Statutes and regulations

FDIC Releases Interagency Designated Key HMDA Data Fields List

FDIC FIL-51-2017 · Federal · Agency guidance

FDIC Financial Institution Letters › FDIC Releases Interagency Designated Key HMDA Data Fields List

, FDIC, and OCC also took into account the likelihood that a data field would be reported correctly based on past examination experience. 1 12 U.S.C … Action Taken Date 13 Street Address Property Address 14 City Property Address 15 State Property Location & Property Address 16 Zip Code Property Address 17 County Property Location 18

No-Action Relief with Respect to Certain Commodity Exchange Act Provisions That May Apply to Southwest Power Pool, Inc. and/or Its Participants

CFTC Letter No. 14-18 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › No-Action Relief with Respect to Certain Commodity Exchange Act Provisions That May Apply to Southwest Power Pool, Inc. and/or Its Participants

TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5000 Facsimile: (202) 418-5521 www.cftc.gov a CFTC Letter No. 14-18 … (filed on Oct. 17, 2013). 3 7 U.S.C. 6(c)(6). Mr. Nicholas A.

Small Bank Pricing

FDIC FIL-28-2016 · Federal · Agency guidance

FDIC Financial Institution Letters › Small Bank Pricing

See 12 U.S.C. 1817(b)(1)(C). … . 4802(a). 73 12 U.S.C. 4802(b). 74 44 U.S.C. 3501 et seq.

State Voluntary Agreements to Plan and Pay for Transmission Facilities News Release

175 FERC ¶ 61,225 · Federal · Agency guidance

FERC Policy Statements › State Voluntary Agreements to Plan and Pay for Transmission Facilities News Release

Ari Peskoe, A Challenge for Federalism: Achieving National Goals in the Electricity Industry, 18 Mo. Envtl. … No. 109-58, § 1221(i), 119 Stat. 594, 950 (2005) (codified at 16 U.S.C. § 824p(i)).

National Ass’n of Gov’t Employees, Local R14-139 (EDP Enterprises) (14-CB-227097)

NLRB Division of Advice Memorandum, Case No. 14-CB-227097 (National Ass’n of Gov’t Employees, Local R14-139 (EDP Enterprises)) · Federal · Agency guidance

NLRB Division of Advice Memoranda (rolling 10-year window) › National Ass’n of Gov’t Employees, Local R14-139 (EDP Enterprises) (14-CB-227097)

considering it cannot initiate its own proceedings.17 Thus, “[a]ny coercion used to discourage, retard, or defeat that access [to the Board] is beyond the legitimate interests of a labor organization.”18 … fining a dissident member who filed a Board charge for violating an exhaustion-of-internal-remedies provision). 16 Id. at 424. 17 Id. at 424 (internal quotation marks and citations omitted). 18

The Division of Clearing and Intermediary Oversight took a CPO registration no-action position with respect to the trustee of a commodity pool where the trustee had no authority to perform CPO functions, and a separat...

CFTC Letter No. 09-39 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › The Division of Clearing and Intermediary Oversight took a CPO registration no-action position with respect to the trustee of a commodity pool where the trustee had no authority to perform CPO functions, and a separat...

Regulations 4.31 and 4.36, which concern, respectively, Disclosure 1 Specifically, those e-mail messages were dated June 29, 2009 and July 7, 2009. 2 7 U.S.C … The regulations may also be accessed through the Commission’s website, at: http://www.cftc.gov/. 1 Specifically, those e-mail messages were dated June 29, 2009 and July 7, 2009. 2 7 U.S.C. §1, et

Policy Regarding Disclosure of Exculpatory and Impeachment Information

Justice Manual § 9-5.001 · Federal · Agency guidance

Agency Guidance › DOJ Justice Manual › Title 9: Criminal › 9-5.000 - Issues Related To Discovery, Trials, And Other Proceedings › Justice Manual § 9-5.001

In such cases, required disclosures may be made at a time and in a manner consistent with the policy embodied in the Jencks Act, 18 U.S.C. § 3500.

