Statutes and regulations

Deposit Insurance Coverage Seminars

FDIC FIL-23-2019 · Federal · Agency guidance

FDIC Financial Institution Letters › Deposit Insurance Coverage Seminars

. 1819(Tenth); 1820(g). 5 12 U.S.C. 1821(a)(1). 6 12 U.S.C. 1821(a)(1)(B), (C). … . 4802(a). 30 12 U.S.C. 4802(b).

Regulatory Capital Rules: Regulatory Capital, Enhanced Supplementary Leverage Ratio Standards for Certain Bank Holding Companies and their Subsidiary Insured Depository Institutions

FDIC FIL-33-2013 · Federal · Agency guidance

FDIC Financial Institution Letters › Regulatory Capital Rules: Regulatory Capital, Enhanced Supplementary Leverage Ratio Standards for Certain Bank Holding Companies and their Subsidiary Insured Depository Institutions

See, for example, sections 165 and 171 of the Dodd-Frank Act (12 U.S.C. 5365 and 12 U.S.C. 5371). 3 12 U.S.C. 3901–3911. 4 12 U.S.C. 1831o. 5 12 U.S.C. 3901(a). 6 ‘‘Each appropriate Federal banking … L. 102–550, 106 Stat. 3672, 4089 (12 U.S.C. 1828 note); Pub. L. 111–203, 124 Stat. 1376, 1887 (15 U.S.C. 78o–7 note).

Revisions to the Consolidated Reports of Condition and Income (Call Report) and the FFIEC 101 Report

FDIC FIL-60-2020 · Federal · Agency guidance

FDIC Financial Institution Letters › Revisions to the Consolidated Reports of Condition and Income (Call Report) and the FFIEC 101 Report

The interim final rule also clarifies that PPP covered loans as defined in section 7(a)(36) of the Small Business Act (15 U.S.C. 636(a)(36)) receive a zero percent risk weight. … IDIs also would separately report in Schedule RC-M, items 18.a and 18.b, the quarter-end total outstanding balance of assets purchased under the MMLF and the quarterly average amount of assets purchased

Regulatory Capital Rules:

FDIC FIL-45-2014 · Federal · Agency guidance

FDIC Financial Institution Letters › Regulatory Capital Rules:

17 and 18). … ■18.

Supplemental Guidance Related to the FDIC Statement of Policy on Applications for Deposit Insurance

FDIC FIL-24-2016 · Federal · Agency guidance

FDIC Financial Institution Letters › Supplemental Guidance Related to the FDIC Statement of Policy on Applications for Deposit Insurance

Distribution: FDIC-Insured Depository Institutions Highlights:  Part 303 (Subpart B) of the FDIC Rules and Regulations (12 U.S.C. … The FDIC's Business Plan Guidelines are those contained on pages 18-39 of the Interagency Application accessible at https://www.fdic.gov/regulations/laws/FORMS/applications.html.

Incentive-Based Compensation Arrangements

FDIC FIL-21-2024 · Federal · Agency guidance

FDIC Financial Institution Letters › Incentive-Based Compensation Arrangements

Authority: 12 U.S.C. 5641, 12 U.S.C. 1818, 12 U.S.C. 1819 Tenth, 12 U.S.C. 1831p-1. 120 § 372.1 Authority, scope, and initial applicability. (a) Authority. … This part is issued pursuant to section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (12 U.S.C. 5641), and sections 8 (12 U.S.C. 1818), 9 (12 U.S.C. 1819 Tenth), and 39 (12 U.S.C

DEPOSITORY INSTITUTION REPORTS

FDIC FIL-60-2018 · Federal · Agency guidance

FDIC Financial Institution Letters › DEPOSITORY INSTITUTION REPORTS

Stafford Disaster Relief and Emergency Assistance Act, 42 U.S.C. 5170(a), the President may declare that a major disaster exists in a state. … 2013, https://www.fdic.gov/news/news/financial/2013/fil13051a.pdf; OCC: OCC Bulletin 2013-28, https://www.occ.treas.gov/news-issuances/bulletins/2013/bulletin-2013-28a.pdf; and Board: SR letter 13-18

Liquidity Coverage Ratio: Proposed Rule

FDIC FIL-52-2013 · Federal · Agency guidance

FDIC Financial Institution Letters › Liquidity Coverage Ratio: Proposed Rule

18. Is the proposed treatment for publicly traded common stock appropriate? Why or why not? … Pension fund means an employee benefit plan as defined in paragraphs (3) and (32) of section 3 of the Employee Retirement Income and Security Act of 1974 (29 U.S.C. 1001 et seq.), a ‘‘governmental

Notice of Proposed Interagency Rulemaking on Amendments to the Regulatory Capital Rule Applicable to Large Banking Organizations and to Banking Organizations with Significant Trading Activity

FDIC FIL-38-2023 · Federal · Agency guidance

FDIC Financial Institution Letters › Notice of Proposed Interagency Rulemaking on Amendments to the Regulatory Capital Rule Applicable to Large Banking Organizations and to Banking Organizations with Significant Trading Activity

See 12 U.S.C. 1831bb. … See 15 U.S.C. 78o–7 note.

