (for insured state nonmember

DISCIPLINARY ACTIONS AGAINST ACCOUNTANTS PERFORMING SECTION 36 AUDIT SERVICES

FDIC FIL-66-2003 · Federal · Agency guidance

FDIC Financial Institution Letters › DISCIPLINARY ACTIONS AGAINST ACCOUNTANTS PERFORMING SECTION 36 AUDIT SERVICES

L. 102–242, 105 Stat. 2236 (1991). 18 12 U.S.C. 1813(u)(4). 19 See 12 CFR part 19, subpart A (OCC); 12 CFR part 263, subpart A (Board); 12 CFR part 308, subpart A (FDIC); 12 CFR part 509, subpart A … ; 15 U.S.C. 78(h) and (i), 78o–4(c), 78o– 5, 78q–1, 78s, 78u, 78u–2, 78u–3, and 78w; 28 U.S.C. 2461 note; 31 U.S.C. 330, 5321; and 42 U.S.C. 4012a.

Regulatory Capital Rules: Standardized Approach for Risk-Weighted Assets; Market Discipline and Disclosure Requirements

FDIC FIL-27-2012 · Federal · Agency guidance

FDIC Financial Institution Letters › Regulatory Capital Rules: Standardized Approach for Risk-Weighted Assets; Market Discipline and Disclosure Requirements

. 78o–7, note. 78 See 12 U.S.C. 5371. 79 See 12 U.S.C. 1831o(c). 80 See 12 U.S.C. 321–338. 81 See 12 U.S.C. 3907; 12 U.S.C. 1844. 82 See 12 U.S.C. 1467a(g)(1). 83 See 13 CFR 121.201. 84 The December … 169 / Thursday, August 30, 2012 / Proposed Rules 86 5 U.S.C. 603(a). 87 5 U.S.C. 605(b). 88 See, e.g., 12 U.S.C. 1467a(g)(1); 12 U.S.C. 1831o(c)(1); 12 U.S.C. 1844; 12 U.S.C. 3907; and 12 U.S.C.

Banker Teleconference Series

FDIC FIL-29-2015 · Federal · Agency guidance

FDIC Financial Institution Letters › Banker Teleconference Series

, 12 U.S.C. 4001 et seq.; 12 CFR Part 229 (Regulation CC). 7 Truth in Savings Act, 12 U.S.C. 4301 et seq.; 12 CFR Part 1030 (Regulation DD). 8 Federal Trade Commission Act, Section 5, 15 U.S.C. 45(a) … Students,” OCC Community Developments Insights report (April 2009), available at http://www.occ.gov/topics/community- affairs/publications/insights/insights-school-based-bank-savings-programs.pdf. 18

LIMITED LIABILITY COMPANIES

FDIC FIL-106-2002 · Federal · Agency guidance

FDIC Financial Institution Letters › LIMITED LIABILITY COMPANIES

. 1815. 2 See 12 U.S.C. 1813(c)(1). 3 See 12 U.S.C. 1813(a)(1). 4 12 U.S.C. 1813(a)(2). 5 The Random House Dictionary of the English Language 968 (2d ed. 1987). 6 Black’s Law Dictionary 769 (7th ed. 1999 … L. 104–188 § 1315, 26 U.S.C. 1361(b)(1996). 16 See Id. 17 See Mark A. Sargent & Walter D. Schwidetzky, Limited Liability Company Handbook § 1:3 (rev. 2002). 18 See Id. 19 See ‘‘Unif.

