Land Disposal RestrictionsPhase IV: Issues Associated With Clean Water Act Treatment Equivalency, and Treatment Standards for Wood Preserving Wastes and Toxicity Characteristic Metal Wastes

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Part II

Environmental Protection Agency

_______________________________________________________________________

40 CFR Part 148 et al.

Land Disposal Restrictions--Phase IV: Issues Associated With Clean

Water Act Treatment Equivalency, and Treatment Standards for Wood

Preserving Wastes and Toxicity Characteristic Metal Wastes; Proposed

Rule

Proposed Rules

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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Parts 148, 268, and 271

[EPA530-Z-95-011; FRL-5280-6]

RIN 2050 AE05

Land Disposal Restrictions--Phase IV: Issues Associated With

Clean Water Act Treatment Equivalency, and Treatment Standards for Wood

Preserving Wastes and Toxicity Characteristic Metal Wastes

AGENCY: Environmental Protection Agency (EPA, the Agency).

ACTION: Proposed rule.

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SUMMARY: The Environmental Protection Agency (EPA) is addressing issues

arising from the September 25, 1992 decision of the U.S. Court of

Appeals in Chemical Waste Management v. EPA, 976 F. 2d (D.C. Cir. 1992)

on the equivalency of treatment in wastewater treatment systems

regulated under the Clean Water Act (CWA) to treatment required by the

Resource Conservation and Recovery Act (RCRA). Specifically, the Agency

is considering whether to regulate potential releases, to air or ground

water, of hazardous constituents from surface impoundments treating

wastes that were hazardous when generated, but have been diluted to

render them nonhazardous. Such wastes are prohibited from land disposal

unless adequately pretreated.

In addition, EPA is proposing treatment standards under the land

disposal restrictions (LDR) program for wastes from wood preserving

operations and for Toxicity Characteristic (TC) metal wastes. These

treatment standards, when finalized, must be met in order to land

dispose these hazardous wastes

r them nonhazardous. Such wastes are prohibited from land disposal

unless adequately pretreated.

In addition, EPA is proposing treatment standards under the land

disposal restrictions (LDR) program for wastes from wood preserving

operations and for Toxicity Characteristic (TC) metal wastes. These

treatment standards, when finalized, must be met in order to land

dispose these hazardous wastes.

These potential requirements and treatment standards must be

proposed by August 11, 1995 to satisfy the terms of a proposed consent

decree and a settlement agreement.

Today's proposal also includes simplified land disposal

requirements, streamlined state authorization procedures, a proposal

not to ban ``nonamenable'' wastes from treatment impoundments, and

discussion of a possible exclusion from regulations for certain

recycled wastes from wood preserving operations.

DATES: Comments on this proposed rule must be submitted by November 20,

1995.

ADDRESSES: The public must send an original and two copies of their

comments to Docket Number F-95-PH4P-FFFFF, located in the EPA RCRA

Docket, U.S. Environmental Protection Agency, room 2616, 401 M Street,

SW., Washington, DC 20460. (Also see the section under SUPPLEMENTARY

INFORMATION: regarding the paperless office effort for submitting

public comments.) The RCRA Docket is open from 9:00 am to 4:00 pm

Monday through Friday, except for Federal holidays. The public must

make an appointment to review docket materials by calling (202) 260-

9327. The public may copy a maximum of 100 pages from any regulatory

document at no cost. Additional copies cost $0.15 per page. The mailing

address is EPA RCRA Docket (5305), U.S. Environmental Protection

Agency, 401 M Street, SW., Washington, DC 20460.

pm

Monday through Friday, except for Federal holidays. The public must

make an appointment to review docket materials by calling (202) 260-

9327. The public may copy a maximum of 100 pages from any regulatory

document at no cost. Additional copies cost $0.15 per page. The mailing

address is EPA RCRA Docket (5305), U.S. Environmental Protection

Agency, 401 M Street, SW., Washington, DC 20460.

FOR FURTHER INFORMATION CONTACT:

For general information, contact the RCRA Hotline at (800) 424-9346

(toll-free) or (703) 412-9810. For specific information, contact the

Waste Treatment Branch (5302W), Office of Solid Waste (OSW), U.S.

Environmental Protection Agency, 401 M Street, SW., Washington, DC

20460; phone (703) 308-8434. For technical information regarding

standards for Clean Water Act (CWA) systems, ask for Mary Cunningham or

Elaine Eby; for technical information on the treatment standards for

wood preserving wastes, ask for Jose Labiosa; for TC metal wastes, ask

for Anita Cummings. For policy questions, ask for Sue Slotnick. For

questions on the clean-up of the Part 268 regulations, ask for Douglas

Heimlich. For information on the capacity analyses, ask for Pan Lee of

the Capacity Programs Branch (OSW), phone (703) 308-8440. For

information on the regulatory impact analyses, contact Linda Martin of

the Regulatory Analysis Branch (OSW), phone (202) 260-0062.

SUPPLEMENTARY INFORMATION:

Paperless Office Effort

ck. For

questions on the clean-up of the Part 268 regulations, ask for Douglas

Heimlich. For information on the capacity analyses, ask for Pan Lee of

the Capacity Programs Branch (OSW), phone (703) 308-8440. For

information on the regulatory impact analyses, contact Linda Martin of

the Regulatory Analysis Branch (OSW), phone (202) 260-0062.

SUPPLEMENTARY INFORMATION:

Paperless Office Effort

EPA is asking prospective commenters to voluntarily submit one

additional copy of their comments on labeled personal computer

diskettes in ASCII (TEXT) format or a word processing format that can

be converted to ASCII (TEXT). It is essential to specify on the disk

label the word processing software and version/edition as well as the

commenter's name. This will allow EPA to convert the comments into one

of the word processing formats utilized by the Agency. Please use

mailing envelopes designed to physically protect the submitted

diskettes. EPA emphasizes that submission of comments on diskettes is

not mandatory, nor will it result in any advantage or disadvantage to

any commenter. Rather, EPA is experimenting with this procedure as an

attempt to expedite our internal review and response to comments. This

expedited procedure is in conjunction with the Agency ``Paperless

Office'' campaign. For further information on the submission of

diskettes, contact the Waste Treatment Branch at the phone number

listed above.

Glossary of Acronyms and Terms

advantage to

any commenter. Rather, EPA is experimenting with this procedure as an

attempt to expedite our internal review and response to comments. This

expedited procedure is in conjunction with the Agency ``Paperless

Office'' campaign. For further information on the submission of

diskettes, contact the Waste Treatment Branch at the phone number

listed above.

Glossary of Acronyms and Terms

BDAT--Best Demonstrated Available Technology

CAA--Clean Air Act

CWA--Clean Water Act

EP--Extraction Procedure

HSWA--Hazardous and Solid Waste Amendments (to RCRA)

ICR--ignitable, corrosive, and reactive wastes, or, Information

Collection Request (in section XI.D.)

ICRT--ignitable, corrosive, reactive, and toxic characteristic

wastes

ICT--ignitable, corrosive, and toxic characteristic wastes

LDR--Land Disposal Restrictions

MCL--Maximum Contaminant Level

MSW--Municipal Solid Waste

MSWLF--Municipal Solid Waste Landfill

NESHAP--National Emission Standards for Hazardous Air Pollutants

NPDES--National Pollutant Discharge Elimination System

OCPSF--Organic Chemicals, Plastics, and Synthetic Fibers industry

ppmw--parts per million by weight

RCRA--Resource Conservation and Recovery Act

TC--Toxicity Characteristic

TCLP--Toxicity Characteristic Leaching Procedure

UHC--underlying hazardous constituent

UTS--Universal Treatment Standards

VOCs--volatile organic compounds

Table of Contents

I. Options to Ensure That Underlying Hazardous Constituents in

Decharacterized Wastes are Substantially Treated Rather Than

Released Via Leaks, Sludges, and Air Emissions from Surface

Impoundments

A. Summary

B. Background

C. Applicability of Potential Approaches to ``Industrial D''

Management Units

D. Potentially Affected Industries

E. Results of Sampling and Risk Assessment

1. Sampling data

2. Risks

F. Overview of Options

G. Option 1

H. Option 2

1. Introduction

2. Applicability

3. Proposed Management Standards for Air Emissions

4. Proposed Management Standards for Leaks

5. Proposed Management Standards for Sludges

6

of Potential Approaches to ``Industrial D''

