Statutes and regulations

The Home Depot (18-CA-273796)

NLRB Division of Advice Memorandum, Case No. 18-CA-273796 (The Home Depot) · Federal · Agency guidance

NLRB Division of Advice Memoranda (rolling 10-year window) › The Home Depot (18-CA-273796)

Case 18-CA-273796 - 3 - safe. … ADV.18-CA-273796.

Implementation of the Federal No Surprises Act

NJ DOBI Bulletin 2021-14 · New Jersey · Agency guidance

New Jersey Department of Banking and Insurance Bulletins › Implementation of the Federal No Surprises Act

The Department now issues this bulletin to update Bulletin 18-14 in light of the Federal Act. … I, 134 Stat. at 2757-2890). 2 See the following link: https://www.state.nj.us/dobi/bulletins/blt18_14.pdf 3 See 42 U.S.C. 300gg-23(a)(1); 86 Fed. Reg. at 36,886.

Bank Secrecy Act: Customer Identification Program Rule Exemption for Insurance Premium Finance Loans

FDIC FIL-95-2020 · Federal · Agency guidance

FDIC Financial Institution Letters › Bank Secrecy Act: Customer Identification Program Rule Exemption for Insurance Premium Finance Loans

. § 5311. 15 31 U.S.C. § 5318(l). 16 Title III, Section 302 of the USA PATRIOT Act, 31 U.S.C. § 5311 note. 17 See “Customer Due Diligence Requirements for Financial Institutions,” 81 FR 29398, 29418 … (May 11, 2016). 18 31 C.F.R. § 1010.230(h)(iii). 19 FIN-2018-R001, “Premium Finance Cash Refunds and Beneficial Ownership Requirements for Legal Entity Customers” (May 11, 2018) (confirming, based

Reduction of Period of Adjustment of Patent Term

MPEP § 2732 · Federal · Agency guidance

Agency Guidance › USPTO MPEP › Chapter 2700 - Patent Terms, Adjustments, and Extensions › MPEP § 2732

In addition, 37 CFR 1.704(c)(11) , (c)(13) , and (c)(14) , as reproduced below, include changes applicable only to patent applications filed under 35 U.S.C. 111 on or after December 18, 2013, and to international … patent applications in which the national stage commenced under 35 U.S.C. 371 on or after December 18, 2013.

Notice of Proposed Rulemaking on Assessments Thresholds, Rate Schedules, and Adjustments

FDIC FIL-31-2026 · Federal · Agency guidance

FDIC Financial Institution Letters › Notice of Proposed Rulemaking on Assessments Thresholds, Rate Schedules, and Adjustments

See 12 U.S.C. 1817(b)(3)(B) and (E). … See 12 U.S.C. 1823(c)(4)(G)(ii).

Discrimination Based on Sexual Orientation, Gender Identity or Expression, or Transgender Status

NY Insurance Circular Letter No. 8 (2019) · New York · Agency guidance

New York DFS Insurance Circular Letters › Discrimination Based on Sexual Orientation, Gender Identity or Expression, or Transgender Status

Law §§ 2607, 3243, and 4330; 11 NYCRR § 52.72; 42 U.S.C. § 300gg-1, et seq.; 42 U.S.C. § 18001, et seq.; 45 C.F.R. Part 92 I. Purpose The U.S. … HHS adopted 45 CFR Part 92, effective July 18, 2016 health programs or activities.

No-action position with respect to Part 43 and Part 45 reporting, as well as related sections of Parts 38 and 39, for certain binary and variable payout event contracts.

CFTC Letter No. 26-14 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › No-action position with respect to Part 43 and Part 45 reporting, as well as related sections of Parts 38 and 39, for certain binary and variable payout event contracts.

. § 2(a)(13)(G). 8 7 U.S.C. § 2(a)(13)(B). 9 7 U.S.C. § 2(a)(13)(D). 10 See 17 C.F.R. § 43.4. 11 See 17 C.F.R. part 43; 17 C.F.R. part 45; 17 C.F.R. part 49. 12 See, e.g., 17 C.F.R. § 43.1 d other … § 2(a)(13)(G). 8 7 U.S.C. § 2(a)(13)(B). 9 7 U.S.C. § 2(a)(13)(D). 10 See 17 C.F.R. § 43.4. 11 See 17 C.F.R. part 43; 17 C.F.R. part 45; 17 C.F.R. part 49. 12 See, e.g., 17 C.F.R. § 43.1.

