Rule 1.6. Confidentiality of information. (a) A lawyer shall not reveal information
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Rhode Island Court Rules › Supreme Court › Supreme Court Rules Article V - Rules of Professional Conduct › R.I. Sup. Ct. art. V, R. 1.6
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relating to the representation of a client unless the client gives informed consent,
except for disclosures that are impliedly authorized in order to carry out the
representation, and except as stated in paragraph (b).
(b) A lawyer may reveal such information to the extent the lawyer reasonably
believes necessary:
(1) to prevent the client from committing a criminal act that the lawyer believes is
likely to result in imminent death or substantial bodily harm;
(2) to establish a claim or defense on behalf of the lawyer in a controversy
between the lawyer and the client, to establish a defense to a criminal charge or civil
claim against the lawyer based upon conduct in which the client was involved, or to
respond to allegations in any proceeding concerning the lawyer's representation of the
client;
(3) to secure legal advice about the lawyer's compliance with these Rules; or
(4) to comply with other law or a court order.
COMMENTARY
Fundamental Principles
[1] The lawyer is part of a judicial system charged with upholding the law. One of
the lawyer's functions is to advise clients so that they avoid any violation of the law in
the proper exercise of their rights.
The observance of the ethical obligation of a lawyer to hold inviolate confidential
information of the client not only facilitates the full development of facts essential to
proper representation of the client but also encourages people to seek early legal
assistance. Almost without exception, clients come to lawyers in order to determine
what their rights are and what is, in the maze of laws and regulations, deemed to be
legal and correct. The common law recognizes that the client's confidences must be
protected from disclosure. Based upon experience, lawyers know that almost all
clients follow the advice given, and the law is upheld.
A fundamental principle in the client-lawyer relationship is that the lawyer maintain
confidentiality of information relating to the representation
and regulations, deemed to be
legal and correct. The common law recognizes that the client's confidences must be
protected from disclosure. Based upon experience, lawyers know that almost all
clients follow the advice given, and the law is upheld.
A fundamental principle in the client-lawyer relationship is that the lawyer maintain
confidentiality of information relating to the representation. The client is thereby
encouraged to communicate fully and frankly with the lawyer even as to
embarrassing or legally damaging subject matter.
The principle of confidentiality is given effect in two related bodies of law, the
attorney-client privilege (which includes the work product doctrine) in the law of
evidence and the rule of confidentiality established in professional ethics. The
attorney-client privilege applies in judicial and other proceedings in which a lawyer
may be called as a witness or otherwise required to produce evidence concerning a
client. The rule of client-lawyer confidentiality applies in situations other than those
where evidence is sought from the lawyer through compulsion of law. The
confidentiality rule applies not merely to matters communicated in confidence by the
client but also to all information relating to the representation, whatever its source. A
lawyer may not disclose such information except as authorized or required by the
Rules of Professional Conduct or other law. See also Scope.
The requirement of maintaining confidentiality of information relating to
representation applies to government lawyers who may disagree with the policy goals
that their representation is designed to advance.
Authorized Disclosure
hatever its source. A
lawyer may not disclose such information except as authorized or required by the
Rules of Professional Conduct or other law. See also Scope.
The requirement of maintaining confidentiality of information relating to
representation applies to government lawyers who may disagree with the policy goals
that their representation is designed to advance.
Authorized Disclosure
[2] A lawyer is impliedly authorized to make disclosures about a client when
appropriate in carrying out the representation, except to the extent that the client's
instructions or special circumstances limit that authority. In litigation, for example, a
lawyer may disclose information by admitting a fact that cannot properly be disputed,
or in negotiation by making a disclosure that facilitates a satisfactory conclusion.
Lawyers in a firm may, in the course of the firm's practice, disclose to each other
information relating to a client of the firm, unless the client has instructed that
particular information be confined to specified lawyers.
Disclosure Adverse to Client
[3] The confidentiality rule is subject to limited exceptions. In becoming privy to
information about a client, a lawyer may foresee that the client intends serious harm
to another person. However, to the extent a lawyer is required or permitted to disclose
a client's purposes, the client will be inhibited from revealing facts which would
enable the lawyer to counsel against a wrongful course of action. The public is better
protected if full and open communication by the client is encouraged than if it is
inhibited.
Several situations must be distinguished.
First, the lawyer may not counsel or assist a client in conduct that is criminal or
fraudulent. See Rule 1.2(d). Similarly, a lawyer has a duty under Rule 3.3(a)(3) not to
use false evidence. This duty is essentially a special instance of the duty prescribed in
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