Management Units

D. Potentially Affected Industries

E. Results of Sampling and Risk Assessment

1. Sampling data

2. Risks

F. Overview of Options

G. Option 1

H. Option 2

1. Introduction

2. Applicability

3. Proposed Management Standards for Air Emissions

4. Proposed Management Standards for Leaks

5. Proposed Management Standards for Sludges

6. Recordkeeping Requirements for Leaks and Sludges

7. Sampling and Analysis

I. Option 3

II. Proposal Not to Ban Nonamenable Wastes from Land-Based

Biological Treatment Systems

A. Background

B. Rationale for Proposing Not to Ban Nonamenable Wastes From

Biological Treatment Systems

III. Improvements to Land Disposal Restrictions Program

A. Clean up of Part 268 Regulations

B. Simplification of Treatment Standard for Waste Code F039

C. POLYM Method of Treatment for High-TOC Ignitable D001 Wastes

IV. Exclusion for Recycled Wood Preserving Process Wastewaters

V. Treatment Standards for Newly Listed and Identified Wastes

A. Background

B. Treatment Standards for Soil Contaminated with Newly Listed

Wastes

C. Treatment Standards for Wood Preserving Wastes

1. Identification of wastes

2. Proposed Treatment Standards

3. Review of Available Characterization Data

4. Determination of Best Demonstrated Available Technology

(BDAT)

5. Proposed Regulation of Dioxin and Furan Constituents in F032

D. Treatment Standards for Toxic Characteristic Metal Wastes

1. Rationale for Applying Universal Treatment Standards (UTS) to

Toxic Characteristic Metal Wastes (D004-D011)

2. Proposed Revision of UTS for Beryllium

3. Treatment Standard for Previously Stabilized Mixed

Radioactive and Characteristic Metal Wastes

VI. Mineral Processing Waste Issues

VII. Environmental Justice

A. Applicability of Executive Order 12898

B. Potential Effects

VIII. Capacity Determinations

A. Introduction

B. Capacity Analysis Results Summary

1. Available Capacity

2. Surface Impoundment Sludges, Leaks, and Air Emissions

3

ium

3. Treatment Standard for Previously Stabilized Mixed

Radioactive and Characteristic Metal Wastes

VI. Mineral Processing Waste Issues

VII. Environmental Justice

A. Applicability of Executive Order 12898

B. Potential Effects

VIII. Capacity Determinations

A. Introduction

B. Capacity Analysis Results Summary

1. Available Capacity

2. Surface Impoundment Sludges, Leaks, and Air Emissions

3. Newly Identified Characteristic Metal Wastes

4. Wood Preserving Wastes

5. Mixed Radioactive Wastes

6. Phase IV Wastes Injected into Class I Wells

IX. State Authority

A. Applicability of Rules in Authorized States

B. Abbreviated Authorization Procedures for Specified Portions

of the Land Disposal Restrictions Phase II, III, and IV Rules

C. Effect on State Authorization

X. Regulatory Requirements

A. Regulatory Impact Analysis Pursuant to Executive Order 12866

1. Methodology Section

2. Results

B. Regulatory Flexibility Analysis

C. Paperwork Reduction Act

XI. Unfunded Mandates Reform Act

I. Options to Ensure That Underlying Hazardous Constituents in

Decharacterized Wastes are Substantially Treated Rather Than Released

Via Leaks, Sludges, and Air Emissions from Surface Impoundments

A. Summary

EPA's recently proposed Phase III LDR rule (60 FR 11702, March 2,

1995), addressed wastewater discharges involving characteristic wastes

that are deactivated through dilution and treated in surface

impoundments. The Phase III rule proposed treatment standards that can

be met at or prior to the point of discharge, (also referred to as

``end-of-pipe''). Today's proposed rule addresses whether such

treatment in surface impoundments results in cross-media releases, via

leakage, air emissions, or disposal of untreated sludges, that can be

so excessive that the impoundment effectively functions as a disposal

unit.

The Agency is essentially examining standards for air emissions,

leaks to ground water, sludges, and wastewater discharges (proposed in

Phase III) at the same time

whether such

treatment in surface impoundments results in cross-media releases, via

leakage, air emissions, or disposal of untreated sludges, that can be

so excessive that the impoundment effectively functions as a disposal

unit.

The Agency is essentially examining standards for air emissions,

leaks to ground water, sludges, and wastewater discharges (proposed in

Phase III) at the same time. This provides an opportunity to

comprehensively examine all the risks, applicable treatment

technologies, benefits, costs, and existing regulatory controls

associated with addressing decharacterized wastes that are treated in

surface impoundments. EPA received public comments to the Phase III

rule, but because of scheduling constraints, was not able to fully

review them before issuing this notice. Decisions on controlling

releases will be made after careful consideration of public comments on

both proposals. The Agency may choose either to not promulgate LDR

requirements for these releases, or to set management standards when

warranted by excessive cross-media transfer of hazardous constituents.

A third option is to require that decharacterized wastes be treated

(not merely diluted) to meet Universal Treatment Standards (UTS) before

entry into surface impoundments. EPA is not in favor of the third

option, as it is likely to disrupt treatment needed for compliance with

the Clean Water Act (CWA) limitations and standards, and impose high

costs without targeting risks adequately.

B. Background

option is to require that decharacterized wastes be treated

(not merely diluted) to meet Universal Treatment Standards (UTS) before

entry into surface impoundments. EPA is not in favor of the third

option, as it is likely to disrupt treatment needed for compliance with

the Clean Water Act (CWA) limitations and standards, and impose high

costs without targeting risks adequately.

B. Background

In the 1984 Hazardous and Solid Waste Amendments (HSWA) to the

Resource Conservation and Recovery Act (RCRA), Congress prohibited land

disposal of hazardous waste unless the waste meets treatment standards

established by EPA. The statute requires that these treatment standards

substantially diminish the toxicity or mobility of hazardous waste such

that short- and long-term threats to human health and the environment

are minimized. RCRA section 3004(m). In response, EPA has developed a

series of rulemakings under the Land Disposal Restrictions (LDR)

Program setting forth standards for treatment of hazardous waste.

The Third Third rule (55 FR 22520, June 1, 1990) contained

treatment standards and prohibitions for hazardous wastes that

exhibited one or more of the following characteristics: Ignitability,

corrosivity, reactivity, or Extraction Procedure (EP) toxicity (40 CFR

261.21-261.24). The Agency also established a ``deactivation''

treatment standard for ignitable, corrosive, and reactive (ICR) wastes.

Under this standard, ICR wastes could be diluted until they no longer

exhibited the hazardous characteristic (i.e., the waste was

``deactivated''). Once deactivated, these wastes could be placed in

land disposal units without further treatment, unless the Agency

specifically required that hazardous constituents in the waste be

treated. The Agency further established that prohibitions on dilution

did not apply to most characteristic wastes that are decharacterized by

dilution and then managed in disposal units subject to regulation under

the CWA or the Safe Drinking Water Act

placed in

land disposal units without further treatment, unless the Agency

specifically required that hazardous constituents in the waste be

treated. The Agency further established that prohibitions on dilution

did not apply to most characteristic wastes that are decharacterized by

dilution and then managed in disposal units subject to regulation under

the CWA or the Safe Drinking Water Act.

These portions of the rule were partially vacated and remanded in

Chemical Waste Management v. EPA, 976 F. 2d 2, cert. denied 113 S.Ct.

1961 (1992). In CWM v. EPA, the court held that wastes decharacterized

by dilution may be placed in a nonhazardous surface impoundment or a

nonhazardous injection well only if the toxic constituents in that

waste are treated to the same extent as they would be under the

treatment standards mandated by RCRA section 3004(m)(1). 976 F. 2d at

23. In other words, treatment standards must result in the treatment of

all toxic constituents (i.e., the underlying hazardous constituents, or

UHCs) to minimize threats to human health and the environment.

Treatment that only removes the hazardous characteristic does not

necessarily suffice.

The principal holdings of CWM v. EPA with respect to characteristic

wastes were that: (1) EPA may require treatment under RCRA section

3004(m) to more stringent levels than those at which wastes are

identified as hazardous, 976 F. 2d at 12-14; (2) Section 3004(m)

requires that treatment standards address both short-term and long-term

potential threats posed by

does not

necessarily suffice.