No-Action Relief to JSCC from Reg. 39.6(b)(1) and CEA Sec. 4d(f) and 4m(1)

CFTC Letter No. 25-32 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › No-Action Relief to JSCC from Reg. 39.6(b)(1) and CEA Sec. 4d(f) and 4m(1)

. § 6d(f). 2 7 U.S.C. § 6m(1). … . §§ 1a(18) and 2(e).

Application Data Sheet (ADS) in Application Filed Before September 16, 2012

MPEP § 601.05(b) · Federal · Agency guidance

Agency Guidance › USPTO MPEP › Chapter 0600 - Parts, Form, and Content of Application › MPEP § 601.05(b)

application as an application under 35 U.S.C. 111 is desired. … Effective December 18, 2013 for all applications no matter when filed, 37 CFR 1.76 was amended by adding new paragraphs (f) and (g) to permit the use of Patent Law Treaty Model International Forms as appropriate

Letter concludes that Banks can hold a non-controlling investment in company that sells fraud prevention, identity verification, credential validation, and payment/deposit risk services to financial institutions, credit card issuers, check acceptance companies, brokerage firms, mutual fund companies, retailers, government agencies, and others. These investments are permissible under 12 U.S.C. § 24(Seventh).

OCC Interpretive Letter No. 1077 · Federal · Agency guidance

OCC Interpretive Letters › Letter concludes that Banks can hold a non-controlling investment in company that sells fraud prevention, identity verification, credential validation, and payment/deposit risk services to financial institutions, credit card issuers, check acceptance companies, brokerage firms, mutual fund companies, retailers, government agencies, and others. These investments are permissible under 12 U.S.C. § 24(Seventh).

We conclude that the investments are permissible under 12 U.S.C. § 24(Seventh) for the reasons described below. … 115 of the Gramm-Leach-Bliley Act, 12 U.S.C. § 1820a

Letter concludes that part 34 and the OCC's past preemption opinions preempt section 24-4.5-3-402 of the Indiana Code when originating subordinate lien mortgages.

OCC Interpretive Letter No. 1015 · Federal · Agency guidance

OCC Interpretive Letters › Letter concludes that part 34 and the OCC's past preemption opinions preempt section 24-4.5-3-402 of the Indiana Code when originating subordinate lien mortgages.

. § 553. 17 See 12 U.S.C. § 43 … As a matter of Federal law, operating subsidiaries conduct only activities permissible for the parent national bank,21 and their 18 Letter from Charles W.

Notice of Proposed Rulemaking to Amend the Rule Requiring Resolution Submissions by Covered Insured Depository Institutions

FDIC FIL-30-2026 · Federal · Agency guidance

FDIC Financial Institution Letters › Notice of Proposed Rulemaking to Amend the Rule Requiring Resolution Submissions by Covered Insured Depository Institutions

See 12 U.S.C. 1817(b)(3)(B) and (E). … See 12 U.S.C. 1823(c)(4)(G)(ii).

Automatic Acquisition of Citizenship after Birth (INA 320)

USCIS Policy Manual, Vol. 12, Pt. H, Ch. 4 · Federal · Agency guidance

Agency Guidance › USCIS Policy Manual › Volume 12 - Citizenship and Naturalization › Part H - Children of U.S. Citizens › USCIS Policy Manual, Vol. 12, Pt. H, Ch. 4

[58] See 22 U.S.C. 2705 . n and Oath of Allegiance [ 12 USCIS-PM H.4(G) ]. See Part J, Oath of Allegiance, Chapter 2, The Oath of Allegiance [ 12 USCIS-PM J.2 ]. [54] See 8 U.S.C. 1443a . … [58] See 22 U.S.C. 2705 .

Letter opines that, in its CRA evaluation, an institution that invests in a community development bank may have its investment considered under the regulation's investment test, or it may choose to have a portion of its investment evaluated under the lending test and the remainder evaluated under the investment test (Replaces Interpretive Letter #709 in its entirety). (06/14/96).

OCC Interpretive Letter No. 709 · Federal · Agency guidance

OCC Interpretive Letters › Letter opines that, in its CRA evaluation, an institution that invests in a community development bank may have its investment considered under the regulation's investment test, or it may choose to have a portion of its investment evaluated under the lending test and the remainder evaluated under the investment test (Replaces Interpretive Letter #709 in its entirety). (06/14/96).

In a separate letter dated February 1, 1996, the OCC approved a national bank’s investment in the CDB as a community development investment under 12 U.S.C. § 24 Office of the Comptroller of the Currency … The CDB, in turn, holds total assets of $30 million, with $12 million in qualified investments and $18 million in community development loans.