Cboe Digital Exchange, LLC - Time-Limited No-Action Position with respect to Certain Provisions under the Commission’s Dormancy Framework for Registered Entities

CFTC Letter No. 26-18 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Cboe Digital Exchange, LLC - Time-Limited No-Action Position with respect to Certain Provisions under the Commission’s Dormancy Framework for Registered Entities

Summary: Cboe Digital Exchange, LLC - Time-Limited No-Action Position with respect to Certain Provisions under the Commission’s Dormancy Framework for Registered Entities CFTC Letter No. 26-18 No-Action … Request at 1. 8 Id. at 2. 9 Id. at 2-3. 10 Id. 11 Id. 12 Id. at 2. 13 Id. at 4; see CFTC Letter No. 25-46 (Dec. 11, 2025), available at https://www.cftc.gov/csl/25-46/download. 14 Id.; see also 7 U.S.C

Proffitt & Sons (10-CA-185899)

NLRB Division of Advice Memorandum, Case No. 10-CA-185899 (Proffitt & Sons) · Federal · Agency guidance

NLRB Division of Advice Memoranda (rolling 10-year window) › Proffitt & Sons (10-CA-185899)

activity, employer action to prevent that employee from engaging in protected activity in the future “interferes with and restrains the exercise of Section 7 rights and is unlawful without more.”4 1 29 U.S.C … because economic strikers are automatically entitled to their jobs back, or, if their job is unavailable, preferential hiring to similar openings). 11 Case 21-CA-150875, Advice Memorandum dated Dec. 18

Notice of Proposed Rulemaking to Impose a Long-Term Debt Requirement for Certain Insured Depository Institutions

FDIC FIL-45-2023 · Federal · Agency guidance

FDIC Financial Institution Letters › Notice of Proposed Rulemaking to Impose a Long-Term Debt Requirement for Certain Insured Depository Institutions

See 12 U.S.C. 1821(d)(11)(A). as selling the IDI in pieces over time, or to effectuate a spin-off of parts of the IDI’s operations or business lines. … Pettway General Counsel 18 CONTACTS: CISR: Jenny G. Traille, Acting Senior Deputy Director Andrew J. Felton, Deputy Director, Systemic Risk Branch Ryan P.

Notice of Final Rulemaking on FDIC Official Signs, Advertisement of Membership, False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC’s Name or Logo

FDIC FIL-3-2026 · Federal · Agency guidance

FDIC Financial Institution Letters › Notice of Final Rulemaking on FDIC Official Signs, Advertisement of Membership, False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC’s Name or Logo

. 3501 et seq. 37 44 U.S.C. 3507(d). 38 5 CFR 1320.11. … . 804(2). 41 5 U.S.C. 801(a)(3).

Assessments Final Rule

FDIC FIL-8-2011 · Federal · Agency guidance

FDIC Financial Institution Letters › Assessments Final Rule

o A banker’s bank for purposes of calculating deposit insurance assessments is defined as that term is used in 12 U.S.C. 24. … o A banker’s bank for purposes of calculating deposit insurance assessments is defined as that term is used in 12 U.S.C. 24.

Basic Hague Agreement Principles

MPEP § 2901 · Federal · Agency guidance

Agency Guidance › USPTO MPEP › Chapter 2900 - International Design Applications › MPEP § 2901

Pursuant to 35 U.S.C. 389 , the USPTO will examine international design applications designating the United States based on the published international registration received from the International Bureau … has been granted within their territories, typically through issuance of a Statement of Grant of Protection communicated to the International Bureau pursuant to the provisions of Hague Agreement Rule 18

The Division of Clearing and Intermediary Oversight granted exemptive relief from the books and records location requirement of Regulations 4.7 and 4.23. This exemption was conditioned upon: (1) the contractual obliga...

CFTC Letter No. 08-04 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › The Division of Clearing and Intermediary Oversight granted exemptive relief from the books and records location requirement of Regulations 4.7 and 4.23. This exemption was conditioned upon: (1) the contractual obliga...