The principal holdings of CWM v. EPA with respect to characteristic

wastes were that: (1) EPA may require treatment under RCRA section

3004(m) to more stringent levels than those at which wastes are

identified as hazardous, 976 F. 2d at 12-14; (2) Section 3004(m)

requires that treatment standards address both short-term and long-term

potential threats posed by

hazardous wastes, as well as removal of the characteristic property,

id. at 16, 17, 23; as a result, dilution is permissible as an exclusive

method of treatment only for those characteristic wastes that do not

contain UHCs ``in sufficient concentrations to pose a threat to human

health or the environment'' (i.e., the minimize threat level in section

3004(m)), id. at 16; and, (3) situations where characteristic hazardous

wastes are diluted, no longer exhibit a characteristic(s), and are then

managed in centralized wastewater management land disposal units (i.e.,

subtitle D surface impoundments or injection wells) are legal only if

it can be demonstrated that hazardous constituents are reduced,

destroyed, or immobilized to the same extent as they would be pursuant

to otherwise-applicable RCRA treatment standards, id. at 7. EPA refers

to this as the ``equivalency determination'' and it is at the heart of

the discussion of potential cross-media transfers in today's rule. The

court further held that the deactivation treatment standard for

ignitable and corrosive wastes (which allowed the hazardous

characteristic to be removed by any type of treatment, including

dilution) did not fully comport with RCRA section 3004(m). This was

because the deactivation treatment standard could be achieved by

dilution, and section 3004(m) ``requires that any hazardous waste be

treated in such a way that hazardous constituents be removed from the

waste before it enters the environment.'' 976 F. 2d at 24. The court

thus remanded the rules dealing with centralized wastewater management

involving land disposal

section 3004(m). This was

because the deactivation treatment standard could be achieved by

dilution, and section 3004(m) ``requires that any hazardous waste be

treated in such a way that hazardous constituents be removed from the

waste before it enters the environment.'' 976 F. 2d at 24. The court

thus remanded the rules dealing with centralized wastewater management

involving land disposal.

EPA addressed one portion of the equivalence issue when it proposed

the Phase III LDR rule (60 FR 11702, March 2, 1995). That rule

proposes, among other things, treatment standards for the end-of-pipe

discharges from surface impoundments to surface waters or POTWs. For

further information on the court decision and the Agency's responses,

see the January 19, 1993, Notice of Data Availability (58 FR 4972) and

Supplementary Information Report; the LDR emergency Interim Final rule

(58 FR 29860, May 24, 1993); the LDR Phase II rule (59 FR 47982,

September 19, 1994); and the LDR Phase III proposed rule (60 FR 11702,

March 2, 1995).

The Agency entered into a settlement agreement setting out a

schedule for fulfilling the court's mandate. The settlement agreement

reads:

EPA agrees to sign a proposed rulemaking on the issue of

equivalency of treatment in a CWA system that uses surface

impoundments . . . EPA agrees to describe in detail in that notice

of proposed rulemaking (but not necessarily recommend or endorse)

the following option: regulations limiting release from surface

impoundments used in CWA treatment systems of hazardous constituents

from ICT wastes managed in such impoundments, where the release is

due to volatilization or leakage, and treatment standards under

section 3004(m) for hazardous constituents from ICT wastes in

impoundment sludges. After considering any public comments received,

EPA agrees to sign a notice of final rulemaking taking final action

on the issue and option * * *

systems of hazardous constituents

from ICT wastes managed in such impoundments, where the release is

due to volatilization or leakage, and treatment standards under

section 3004(m) for hazardous constituents from ICT wastes in

impoundment sludges. After considering any public comments received,

EPA agrees to sign a notice of final rulemaking taking final action

on the issue and option * * *

Therefore, the Agency is required to address these issues at this time

although there may have been higher environmental priorities if EPA had

sole discretion to order its agenda.

The central legal and policy issue addressed in this proposal is if

and when releases of hazardous constituents from surface impoundments

which are part of a treatment train for decharacterized wastes are so

extensive as to effectively invalidate the treatment process as a means

of LDR compliance. Put another way, the D.C. Circuit intended to allow

continued use of treatment surface impoundments to treat

decharacterized wastes, provided the extent of treatment is equivalent

to usual RCRA treatment. If there are releases of hazardous

constituents to the environment before treatment concludes, in the form

of air releases, leaks to ground water, or deposition in sludges, has

permanent disposal occurred so as to invalidate the treatment process?

EPA's view is that, at the least, something more than the bare

release of a hazardous constituent is needed to trigger this

invalidation. The court did not explicitly state that its equivalence

test, or any other part of the opinion, necessitated control of all

hazardous constituent releases from surface impoundments. For example,

one of the court's formulations of its holding is that ``treatment of

solid wastes in a CWA surface impoundment must meet RCRA requirements

prior to ultimate discharge into waters of the United States or

publicly owned treatment works. . . .'' 976 F. 2d at 20

t, or any other part of the opinion, necessitated control of all

hazardous constituent releases from surface impoundments. For example,

one of the court's formulations of its holding is that ``treatment of

solid wastes in a CWA surface impoundment must meet RCRA requirements

prior to ultimate discharge into waters of the United States or

publicly owned treatment works. . . .'' 976 F. 2d at 20. The focus here

is on the wastewaters being treated, and the amount of hazardous

constituents removed from those wastewaters, not other types of wastes

(like sludges) or other types of releases. See also id. at 7, 20 (focus

on treatment of waste ``streams'', i.e. liquids in an impoundment); 23

n. 8 (reduction of mass loadings of hazardous constituents of

wastestream entering and exiting an impoundment); 24 (court indicates

that decharacterized wastes are not held permanently in impoundments,

which is true of wastewaters but not for all wastewater treatment

sludges).

The court likewise did not see that hazardous constituents in

deposited sludges must be treated. The court in fact did not speak to

the principle stated by EPA in the Third Third rule that generation of

a new treatability group is considered to be a new point of generation

and thus a new point for determining whether a waste is prohibited. 55

FR at 22661-662. Under this principle, unchallenged in the litigation,

wastewater treatment sludges not exhibiting a characteristic are not

prohibited wastes, notwithstanding that they may derive from prohibited

wastewaters.

Perhaps more fundamentally, the court clearly did not intend to

require that treatment standards be met invariably by treatment

preceding impoundment-based management systems: ``RCRA requires some

accommodation with [the] Clean Water Act''. 976 F. 2d at 20; see also

id

ot exhibiting a characteristic are not

prohibited wastes, notwithstanding that they may derive from prohibited

wastewaters.

Perhaps more fundamentally, the court clearly did not intend to

require that treatment standards be met invariably by treatment

preceding impoundment-based management systems: ``RCRA requires some

accommodation with [the] Clean Water Act''. 976 F. 2d at 20; see also

id. at 23, indicating that to some degree RCRA need not mandate

wholesale disruption of existing wastewater treatment impoundments,

providing the CWA treatment system really achieves treatment equivalent

to RCRA's: ``In other words, what leaves a CWA treatment facility can

be no more toxic than if the wastestreams were individually treated

pursuant to the RCRA treatment standards.'' A draconian reading that

any releases of hazardous constituents from a treatment impoundment

effectively invalidate that impoundment's treatment operations could

thwart the court's holding that such treatment is to be allowed

provided equivalent treatment occurs.

There are suggestions in the opinion, however, that at some point

the LDR standard is not satisfied if the magnitude of hazardous

constituent releases is sufficiently great. The whole thrust of the

opinion is to assure that RCRA treatment requirements are not thwarted

by cross-media transfers of untreated hazardous constituents, whether

by dilution or by escape from treatment units. Id. at 22, 24, 29-30;

see also id. at 17, 18 vacating treatment standards for ignitable and

reactive wastes because the Agency had done nothing to address the risk

of excessive volatilization or reactivity during the treatment process.

The court also distinguished a number of times between temporary

placement of diluted wastes in impoundments for treatment and permanent

disposal in land disposal units, stating that only the temporary

placement represents a satisfactory accommodation between RCRA and the

CWA. Id. at 24, 25. To the

g to address the risk

of excessive volatilization or reactivity during the treatment process.

The court also distinguished a number of times between temporary

placement of diluted wastes in impoundments for treatment and permanent

disposal in land disposal units, stating that only the temporary

placement represents a satisfactory accommodation between RCRA and the

CWA. Id. at 24, 25. To the

extent hazardous constituents leak or volatilize from impoundments, or

from inadequately treated sludges, it can be argued that permanent

disposal of untreated hazardous constituents is occurring, although,

since no treatment unit is absolutely release-free (there are certainly

releases of hazardous constituents from combustion units, for example),

the more fruitful inquiry is the extent of the release.

Putting this together, EPA initially believes the best reading of

this part of the opinion to be to distinguish between impoundments

performing essentially as treatment units from those that are also

operating as permanent disposal units due to the extent of cross-media

transfers of untreated hazardous constituents. The portion of the

opinion vacating standards for ignitable and reactive wastes supports

such a reading, since the court required the Agency to find ``that the

risk of * * * emissions * * * is minimal, or * * * require actions to

minimize that risk.'' 976 F. 2d at 17, thus focusing on the extent of

release from the treatment unit, not just the fact that a release

occurred. Under this reading, the Agency could evaluate whether the

risk from the various types of releases is great enough to warrant

control. A finding that there is insufficient risk would mean that the

impoundment is not engaging in a type of cross-media transfer of

untreated hazardous constituents that invalidates its treatment

function, and therefore that decharacterized wastes can be treated in

the impoundment to effect the necessary accommodation between RCRA and

the CWA

types of releases is great enough to warrant

control. A finding that there is insufficient risk would mean that the

impoundment is not engaging in a type of cross-media transfer of

untreated hazardous constituents that invalidates its treatment

function, and therefore that decharacterized wastes can be treated in

the impoundment to effect the necessary accommodation between RCRA and

the CWA.