Office of Foreign Assets Control Enforcement Guidelines

FDIC FIL-9-2006 · Federal · Agency guidance

FDIC Financial Institution Letters › Office of Foreign Assets Control Enforcement Guidelines

The authority citation for Part 501 continues to read as follows: Authority: 18 U.S.C. 2332d; 21 U.S.C. 1901–1908; 22 U.S.C. 287c; 22 U.S.C. 2370(a); 31 U.S.C. 321(b); 50 U.S.C cedure, Banks, banking … The authority citation for Part 501 continues to read as follows: Authority: 18 U.S.C. 2332d; 21 U.S.C. 1901–1908; 22 U.S.C. 287c; 22 U.S.C. 2370(a); 31 U.S.C. 321(b); 50 U.S.C. 1701– VerDate Aug<

Notice of Proposed Rulemaking on Special Assessment Pursuant to Systemic Risk Determination

FDIC FIL-24-2023 · Federal · Agency guidance

FDIC Financial Institution Letters › Notice of Proposed Rulemaking on Special Assessment Pursuant to Systemic Risk Determination

March 26, 2023. https://www.fdic.gov/news/press- releases/2023/pr23023.html. 9 12 U.S.C. 1823(c)(4)(G)(ii)(I). 10 12 U.S.C. 1823(c)(4)(G)(ii)(III). 11 12 U.S.C. 1823(c)(4)(G)(ii)(III). 12 12 U.S.C. … March 26, 2023. https://www.fdic.gov/news/press- releases/2023/pr23023.html. 9 12 U.S.C. 1823(c)(4)(G)(ii)(I). 10 12 U.S.C. 1823(c)(4)(G)(ii)(III). 11 12 U.S.C. 1823(c)(4)(G)(ii)(III). 12 12 U.S.C.

Time-Limited No-Action Relief for Bespoke or Complex Swaps from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulations. (Extended by 13-35)

CFTC Letter No. 12-39 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Time-Limited No-Action Relief for Bespoke or Complex Swaps from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulations. (Extended by 13-35)

Complex Swaps from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulations Robert Pickel Chief Executive Officer International Swaps and Derivatives Association 1001 … L. 111-203, 124 Stat. 1376 (2010). 8 7 U.S.C. 1, et seq. 3 (5) option strike price (6) option family (7) option lockout period In addition, you indicate that FpML currently lacks the

ANTI-MONEY LAUNDERING MEASURES

FDIC FIL-42-2003 · Federal · Agency guidance

FDIC Financial Institution Letters › ANTI-MONEY LAUNDERING MEASURES

See 15 U.S.C. 1681b. … Therefore, the bank must verify the identity of a customer of its foreign branch in accordance with its CIP if such a customer opens a new account in the U.S. 18 26 U.S.C. 7701(a)(30)(A). 19 See footnote

Risk-Based Capital Standards Proposed Rule on Advanced Capital Adequacy Framework—Basel II; Establishment of a Risk-Based Capital Floor

FDIC FIL-88-2010 · Federal · Agency guidance

FDIC Financial Institution Letters › Risk-Based Capital Standards Proposed Rule on Advanced Capital Adequacy Framework—Basel II; Establishment of a Risk-Based Capital Floor

See 12 U.S.C. § 3103 (a)(3)(B)(i). 11 12 USC § 1843(1)(3). … 15 U.S.c. 6801 and 6805. 2.

Modifications to the Statement of Policy for Section 19 of the Federal Deposit Insurance Act

FDIC FIL-3-2013 · Federal · Agency guidance

FDIC Financial Institution Letters › Modifications to the Statement of Policy for Section 19 of the Federal Deposit Insurance Act

The updated Statement of Policy (SOP) for Section 19 of the FDI Act is available on the FDIC’s Web site and was published in the Federal Register on December 18, 2012. … All FDIC-insured institutions, bank holding companies, and savings and loan holding companies must comply with the requirements of Section 19 of the FDI Act (12 U.S.C. 1829).

Risk-Based Capital Rules Proposed Rule on Risk-Based Capital Standards: Market Risk; Alternatives to Credit Ratings for Debt and Securitization Positions

FDIC FIL-75-2011 · Federal · Agency guidance

FDIC Financial Institution Letters › Risk-Based Capital Rules Proposed Rule on Risk-Based Capital Standards: Market Risk; Alternatives to Credit Ratings for Debt and Securitization Positions

, 6801, and 6805; 31 U.S.C. 5318; 42 U.S.C. 4012a, 4104a, 4104b, 4106 and 4128. 5. … and 3909; 15 U.S.C. 1681s, 1681w, 6801 and 6805. 8.