Commission maintains its right under that regulation to inspect the required books and records of “B” at “C’s” offices and at “D’s” offices.7 Additionally, “B” remains subject to all antifraud 6 7 U.S.C … provisions of the Act and the Commission’s regulations, to the reporting requirements for traders set forth in Parts 15, 18

Criminal Discovery Involving Forensic Evidence and Experts

Justice Manual § 9-5.003 · Federal · Agency guidance

Agency Guidance › DOJ Justice Manual › Title 9: Criminal › 9-5.000 - Issues Related To Discovery, Trials, And Other Proceedings › Justice Manual § 9-5.003

The Duty to Disclose, Generally The prosecution’s duty to disclose is generally governed by Federal Rules of Criminal Procedure 16 and 26.2, the Jencks Act (18 U.S.C. §3500), Brady v.

Compliance Date Extension: Sections 328.4 and 328.5 Amendments to FDIC Official Signs and Advertising Requirements, False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC’s Name or Logo Rule

FDIC FIL-53-2025 · Federal · Agency guidance

FDIC Financial Institution Letters › Compliance Date Extension: Sections 328.4 and 328.5 Amendments to FDIC Official Signs and Advertising Requirements, False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC’s Name or Logo Rule

54544 Federal Register / Vol. 90, No. 227 / Friday, November 28, 2025 / Rules and Regulations 1 89 FR 3504. 2 12 U.S.C. 1828(a). 3 89 FR 84261 (Oct. 22, 2024). 4 90 FR 11659 (Mar. 11, 2025). 5 90 … SUPPLEMENTARY INFORMATION: On December 20, 2023, the FDIC adopted a final rule 1 revising the official sign and advertising regulations implementing section 18(a) of the Federal Deposit Insurance

No-action relief for Chicago Mercantile Exchange, Inc. with regard to Regulation 1.20(g)(4), and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held at the Bank of Canada.

CFTC Letter No. 16-59 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › No-action relief for Chicago Mercantile Exchange, Inc. with regard to Regulation 1.20(g)(4), and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held at the Bank of Canada.

See 12 U.S.C. § 5465(a). Mr. … Stat 1376 (2010). 18 See discussion supra Part I.B.

Business Transacted with Producer-Controlled Property and Casualty Insurer Act (§ 38.2-1341 et seq. of the Code of Virginia)

VA Administrative Letter 2003-08 · Virginia · Agency guidance

Virginia SCC Bureau of Insurance Administrative Letters › Business Transacted with Producer-Controlled Property and Casualty Insurer Act (§ 38.2-1341 et seq. of the Code of Virginia)

No. 99-499, 100 Stat. 1613 (1986) and the Risk Retention Act, 15 U.S.C. § 3901 et seq. (1982 & Supp. 1986) and § 38.2- 5101 of the Code of Virginia; 2. … Any insurance agent subject to licensure pursuant to the provisions of Chapter 18 (§ 38.2-1800 et seq.) of Title 38.2 of the Code of Virginia, or any managing general agent or reinsurance intermediary

Open Enrollment for Individuals in Insured Health Benefit Plans; Issued 12/28/11

MA Bulletin 2011-19 · Massachusetts · Agency guidance

Massachusetts Division of Insurance Bulletins › Open Enrollment for Individuals in Insured Health Benefit Plans; Issued 12/28/11

Periods HIPAA-Eligible Individuals Under M.G.L. c. 176J, § 4, carriers must enroll an individual who is eligible under section 2741 of the Health Insurance Portability and Accountability Act of 1996, 42 U.S.C … Commonwealth Care), o church plan, or o health insurance plan offered in connection with any such plan; and - whose prior coverage was “creditable coverage” as defined in HIPAA that was in effect for 18

International Warehouse Group (29-CA-197057)

NLRB Division of Advice Memorandum, Case No. 29-CA-197057 (International Warehouse Group) · Federal · Agency guidance

NLRB Division of Advice Memoranda (rolling 10-year window) › International Warehouse Group (29-CA-197057)

employees’ advocacy on the “Day Without Immigrants” is connected to employees’ interests as employees because more vigorous immigration enforcement will likely cause employment standards and working 21 29 U.S.C … Concern, 7 NLRB 753, 759 n enforcement will likely cause employment standards and working 21 29 U.S.C. § 151 (outlining purpose of the Act and the need to protect employees’ right to collectively organize