A second pervasive distinction in the opinion is between treatment

units (including treatment surface impoundments) and permanent disposal

units, accommodation to allow centralized wastewater management being

allowed for the former but not the latter. See, e.g., 976 F. 2d at 24,

25. There are some potential differentiations among types of surface

impoundments along these lines. A common division of wastewater

treatment is into primary, secondary, and tertiary treatment. Primary

treatment involves removal of conventional pollutants (e.g., oil and

grease, total suspended solids) or equalization. Secondary treatment

involves aggressive treatment steps to remove or destroy hazardous

constituents, examples being biological treatment for organics, or

chemical precipitation for metals. Tertiary treatment involves

polishing effluent before final discharge. Impoundments engaged in

primary treatment most clearly resemble hazardous constituent disposal

units because such units treat hazardous constituents only

incidentally. Secondary and tertiary impoundments, on the other hand,

do engage in significant treatment of hazardous constituents. Thus,

possible Phase IV controls would logically be directed at primary

impoundments, the type of wastewater management impoundment most

resembling permanent disposal due to the lesser degree of treatment

occurring in the unit

s treat hazardous constituents only

incidentally. Secondary and tertiary impoundments, on the other hand,

do engage in significant treatment of hazardous constituents. Thus,

possible Phase IV controls would logically be directed at primary

impoundments, the type of wastewater management impoundment most

resembling permanent disposal due to the lesser degree of treatment

occurring in the unit.

It is also possible to argue that any leak to ground water or

deposition of hazardous constituents in sludge at levels exceeding the

UTS (or some comparable release of hazardous constituents to air)

renders treatment across a wastewater treatment system not equivalent.

EPA does not view this reading as compelled. There is no such explicit

language in the opinion. As already stated, such a reading also would

likely destroy the very accommodation between RCRA and the CWA the

court deemed necessary. Nor would such a reading make policy sense if

releases from treatment surface impoundments remain insignificant, and

the treatment system is in fact achieving the same mass reductions of

hazardous constituents, through destruction and removal rather than

through release, as conventional RCRA treatment (see 976 F. 2d at 23 n.

8).

EPA's present, preferred reading of the opinion is consequently to

establish the parameters which distinguish permanent land disposal

impoundments from those performing the type of treatment to be

accommodated under the court's opinion. These parameters can be defined

by limiting the extent of hazardous constituent releases to air, ground

water and through sludges to levels that do not pose significant risk.

In addition, primary treatment impoundments are the most natural target

for these controls.

C. Applicability of Potential Approaches to ``Industrial D'' Management

Units

nt to be

accommodated under the court's opinion. These parameters can be defined

by limiting the extent of hazardous constituent releases to air, ground

water and through sludges to levels that do not pose significant risk.

In addition, primary treatment impoundments are the most natural target

for these controls.

C. Applicability of Potential Approaches to ``Industrial D'' Management

Units

Today's options to address surface impoundment releases

specifically apply to Subtitle D (nonhazardous) surface impoundments

that receive decharacterized wastes. Subtitle D surface impoundments

that do not manage decharacterized wastes are not affected. The options

in today's proposal do not necessarily set a precedent for any future

regulations concerning non-hazardous industrial wastes. The Agency, in

partnership with the States, is investigating the possibility of

developing voluntary standards for the safe management of non-hazardous

industrial wastes.

D. Potentially Affected Industries

Based on an analysis of available information, the Agency estimates

that 300 facilities are managing, in CWA treatment systems,

decharacterized wastes containing hazardous constituents above UTS.

(Hereafter, the use of the term ``CWA treatment systems'' includes CWA-

equivalent systems as defined by 40 CFR 268.37, and other nonhazardous

waste surface impoundments.) Wastewater treatment in surface

impoundments involves three basic functions:

Equalization/settling (known as primary or prebiological

treatment);

Biological treatment (known as secondary treatment); and

Postbiological settling/polishing (known as tertiary or

postbiological treatment).

Equalization/settling ponds settle solids out of the wastewaters

and equalize concentrations to subsequent treatment units. Being the

first units in the system to receive the wastewaters, they receive the

highest loadings of contaminants.

Biological treatment units function primarily to break down or

remove organic compounds in the wastewater

(known as tertiary or

postbiological treatment).

Equalization/settling ponds settle solids out of the wastewaters

and equalize concentrations to subsequent treatment units. Being the

first units in the system to receive the wastewaters, they receive the

highest loadings of contaminants.

Biological treatment units function primarily to break down or

remove organic compounds in the wastewater. At this point in the

treatment process, the concentrations of organics in the surface

impoundment are greatly reduced, and therefore, the risks from leaks

and sludges are considerably lower in these units. Part of the

concentration reduction, however, is due to volatilization, and air

emissions can be significant from such units.

Postbiological treatment units will receive contaminants at

significantly reduced concentrations. As a result, lower concentrations

of hazardous constituents can be expected in the air emissions, leaks,

and sludges, and therefore resultant risks are also lower.

E. Results of Sampling and Risk Assessment

1. Sampling Data

The Agency reviewed available information on air emissions, leaks,

and sludges. These data were collected for the development of effluent

guidelines under the CWA. They cover industries that typically treat

wastewater in biological treatment systems that incorporate surface

impoundments. During the last two years, the Agency was informed by

representatives of the regulated industry that they would provide EPA

with more current and complete data characterizing wastewaters in

surface impoundments receiving decharacterized waste. At the time of

publication of this proposal, EPA had not received any such data.

n biological treatment systems that incorporate surface

impoundments. During the last two years, the Agency was informed by

representatives of the regulated industry that they would provide EPA

with more current and complete data characterizing wastewaters in

surface impoundments receiving decharacterized waste. At the time of

publication of this proposal, EPA had not received any such data.

Information available to the Agency indicates that decharacterized

wastestreams containing UHCs may leak out of surface impoundments at

levels of concern. These data also indicate that there may be a

significant number of wastestreams that could exceed the regulatory

threshold for total volatile organics. In addition, the Agency

conducted a review of the chemical concentrations of UHCs in

decharacterized wastes (based on the effluent guidelines data) and the

concentrations of constituents of concern in various RCRA F and K

wastewaters. Based on this analysis, the Agency found that in many

instances that decharacterized wastestreams have similar hazardous

constituents present and at similar concentrations as listed hazardous

wastestreams. Estimated sludge concentrations based on industrial

wastewater treatment system data indicate that surface impoundments

handling decharacterized wastes are likely to generate sludge that

contain UTS constituents in excess of the treatment standards. EPA

solicits additional data, particularly constituent concentrations from

actual sampling of wastewaters in surface impoundments receiving

decharacterized wastes. A detailed discussion of the data sources,

analyses, and specific examples of releases above UTS levels supporting

this proposal can be found in the document entitled, ``Technical

Support Document--Options for Management Standards for Leaks, Sludges,

and Air Emissions From Surface Impoundments Accepting Decharacterized

Wastes'' which is located in the RCRA docket.

2

g

decharacterized wastes. A detailed discussion of the data sources,

analyses, and specific examples of releases above UTS levels supporting

this proposal can be found in the document entitled, ``Technical

Support Document--Options for Management Standards for Leaks, Sludges,

and Air Emissions From Surface Impoundments Accepting Decharacterized

Wastes'' which is located in the RCRA docket.

2. Risks

Although the wastes affected by the court opinion and the

equivalence options in this section of the preamble are not hazardous

wastes, they are likely to contain some of the same hazardous

constituents, possibly even at the same levels, as are found in listed

and characteristic wastes. The hazardous constituents in listed and

characteristic wastes must be treated to meet UTS before land disposal.

EPA conducted a screening level risk assessment that did not take

into account site-specific hydrogeologic conditions or relative

proximity of drinking water wells to surface impoundments. Using the

sampling data described above, EPA estimated baseline (current) risks

from releases from leaks and air emissions, as well as ground water

contamination from sludge disposal. Samples were taken at: raw

wastewater, equalization ponds, influent to pre-bio ponds, pre-bio

ponds, effluent from pre-bio ponds, influent to biological ponds,

effluent from biological ponds, effluent from post-bio ponds, influent

to wastewater system, and effluent from wastewater system. (The terms

``pond'' and ``surface impoundment'' are used interchangeably in this

preamble.) Using Office of Water Effluent Guidelines data, EPA

calculated central tendency and high-end baseline risks from leaks and

sludges for wastewater treatment systems in five industries:

Pharmaceuticals; Pulp and Paper; Pesticides; Metal Products and

Machinery; and Organic Chemicals, Plastics, and Synthetic Fibers

(OCPSF)

' and ``surface impoundment'' are used interchangeably in this

preamble.) Using Office of Water Effluent Guidelines data, EPA

calculated central tendency and high-end baseline risks from leaks and

sludges for wastewater treatment systems in five industries:

Pharmaceuticals; Pulp and Paper; Pesticides; Metal Products and

Machinery; and Organic Chemicals, Plastics, and Synthetic Fibers

(OCPSF). Using Generator Survey point-of-generation data, EPA

calculated central tendency and high-end baseline risks from leaks and

sludges for wastewater treatment systems from Inorganic Chemicals; and,

Electronic and Electrical Components. The Agency used standard exposure

assumptions of 1.4 liters/day ingestion, and a 9-year exposure period

for 350 days per year. Cancer risks are summed across constituents.