"Americans with Disabilities Act, 42 U.S.C. 12101, et seq. "

NLRB General Counsel Memorandum GC 92-09 · Federal · Agency guidance

NLRB General Counsel Memoranda › "Americans with Disabilities Act, 42 U.S.C. 12101, et seq. "

-5- circumstance, further guidance will be forthcoming as charges raising these issues are resolved.18 # C. … -5- circumstance, further guidance will be forthcoming as charges raising these issues are resolved.18 # C.

The Division of Clearing and Intermediary Oversight provided no-action relief to the general partner of a commodity pool from registering as a CPO under Section 4m(1) of the Commodity Exchange Act, and allowed an affi...

CFTC Letter No. 09-02 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › The Division of Clearing and Intermediary Oversight provided no-action relief to the general partner of a commodity pool from registering as a CPO under Section 4m(1) of the Commodity Exchange Act, and allowed an affi...

“A” is not subject to a statutory disqualification under Section 8a(2) or 8a(3) of the Act. 1 7 U.S.C. §6m(1) (2006). … (CCH) ¶30,697 (September 13, 2007). 5 See, e.g., Sections 4b and 4UoU, 7 U.S.C. §§6b and 6UoU. 6 Commission regulations may be found at 17 C.F.R. Ch. I (2008).

Agencies Issue Statement on Bank Arrangements with Third Parties to Deliver Deposit Products and Issue Request for Information Seeking Input on Bank-Fintech Arrangements

FDIC FIL-45-2024 · Federal · Agency guidance

FDIC Financial Institution Letters › Agencies Issue Statement on Bank Arrangements with Third Parties to Deliver Deposit Products and Issue Request for Information Seeking Input on Bank-Fintech Arrangements

and 6805, and section 39 of the Federal Deposit Insurance Act, 12 U.S.C. 1831p-1) (hereinafter “Information Security Standards”), as well as existing guidance and resources, including TPRM, supra n. … • Performing appropriate analysis to determine whether parties involved in the placement of deposits meet the definition of a deposit broker under 12 U.S.C. 1831f and implementing regulations, 12

AZ Regulatory Bulletin 2020-07: Coverage of COVID-19 Vaccines

AZ Regulatory Bulletin 2020-07 · Arizona · Agency guidance

Arizona Department of Insurance and Financial Institutions Bulletins › AZ Regulatory Bulletin 2020-07: Coverage of COVID-19 Vaccines

Daniels, Director Regulatory BulleƟn 2020-07 1 Coverage of COVID-19 Vaccines Pursuant to Arizona Revised Statutes (ARS) §§ 41-1001(22) and -1091, the Arizona … Background On November 18, 2020, through ExecuƟve Order 2020-57 , Arizona Governor Doug Ducey mandated that "all insurers regulated by the State cover

Changes to the Regulatory Capital Rule to Accommodate the Paycheck Protection Program

FDIC FIL-37-2020 · Federal · Agency guidance

FDIC Financial Institution Letters › Changes to the Regulatory Capital Rule to Accommodate the Paycheck Protection Program

. 553(b)(B). 13 5 U.S.C. 553(d). 14 5 U.S.C. 553(d)(1). … . 801 et seq. 16 5 U.S.C. 801(a)(3). 17 5 U.S.C. 804(2). 18 5 U.S.C. 808.

Letter deals with Federal trust powers of a national bank determines that (i) a national bank's trust powers are governed by Federal law and derive from 12 USC 92a and Part 9 of the OCC's regulations; (ii) a national bank looks to the law of the state in which it acts in a fiduciary capacity in order to determine which capacities are permissible for the bank to act in for customers in that state as well as other states; and (iii) a state's authority to regulate instrumentalities of its own government (for example, by enacting state laws restricting the types of trustees, or other fiduciaries, those state government may appoint) does not affect the fiduciary authorities granted to national banks as a matter of Federal law.

OCC Interpretive Letter No. 973 · Federal · Agency guidance

OCC Interpretive Letters › Letter deals with Federal trust powers of a national bank determines that (i) a national bank's trust powers are governed by Federal law and derive from 12 USC 92a and Part 9 of the OCC's regulations; (ii) a national bank looks to the law of the state in which it acts in a fiduciary capacity in order to determine which capacities are permissible for the bank to act in for customers in that state as well as other states; and (iii) a state's authority to regulate instrumentalities of its own government (for example, by enacting state laws restricting the types of trustees, or other fiduciaries, those state government may appoint) does not affect the fiduciary authorities granted to national banks as a matter of Federal law.

Lowery 12 CFR 9 Riddell Williams P.S. 1001 Fourth Avenue Plaza Suite 4500 Seattle, Washington … The statutory authority for national banks to exercise fiduciary powers is contained in 12 U.S.C. § 92a.