The Division of Market Oversight is issuing a no-action letter that extends Letter No. 15-25 and provides relief from: (1) the requirement that a SEF obtain documents that are incorporated by reference in a confirmati...

CFTC Letter No. 16-25 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › The Division of Market Oversight is issuing a no-action letter that extends Letter No. 15-25 and provides relief from: (1) the requirement that a SEF obtain documents that are incorporated by reference in a confirmati...

part 45.10 Confirmation data is “all of the terms of a swap matched and agreed upon by the counterparties in confirming the swap.”11 In response to a request from multiple parties,12 on August 18 … . 5 CEA section 5h(f)(10); 7 U.S.C. 7b–3(f)(10). 6 17 C.F.R. §45.2(a). 7 17 C.F.R. §45.3. 8 17 C.F.R. § 45.3(a)(1). 9 17 C.F.R. §45.1 (“Required swap creation data means all primary economic

Proposed Regulatory Capital Reporting Changes

FDIC FIL-42-2013 · Federal · Agency guidance

FDIC Financial Institution Letters › Proposed Regulatory Capital Reporting Changes

), 12 U.S.C. 324 and 12 U.S.C. 1844(c) (state member banks and bank holding companies, respectively), 12 U.S.C items, Call Report information collections are not given confidential treatment. … ), 12 U.S.C. 324 and 12 U.S.C. 1844(c) (state member banks and bank holding companies, respectively), 12 U.S.C. 1467a(b) (savings and loan holding companies), 12 U.S.C. 1817 (insured state nonmember

FINANCIAL INSTITUTION REPORTS

FDIC FIL-41-2013 · Federal · Agency guidance

FDIC Financial Institution Letters › FINANCIAL INSTITUTION REPORTS

), 12 U.S.C. 324 and 12 U.S.C. 1844(c) (state member banks and bank holding companies, respectively), 12 U.S.C items, Call Report information collections are not given confidential treatment. … ), 12 U.S.C. 324 and 12 U.S.C. 1844(c) (state member banks and bank holding companies, respectively), 12 U.S.C. 1467a(b) (savings and loan holding companies), 12 U.S.C. 1817 (insured state nonmember

Rule 42. Protecting Identities—Sealed Items and Identification Numbers

N.C. R. App. P. 42 (version codified 14 January 2021, superseded) · North Carolina · Court rules

North Carolina Court Rules › North Carolina Rules of Appellate Procedure › N.C. R. App. P. 42 (version codified 14 January 2021, superseded)

. § 7B-1001; (2) Appeals filed under N.C.G.S. § 7B-2602; (3) Appeals filed under N.C.G.S. § 7A-27 that involve a sexual offense committed against a minor; and (4) Cases in which the right to appeal … Contract (Appellee) 28 Appellant Filing or Giving Notice of Appeal 7(b)(2) 18(b)(3) Serving Appellate Entries (Clerk of Superior Court) 14 Judge Signing Appellate Entr e Otherwise) 18(

Liquidity Coverage Ratio:

FDIC FIL-46-2014 · Federal · Agency guidance

FDIC Financial Institution Letters › Liquidity Coverage Ratio:

. 2(h), 15 U.S.C. 78c-3. … Pension fund means an employee benefit plan as defined in paragraphs (3) and (32) of section 3 of the Employee Retirement Income and Security Act of 1974 (29 U.S.C. 1001 et seq.), a ‘‘governmental

Secure and Fair Enforcement for Mortgage Licensing Act of 2008 – Final Rule Registration of Residential Mortgage Loan Originators (Part 365, Subpart B)

FDIC FIL-64-2009 · Federal · Agency guidance

FDIC Financial Institution Letters › Secure and Fair Enforcement for Mortgage Licensing Act of 2008 – Final Rule Registration of Residential Mortgage Loan Originators (Part 365, Subpart B)

Some commenters also 23 12 U.S.C. 2801 et seq. 18 suggested that the exception should apply only to individuals who do not regularly or principally … Act (12 U.S.C. § 5106).