Following are the highest risks EPA estimated. These risks are from

pre-biological surface impoundments unless otherwise noted. (The

samples from influent to a biological pond are assumed to be measures

of constituent concentrations of wastewaters in pre-bio ponds rather

than bio ponds.) For the central tendency analysis of risks from leaks,

EPA found potentially significant health risks in the Pharmaceuticals,

OCPSF, Inorganic Chemicals, and Electronic and Electrical Components

industries. In the Pharmaceuticals industry, one raw wastewater sample

out of 11 and one biological pond influent sample out of 7 may pose

potentially significant cancer health risk exceeding the 10-5

cancer risk threshold; methylene chloride and acrylonitrile,

respectively, are the constituents of concern. In the OCPSF industry,

EPA found three raw wastewater samples out of 51 indicate cancer risks

in excess of a 10-5 individual lifetime cancer risk level.

Acrylonitrile is the most prevalent carcinogenic constituent in amounts

above levels of concern

cancer health risk exceeding the 10-5

cancer risk threshold; methylene chloride and acrylonitrile,

respectively, are the constituents of concern. In the OCPSF industry,

EPA found three raw wastewater samples out of 51 indicate cancer risks

in excess of a 10-5 individual lifetime cancer risk level.

Acrylonitrile is the most prevalent carcinogenic constituent in amounts

above levels of concern. Also in the OCPSF industry, nine samples at

the biological pond influent out of 34 at the biological pond influent

indicate cancer risks in excess of a 10-5 level, of which six

samples indicate cancer risks in excess of 10-4. In the Inorganic

Chemical industry, one point of generation sample out of 51 may pose

potentially significant cancer health risks in excess of the 10-5

cancer risk threshold, and one point of generation sample exceeds the

10-4 cancer risk threshold. Methylene chloride and beryllium are

the constituents of concern. In the Electric and Electrical Components

industry, 32 point of generation samples contain potentially

significant cancer health risks in excess of 10-5, of which 13

samples present cancer risk between 10-4 to 10-5; 11 samples

present cancer risk between 10-3 to 10-4; and, 8 present

cancer risk in excess of 10-3. Methylene chloride and beryllium

are the constituents of concern. The Agency continues to evaluate

additional industries based on available data. The risk analyses for

these data will be placed in the RCRA docket for this proposal.

In its analysis of leaks using high-end assumptions, EPA found

potentially significant health risks (above 10-5) at sampling

points in the Pharmaceuticals, Pesticides, Pulp & Paper, OCPSF,

Inorganic Chemicals, and Electronics and Electrical Components

industries

dditional industries based on available data. The risk analyses for

these data will be placed in the RCRA docket for this proposal.

In its analysis of leaks using high-end assumptions, EPA found

potentially significant health risks (above 10-5) at sampling

points in the Pharmaceuticals, Pesticides, Pulp & Paper, OCPSF,

Inorganic Chemicals, and Electronics and Electrical Components

industries. In the Pharmaceuticals industry, 14 samples out of 38 at

the raw wastewater, equalization pond, biological pond influent, and

effluent from post-biological ponds (a measure of risk from a post-bio

pond) present potentially significant cancer health risks in the range

of 10-3 to 10-5; constituents of concern include methylene

chloride, acrylonitrile, chloroform, 1,2-dichlorethane and alpha-bhc.

In the Pesticides industry, three samples out of 11 at the influent to

a pre-bio pond exceed the 10-5 cancer risk threshold; the

constituent of concern for all three samples is methylene chloride. In

the Pulp & Paper industry, three samples of 12 at the influent to the

wastewater treatment system and one sample of 15 at the effluent from

the wastewater treatment system (sample from a bio or post-bio pond)

may pose potentially significant sources of cancer risk (estimates in

the range of 10-4 to 10-5); constituents of concern are

chloroform, 1,2-dichloroethane, 1,1,2,2 tetrachloroethane and bis (2-

ethylhexyl) phthalate at the influent and methylene chloride and

chloroform at the effluent. In the OCPSF industry, about one-third (20

of 51) samples of the raw wastewater samples present cancer risks in

excess of 10-5. One half (9 samples) present cancer risks in

excess of 10-4. About one-third (13 of 34) of the biological pond

influent samples indicated cancer risks in excess of 10-5; all

samples but one indicated cancer risks in excess of 10-4. In the

Inorganic Chemicals industry, two point of generation samples present

potentially significant cancer health risk in excess of 10-3;

sks in

excess of 10-5. One half (9 samples) present cancer risks in

excess of 10-4. About one-third (13 of 34) of the biological pond

influent samples indicated cancer risks in excess of 10-5; all

samples but one indicated cancer risks in excess of 10-4. In the

Inorganic Chemicals industry, two point of generation samples present

potentially significant cancer health risk in excess of 10-3;

methylene chloride and beryllium are the constituents of concern.

Finally, in the Electronics and Electrical Components industry, 11

point of generation samples (out of 295) present potentially

significant cancer health risk in excess of 10-4; 21 samples

present cancer health risk in excess of 10-3; methylene chloride

and beryllium are the constituents of concern.

For sludges, EPA estimated the risks from disposal in an unlined,

nonhazardous landfill after the sludges are dredged from a surface

impoundment. Using estimated sludge concentrations in the OCPSF

industry, EPA conducted both a central tendency and high-end analysis.

In the central tendency analysis, one pre-bio sample (of 87) presents

cancer risk in excess of 10-4 and one bio sample (of 74) presents

risk in excess of 10-5; acrylonitrile is the constituent causing

both exceedances. In the high-end analysis, two pre-bio samples (of 87)

present cancer risk in excess of 10-5; and one bio sample (of 74)

presents cancer risks in excess of 10-4; acrylonitrile and 1,4-

dichlorobenzene are the causes.

To assess the potential risk posed by air emissions, EPA examined

samples at the point of generation of the wastewater. Across all

industries, one-fifth of samples (290 to 363 of 1562 samples) exceed

100 parts per million (ppmw) by weight of volatile organic compounds

(VOCs)

one bio sample (of 74)

presents cancer risks in excess of 10-4; acrylonitrile and 1,4-

dichlorobenzene are the causes.

To assess the potential risk posed by air emissions, EPA examined

samples at the point of generation of the wastewater. Across all

industries, one-fifth of samples (290 to 363 of 1562 samples) exceed

100 parts per million (ppmw) by weight of volatile organic compounds

(VOCs). Under the recent RCRA Subpart CC final standards, air emission

control requirements of the rule apply to affected units if hazardous

waste placed in the unit is determined to have an annual average

volatile organic concentration equal to or greater than 100 ppmw based

on the organic composition of the hazardous waste at the point of waste

origination. See Sec. 264.1083 (promulgated at 59 FR 62928 (December 6,

1994)). Preliminary results show that 15 percent of samples (87 to 117

of 690 samples) from the Pharmaceutical, Pulp and Paper, Pesticide, and

Metal Product and Machinery industries exceed 100 ppmw. In the OCPSF

industry, 48 to 59 percent of the sample facilities (75 to 92 of 157

facilities) assessed had at least one sample of wastewater that

exceeded the 100 ppmw limit. For a detailed discussion of risks and

regulatory impacts, see the background document ``Regulatory Impact

Analysis of the Proposed Phase IV Land Disposal Restrictions Rule,''

which was placed in the docket for today's proposed rule.

F. Overview of Options

nt of the sample facilities (75 to 92 of 157

facilities) assessed had at least one sample of wastewater that

exceeded the 100 ppmw limit. For a detailed discussion of risks and

regulatory impacts, see the background document ``Regulatory Impact

Analysis of the Proposed Phase IV Land Disposal Restrictions Rule,''

which was placed in the docket for today's proposed rule.

F. Overview of Options

In general terms, the risks due to cross-media releases have the

potential to vary from insignificant to significant. EPA is considering

three types of options for addressing this issue. The first option is

not to issue LDR requirements, but rather to rely on other Agency

programs to address these releases under current rules or future

efforts (i.e., Clean Air Act (CAA) standards, RCRA Corrective Action,

State programs, and others). The second option is to develop controls

that focus on the subset of situations that pose excessive risk and are

not addressed by existing requirements or those under development.

