Frix
Try Donna

808 KAR 10:050. Application withdrawal

KentuckyRegulations

Ask Donna

How this section applies to your facts.

Kentucky Administrative Regulations › Title 808 (Public Protection Cabinet - Department of Financial Institutions) › Chapter 010 › 808 KAR 10:050

This text was captured on Aug 14, 2026. It is a snapshot, not a live feed, so check the official code before relying on it.

Text

Section 1. An application for registration as agent, broker-dealer, investment adviser, or investment adviser representative shall be presumed to have been withdrawn if the applicant takes no affirmative action to consummate the registration for a period in excess of ninety (90) days from the date the application is received by the commissioner.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.