DEPOSITORY INSTITUTION REPORTS

FDIC FIL-2-2016 · Federal · Agency guidance

FDIC Financial Institution Letters › DEPOSITORY INSTITUTION REPORTS

discussed in a later section of these Supplemental Instructions), is permitted to use private company accounting alternatives issued by the FASB when preparing its Call Reports, except as provided in 12 U.S.C … discussed in a later section of these Supplemental Instructions), is permitted to use private company accounting alternatives issued by the FASB when preparing its Call Reports, except as provided in 12 U.S.C

Community Reinvestment Act Joint Final Rules

FDIC FIL-79-2005 · Federal · Agency guidance

FDIC Financial Institution Letters › Community Reinvestment Act Joint Final Rules

of holding company affiliation (69 FR 51155 (Aug. 18, 2004)). … Act (15 U.S.C. 1601 et seq.)

Proposed Revisions to Regulatory Reports Filed by Banks and Savings Associations

FDIC FIL-95-2006 · Federal · Agency guidance

FDIC Financial Institution Letters › Proposed Revisions to Regulatory Reports Filed by Banks and Savings Associations

General Description of Reports These information collections are mandatory: 12 U.S.C. 161 (for national banks), 12 U.S.C. 324 (for state member banks), 12 U.S.C. 1817 (for insured state nonmember … commercial and savings banks), and 12 U.S.C. 1464 (for savings associations).

Securities Disclosure Requirements

FDIC FIL-41-2004 · Federal · Agency guidance

FDIC Financial Institution Letters › Securities Disclosure Requirements

rulemaking (5 U.S.C. 603, 604). … SUMMARY: On November 18, 2003, the Secretary of the Treasury (Secretary) designated Burma as a jurisdiction of primary money laundering concern, and proposed a special measure that certain U.S. financial

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B06-12 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

the insurance code, provides a basis for administrative action under AS 21.27.410 (refusal to renew or suspension or revocation of a license), and may be a criminal violation under AS 11.56.210 and 18 … U.S.C. 1033.

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B08-07 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

the insurance code, provides a basis for administrative action under AS 21.27.410 (refusal to renew or suspension or revocation of a license), and may be a criminal violation under AS 11.56.210 and 18 … U.S.C. 1033.

Annual Stress-Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $10 Billion to $50 Billion

FDIC FIL-49-2013 · Federal · Agency guidance

FDIC Financial Institution Letters › Annual Stress-Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $10 Billion to $50 Billion

Line item 24 Net income: Report the total of lines 18, 19, 20, 21, 22, and 23 using the following logic (item 18 - item 19 + item 20 + item 21 + item 22 – item 23). … Line item 24 Net income: Report the total of lines 18, 19, 20, 21, 22, and 23 using the following logic (item 18 - item 19 + item 20 + item 21 + item 22 – item 23).

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B05-02 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

the insurance code, provides a basis for administrative action under AS 21.27.410 (refusal to renew or suspension or revocation of a license), and may be a criminal violation under AS 11.56.210 and 18 … U.S.C 1033.

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B08-02 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

the insurance code, provides a basis for administrative action under AS 21.27.410 (refusal to renew or suspension or revocation of a license), and may be a criminal violation under AS 11.56.210 and 18 … U.S.C. 1033.

Extension of No-action relief letters 20-39 and 21-17 which were granted to ensure the continued availability, following Brexit, of regulatory relief under certain existing CFTC comparability determinations and exempt...

CFTC Letter No. 21-24 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Extension of No-action relief letters 20-39 and 21-17 which were granted to ensure the continued availability, following Brexit, of regulatory relief under certain existing CFTC comparability determinations and exempt...

5 Comparability Determination for the European Union: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (October 18 … See 7 U.S.C. § 7b-3. 13 This no-action relief does not affect any other requirements under the CEA or the Commission’s regulations.

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B04-12 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

of the insurance code, provides a basis for administrative action under AS 21.27.410 (refusal to renew or suspension or revocation of a license), and may be a criminal violation under AS 11.56.210 and 18 … U.S.C 1033.