Finally, the third option is to require that decharacterized wastes be

treated (not merely diluted) to meet Universal Treatment Standards

(UTS) before entry into surface impoundments. This forces modification

at facilities that do, as well as those that do not, pose risks from

leaks, air emissions, and sludges. None of the options would apply to

units which satisfy the Minimum Technology Requirements or the

statutory no-migration standard.

The Agency is neutral between the first and second options. The

second option is necessarily more complicated than the other two, and

so is discussed here at greater length; it should not thereby be

inferred that this is EPA's preferred approach. The third option was

also considered, but EPA is not recommending it because of potential

disruption to needed wastewater treatment, high costs to affected

industries, and lack of targeted risk reduction.

G. Option 1

nd option is necessarily more complicated than the other two, and

so is discussed here at greater length; it should not thereby be

inferred that this is EPA's preferred approach. The third option was

also considered, but EPA is not recommending it because of potential

disruption to needed wastewater treatment, high costs to affected

industries, and lack of targeted risk reduction.

G. Option 1

Option 1 relies on the Phase III rule to satisfy the equivalence

standard enunciated by the D.C. Circuit. As noted, that rule would link

LDR and CWA end-of-pipe standards to assure that mass removal of UHCs

occurs to the same extent in CWA impoundment-based treatment systems as

it does in conventional RCRA treatment systems. As discussed above, the

court's opinion does not explicitly require more.

If ostensible treatment impoundments generally acted as conduits

for extensive cross-media transfers of untreated hazardous

constituents, it is not clear that the standard enunciated by the court

would be satisfied. However, there are existing or forthcoming

regulatory mechanisms which tend to protect against such wholesale

releases.

Following is a brief description of what coverage federal and State

regulations may provide to control excessive releases from surface

impoundments receiving decharacterized wastes. For more information,

see the following in the RCRA Docket: ``Technical Support Document--

Options for Management Standards for Leaks, Sludges, and Air Emissions

From Surface Impoundments Accepting Decharacterized Wastes,'' and the

Executive Summary of the ``Regulatory Impact Analysis of the Proposed

Phase IV Land Disposal Restrictions Rule.''

The Toxicity Characteristic (TC), which exists for 39 of the 212

UHCs, cannot be exceeded in the wastewater or sludges contained in the

surface impoundments, and therefore, provides some control. See, e.g.

976 F.2d at 24 fn. 10

undments Accepting Decharacterized Wastes,'' and the

Executive Summary of the ``Regulatory Impact Analysis of the Proposed

Phase IV Land Disposal Restrictions Rule.''

The Toxicity Characteristic (TC), which exists for 39 of the 212

UHCs, cannot be exceeded in the wastewater or sludges contained in the

surface impoundments, and therefore, provides some control. See, e.g.

976 F.2d at 24 fn. 10. Also, approximately 42% of the facilities with

impoundments which receive decharacterized wastes are RCRA Treatment,

Storage, or Disposal Facilities (TSDFs). RCRA TSDFs have at least one

unit at the facility which requires a RCRA Subtitle C permit. Under

RCRA Sec. 3004(u), the primary cleanup authority for permitted TSDFs,

releases of hazardous constituents from solid waste management units at

such facilities are subject to corrective action. TSDFs that have not

yet received permits, and are operating under interim status, are

subject to cleanup under Sec. 3008(h), which provides EPA with similar

authority to compel corrective action. Surface impoundments affected by

today's proposed rule are solid waste management units; releases from

these impoundments are subject to corrective action on a site-specific

basis. While the State or EPA has the authority to control emissions

from Subtitle D surface impoundments at Subtitle C TSDFs not only

during corrective action, but also during normal operations, they may

choose not to do so, primarily because of priorities, resources, and

perceived risk.

EPA also is presently implementing Section 112 of the CAA to impose

technology-based standards for hazardous air pollutants at enumerated

major sources, requiring control by means of Maximum Available Control

Technology (MACT). These rules are subject to explicit deadlines, and

already address wastewater treatment impoundments in certain industries

potentially affected by the Phase IV rule (e.g

A also is presently implementing Section 112 of the CAA to impose

technology-based standards for hazardous air pollutants at enumerated

major sources, requiring control by means of Maximum Available Control

Technology (MACT). These rules are subject to explicit deadlines, and

already address wastewater treatment impoundments in certain industries

potentially affected by the Phase IV rule (e.g. the Hazardous Organics

National Emission Standards for Hazardous Air Pollutants (NESHAP) at 59

FR 19402, April 22, 1994), or will address such impoundments. Several

rules have been promulgated addressing air emissions from portions of

the hazardous of the organic, benzene, chromium electroplating,

ethylene oxide, halogenated solvent, polymers and resins, petroleum,

and ferroalloy industries. Examples of forthcoming

standards are the MACT for the pharmaceutical industry and the pulp and

paper industry. In addition, NESHAPs that may affect portions of the

petroleum, metal plating, organic chemical and inorganic chemical

industries are scheduled for promulgation in 1995 and 1996. EPA

believes, however, that some surface impoundments in the potentially

affected universe of industries will not be covered by these CAA

regulations. For a detailed description of coverage by CAA rules, see

the Table entitled ``NESHAP Programs Identified in Semiannual

Regulatory Agenda'' in the ``Technical Support Document--Options for

Management Standards for Leaks, Sludges, and Air Emissions From Surface

Impoundments Accepting Decharacterized Wastes,'' and see also the

background document entitled ``Description of Process to Determine the

Potentially Affected Universe for the Phase IV LDR Rule.''

With regard to other on-going efforts, EPA is actively

investigating whether to list additional wastes as hazardous, and is

investigating the possibility of developing voluntary guidelines for

Subtitle D facility standards that would more broadly address non-

hazardous industrial wastes

titled ``Description of Process to Determine the

Potentially Affected Universe for the Phase IV LDR Rule.''

With regard to other on-going efforts, EPA is actively

investigating whether to list additional wastes as hazardous, and is

investigating the possibility of developing voluntary guidelines for

Subtitle D facility standards that would more broadly address non-

hazardous industrial wastes.

In addition to federal controls, some States have environmental

controls on surface impoundments that receive nonhazardous industrial

waste, such as ground water monitoring for hazardous constituents,

leachate collection systems, sludge management programs, and cleanup

authorities. Thirty-six States have at least some regulations that may

be relevant to the cross-media concerns in this rule. Among those

States, requirements to prevent ground water contamination from surface

impoundments vary considerably. States with the most requirements

include such controls as specific liner requirements, leachate

collection and removal systems, ground water monitoring, closure and

post-closure plans, corrective action, and permits. In contrast, States

with less comprehensive programs may require only two or three of these

requirements, or may apply them only to dischargers, only to non-

dischargers, or in other ways limit the applicability of their

programs. However, EPA does not have information on key factors to help

it assess the degree to which State programs can be relied upon to

prevent excessive releases from surface impoundments via leakage. For

example, it is not known which constituents are monitored, what

concentrations are considered acceptable levels, or whether the State

requirements mentioned above apply to existing units, or only to new

ones

does not have information on key factors to help

it assess the degree to which State programs can be relied upon to

prevent excessive releases from surface impoundments via leakage. For

example, it is not known which constituents are monitored, what

concentrations are considered acceptable levels, or whether the State

requirements mentioned above apply to existing units, or only to new

ones. For a more detailed assessment of how State programs protect

ground water from contamination from the type of surface impoundments

at issue in this rule, see ``Technical Support Document--Options for

Management Standards for Leaks, Sludges, and Air Emissions From Surface

Impoundments Accepting Decharacterized Wastes,'' in the RCRA Docket.

State controls on sludge from nonhazardous surface impoundments are

generally far less than the controls for preventing leaks. EPA's

information is that thirty-seven states have no sludge requirements.

Other states, such as Alabama, Florida, and Missouri, have minimal

requirements under their National Pollutant Discharge Elimination

System (NPDES) permits for sludge management. Pennsylvania requires

sludge to be removed annually from storage surface impoundments. In

California, sludge must be disposed in a landfill or monofill. One of

the states with more controls is Michigan, which requires a plan for

sludge monitoring, treatment, transportation, storage, and disposal,

along with a hydrogeological study if there is a threat to ground

water.

With respect to air emissions, the Agency recognizes that State

Implementation Plans, or SIPS, which are mandated under the Clean Air

Act, may provide some control. EPA solicits information on the extent

to which State and Tribal programs control leaks, sludge, and air

emissions from surface impoundments receiving decharacterized wastes.

H. Option 2

udy if there is a threat to ground

water.

With respect to air emissions, the Agency recognizes that State

Implementation Plans, or SIPS, which are mandated under the Clean Air

Act, may provide some control. EPA solicits information on the extent

to which State and Tribal programs control leaks, sludge, and air

emissions from surface impoundments receiving decharacterized wastes.

