808 KAR 10:090. Issuer's reports

Section 1. The person who files a registration statement pursuant to KRS 292.360 shall keep the registration statement current by filing the following: (1) A copy of the issuer's annual report on Form 10-K as filed with the Securities and Exchange Commission pursuant to 15 U.S.C. 78m or 78o(d), or a document containing the information required by 15 U.S.C. 78m or 78o(d); (2) A statement of the aggregate amount of securities sold in the state of Kentucky during the preceding twelve (12) month period; and (3) A posteffective amendment to the issuer's federal registration statement not already on file with the office.