H. Option 2

1. Introduction

Option 2 is an intermediate approach between saying the LDRs do not

apply and saying they do apply in the traditional manner. In defining

this regulatory option for consideration, EPA tried to accomplish seven

basic objectives: (1) Focus controls on those situations that present

risks that amount to significant permanent disposal; (2) avoid

duplication with other Agency requirements; (3) provide flexibility in

dealing with site-specific factors and cost-effective control

alternatives; (4) recognize the effective treatment function performed

by wastewater treatment impoundments, and avoid needlessly invalidating

such function; (5) identify controls that protect human health and the

environment; (6) minimize implementation burden; and (7) create

incentives for alternative controls (state, tribal or federal) to

address significant releases from such units and so render LDR controls

unnecessary.

2. Applicability

To focus on risks, Option 2 excludes from control those situations

which are expected to pose little risk. First it excludes wastewaters

that do not have, at the point of generation, hazardous constituents

present above the UTS. Such wastes obviously are not prohibited from

land disposal. Second, wastewaters with de minimis amounts of hazardous

constituents are excluded--i.e., not prohibited. (Criteria for

determining de minimis situations would be identical to those proposed

in the Phase III rule for discharges to UIC wells.) Third, sludges and

leaks from biotreatment and post-biotreatment units would not be

covered due to the lower risks posed by these units

land disposal. Second, wastewaters with de minimis amounts of hazardous

constituents are excluded--i.e., not prohibited. (Criteria for

determining de minimis situations would be identical to those proposed

in the Phase III rule for discharges to UIC wells.) Third, sludges and

leaks from biotreatment and post-biotreatment units would not be

covered due to the lower risks posed by these units. Fourth,

characteristic wastes which at the point of generation do not exceed

100 ppmw of total volatile organics on an annual average would not be

subject to air emission controls. Fifth, surface impoundments

containing underlying hazardous constituents at concentrations below a

trigger level (e.g., 10 times the Maximum Contaminant Level, or MCL)

would not be addressed for leaks. Finally, none of the Option 2

standards would apply if the impoundment satisfies Minimum Technology

Requirements or the statutory no migration standard. These

applicability principles are explained in more detail below.

To avoid duplication with other requirements, EPA would defer to

other federal rules which establish controls addressing the same

situations. Deferral would occur where the existing program addressed

the specific UHCs of concern. In the case of air emissions, EPA would

defer to standards regulating total volatile organics, as adequately

covering air emissions of UHCs from this type of treatment. In addition

to existing regulations, there are some CAA air emission limits under

development. Inefficiencies and confusion could occur if Option 2

controls were applied and soon superseded by upcoming CAA standards.

Facilities subject to CAA standards for hazardous air pollutants (in

particular, those promulgated pursuant to CAA Sec. 112) in the near

future thus would not be covered by Option 2 air emission controls. In

the case of releases to ground water, EPA would defer to certain

existing programs, as is explained in more detail below

ntrols were applied and soon superseded by upcoming CAA standards.

Facilities subject to CAA standards for hazardous air pollutants (in

particular, those promulgated pursuant to CAA Sec. 112) in the near

future thus would not be covered by Option 2 air emission controls. In

the case of releases to ground water, EPA would defer to certain

existing programs, as is explained in more detail below.

This option also would recognize the existence of the types of

controls mentioned above in connection with

Option 1. Thus, if an impoundment is located at a permitted TSDF, no

further control would be adopted under Phase IV. EPA Regional, State,

or Tribal limits which control releases of specific UHCs from

impoundments also would be considered controlling and so make Phase IV

controls unnecessary.

Option 2 provides flexibility in dealing with site-specific factors

and cost-effective control alternatives. Facilities have the choice of

treating the characteristic wastestream to meet UTS before entering a

surface impoundment, thus avoiding any management standards enumerated

in the option. This option also incorporates alternative means of

compliance proposed in the Phase III rule, namely an exception for de

minimis decharacterized wastestreams (i.e., prohibited wastewaters

containing de minimis amounts of UHCs) and an option allowing the

requisite mass reduction of hazardous constituents to be achieved by

means of pollution prevention rather than wastewater treatment. For a

simplified guide to which facilities would be affected by option 2, see

the following flow chart entitled Figure 1.

BILLING CODE 6560-50-P

[GRAPHIC][TIFF OMITTED]TP22AU95.000

BILLING CODE 6560-50-C

g de minimis amounts of UHCs) and an option allowing the

requisite mass reduction of hazardous constituents to be achieved by

means of pollution prevention rather than wastewater treatment. For a

simplified guide to which facilities would be affected by option 2, see

the following flow chart entitled Figure 1.

BILLING CODE 6560-50-P

[GRAPHIC][TIFF OMITTED]TP22AU95.000

BILLING CODE 6560-50-C

For those facilities which do not meet the criteria to screen out

the low risk situations, and are not subject to other federal, State,

or Tribal limits to address the UHCs of concern, Option 2 would provide

controls similar to those currently applied to other industrial wastes.

Air emissions would be subject to the substantive requirements for

surface impoundments of RCRA Subpart CC. (59 FR 62896; December 6,

1994.) Leaks would necessitate ground water monitoring for UHCs, and

corrective action would be triggered if ground water exceeds levels of

concern. Sludges would be subject to UTS when removed from the surface

impoundment. The following sections provide a more detailed description

of these potential requirements.

To minimize implementation burdens make many of the requirements

self-implementing, and set minimal reporting/recordkeeping

requirements. All of the requirements would be effective two years

after promulgation, due to a proposed national capacity variance (see

Section VIII of this rule). Under circumstances when the air emission,

leaks, or sludge control equipment required to comply with the standard

cannot be operational at an existing facility by the two-year deadline,

an implementation schedule for installation of the equipment would have

to be developed and placed in the facility operating records. In such

cases, the facility owner or operator would have to have all controls

in operation no later than 48 months after the effective date

ol equipment required to comply with the standard

cannot be operational at an existing facility by the two-year deadline,

an implementation schedule for installation of the equipment would have

to be developed and placed in the facility operating records. In such

cases, the facility owner or operator would have to have all controls

in operation no later than 48 months after the effective date.

Furthermore, surface impoundments that have stopped receiving

decharacterized wastewaters on or before the date of promulgation would

not be subject to any of the requirements proposed today. Surface

impoundments that stop receiving decharacterized wastewaters after the

date of promulgation and on or before the date two years after

promulgation would be subject only to the recordkeeping requirements.

Where alternative non-RCRA standards are set by EPA, States, or Tribes

(e.g., CAA standards for air emissions), deferral to standards means

there is no RCRA requirement.

The following sections describe management standards the Agency is

considering for leaks, sludges, and air emissions from surface

impoundments accepting decharacterized wastes. EPA seeks comment on

these standards, including the possibility of adopting standards for

certain of the potential problems and not others, e.g., finalizing

standards for leaks and air emission control, but not for sludge

control.

Additionally, Option 2 would apply controls on air emissions for

all three types of surface impoundments (pre-biological, biological,

and post-biological), while limiting sludge and leak controls to pre-

biological units only, based on the risk findings. The statute already

specifies more lenient regulatory controls for biological and post-

biological treatment impoundments. Section 3005(j)(3) exempts from

minimum technology requirements hazardous waste biological and post-

biological surface impoundments

logical, biological,

and post-biological), while limiting sludge and leak controls to pre-

biological units only, based on the risk findings. The statute already

specifies more lenient regulatory controls for biological and post-

biological treatment impoundments. Section 3005(j)(3) exempts from

minimum technology requirements hazardous waste biological and post-

biological surface impoundments. Such impoundments must in general be

performing aggressive biological treatment (or performing post-

biological treatment), be in compliance with CWA permits and with

generally-applicable ground water monitoring requirements, and be

achieving significant degradation of toxic pollutants. This provision

recognizes that such treatment impoundments both perform an important

treatment function and pose less risk than other impoundment types.

Today's proposal is premised on similar findings. EPA seeks comment on

all combinations of applying the three types of controls (leaks,

sludges, and air emissions) to all three types of impoundments.

3. Proposed Management Standards for Air Emissions

a. Scope. Option 2 would extend requirements of Subpart CC

regulations to surface impoundments in CWA, CWA-equivalent, or

nonhazardous wastewater treatment systems that accept wastes

decharacterized by dilution. Subpart CC rules would not apply directly

under this option, since that rule applies only to units managing

hazardous waste. Sec. 264.1080(a). However, substantive requirements,

borrowed from that rule, could apply to surface impoundments receiving

prohibited, decharacterized wastes. The specific standards in this

option would be: general standards (264.1082), waste determination

procedures (Sec. 264.1083), surface impoundment unit standards

(Sec. 264.1085), closed-vent and control device standards

(Sec. 264.1087), inspection and monitoring procedures (Sec. 264.1088),

recordkeeping requirements (Sec. 264.1089), and reporting requirements

(Sec. 264.1090)

acterized wastes. The specific standards in this

option would be: general standards (264.1082), waste determination

procedures (Sec. 264.1083), surface impoundment unit standards

(Sec. 264.1085), closed-vent and control device standards

(Sec. 264.1087), inspection and monitoring procedures (Sec. 264.1088),

recordkeeping requirements (Sec. 264.1089), and reporting requirements

(Sec. 264.1090). The provisions would only apply to affected surface

impoundments used to manage decharacterized wastes if the

decharacterized waste (containing UHCs above UTS at the point of

generation) placed in the unit is determined to have an average

volatile organic concentration greater than or equal to 100 ppmw based

on the organic composition of the waste at the point of generation.

Averaging periods of up to 1 year in duration would be utilized for

each individual wastestream. The types of requirements EPA is

considering are quite similar to those required generally under the CAA

for control of volatile organic hazardous air pollutants (e.g., see the

Hazardous Organic NESHAP (59 FR 19402, April 22, 1994) and the Benzene

Waste Operations NESHAP (58 FR 3072, January 7, 1993)). For a

simplified guide to the management standards for air emissions, see the

following flow chart entitled Figure 2.

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b. Applicability. For each surface impoundment identified in

today's rule to which the extended subpart CC requirements apply, the

owner or operator would be required to use the air emission controls

specified herein except when the decharacterized waste placed in the

surface impoundment meets certain conditions.

(i.) Volatile organic concentration exemption

AU95.001

BILLING CODE 6560-50-C

b. Applicability. For each surface impoundment identified in

today's rule to which the extended subpart CC requirements apply, the

owner or operator would be required to use the air emission controls

specified herein except when the decharacterized waste placed in the

surface impoundment meets certain conditions.

(i.) Volatile organic concentration exemption. Under this option, a

surface impoundment accepting decharacterized waste would not be

considered to engage in impermissible transfer of untreated hazardous

constituents to the ambient air if all the prohibited waste (i.e., the

decharacterized waste) placed in the impoundment is determined to have

an average volatile organic concentration less than 100 ppmw based on

the organic composition of the waste at the point of generation.

Establishing the trigger concentration of point of generation, rather

than point of placement in an impoundment, is designed to prevent

dilution and volatilization of organics in the waste. 59 FR at 62915.

This feature of the option thus dovetails with the central concern of

the D.C. Circuit in allowing dilution rather than destruction/removal

via treatment for hazardous constituents.

(ii.) Treated hazardous waste exemption. Under this option, each

affected surface impoundment that manages a characteristic waste that

has been decharacterized by dilution but contains UHCs above UTS and

has an average volatile organic concentration equal to or greater than

100 ppmw, as determined by the procedures found in Sec. 264.1083, is

required to be managed in accordance with the applicable Subpart CC

requirements. See Sec. 264.1085

is option, each

affected surface impoundment that manages a characteristic waste that

has been decharacterized by dilution but contains UHCs above UTS and

has an average volatile organic concentration equal to or greater than

100 ppmw, as determined by the procedures found in Sec. 264.1083, is

required to be managed in accordance with the applicable Subpart CC

requirements. See Sec. 264.1085. Realizing that many organic UHCs

likely to be present in characteristic waste being treated in a surface

impoundment are also VOCs, and because the Agency wishes to be

consistent with other air regulations and therefore necessitate

control, the Agency believes that total VOCs is an appropriate measure

for determining when potential releases through air emissions would be

excessive. 976 F.2d at 17. The owner or operator would install and

operate the specified air emission controls on every affected unit used

in the waste management sequence from the point of generation (as it

applies to the specific prohibited wastestream) through the point where

the organics in the waste are removed or destroyed in accordance with

Sec. 264.1082. If the decharacterized wastestream is not treated to

meet these requirements, then all surface impoundments at the facility

used in the waste management sequence for this decharacterized waste

would be required to use the air emissions controls specified in the

extended subpart CC surface impoundment standards.

The extended subpart CC standard would thus provide owners or

operators of surface impoundments accepting decharacterized wastes with

several alternatives for determining when wastes have already been

treated sufficiently so that surface impoundments would not have to

meet the air emission control requirements. Put another way, the

organic component of the prohibited wastes would be fully treated

before land disposal and so the impoundment would not be subject to

control

e impoundments accepting decharacterized wastes with

several alternatives for determining when wastes have already been

treated sufficiently so that surface impoundments would not have to

meet the air emission control requirements. Put another way, the

organic component of the prohibited wastes would be fully treated

before land disposal and so the impoundment would not be subject to

control. Types of treatment processes that would obviate the need for

further control are an organic destruction, biological degradation, or

organic removal process that reduces the organic content of the

decharacterized waste and is designed and operated in accordance with

certain conditions specified in the rule, or combustion in an

incinerator, boiler or industrial furnace.

The requirements for a destruction, biological degradation, or

removal process that reduces the organic content of the waste are

specified in the extended Subpart CC rule as follows:

(1) It must reduce the volatile organic concentration of the

waste to meet a site-specific treatment process exit concentration

limit determined by an equation (specified in the rule) that

accounts for the portion of the reduction due to dilution; or

(2) It must be a single process that achieves an organic

reduction efficiency of 95 percent or greater on a mass basis, and

reduces the average volatile organic concentration of the

wastestream exiting the process to a level less than 50 ppmw; or

ocess exit concentration

limit determined by an equation (specified in the rule) that

accounts for the portion of the reduction due to dilution; or

(2) It must be a single process that achieves an organic

reduction efficiency of 95 percent or greater on a mass basis, and

reduces the average volatile organic concentration of the

wastestream exiting the process to a level less than 50 ppmw; or

(3) It must be a biological process that either (a) achieves an

organic reduction efficiency equal to or greater than 95 percent,

and achieves an organic biodegradation efficiency for the process

equal to or greater than 95 percent, or (b) achieves a total actual

organic mass biodegradation rate for all decharacterized wastes

treated by the process equal to or greater than the required organic

mass removal rate for the process.

c. Surface impoundment management standards. If the prohibited,

decharacterized wastes are not pretreated, the requirements under the

subpart CC standards for surface impoundment air emission control

equipment specify that the owner or operator install and operate on

each affected surface impoundment a cover (an air supported structure

or cover) that is vented through a closed-vent system to a control

device meeting the requirements specified in 264.1085(d). As an

alternative, an owner or operator may place the waste in a surface

impoundment equipped with a floating membrane cover meeting the

requirements specified in 264.1085(e).

d. Closed-vent system and control device requirements. Since

emissions from impoundments would be captured and vented, this option

contains provisions to assure that the vented emissions are treated

properly before release. See 976 F.2d at 17

ner or operator may place the waste in a surface

impoundment equipped with a floating membrane cover meeting the

requirements specified in 264.1085(e).

d. Closed-vent system and control device requirements. Since

emissions from impoundments would be captured and vented, this option

contains provisions to assure that the vented emissions are treated

properly before release. See 976 F.2d at 17. The subpart CC standards,

which would be utilized under this option, require that each control

device achieve at least a 95 percent reduction in the total organic

content of the vapor stream vented to the device or, in the case of an

enclosed combustion device, a reduction of the total organic content of

the vapor stream to a level less than or equal to 20 ppmw on a dry

basis corrected to 3 percent oxygen. These requirements are generally

the same as those used in EPA air rules. See 59 FR 19402 and 59 FR

62896.

e. Inspection and monitoring. To ensure that emission control

equipment is properly operated and maintained, the extended subpart CC

standards would require the owner and operator to visually inspect

certain emission control equipment items semiannually. For example,

emission control equipment covers on surface impoundments would be

checked semiannually by facility employees to ensure that (1) equipment

is being used properly (e.g., covers are closed and latched except when

an opening must be used to add, remove, inspect, or sample the waste in

the surface impoundment or to inspect, maintain, replace, or repair

equipment located inside the surface impoundment or to vent gases or

vapors from the surface impoundment) and (2) equipment is being

maintained in good condition (e.g., no visible holes, gaps, tears, or

splits have developed in covers).

Continuous monitoring of control device operation is required under

the subpart CC standards

surface impoundment or to inspect, maintain, replace, or repair

equipment located inside the surface impoundment or to vent gases or

vapors from the surface impoundment) and (2) equipment is being

maintained in good condition (e.g., no visible holes, gaps, tears, or

splits have developed in covers).

Continuous monitoring of control device operation is required under

the subpart CC standards. This involves the use of automated

instrumentation to measure critical operating parameters that indicate

whether the control device is operating correctly or is malfunctioning.

Semiannual leak detection monitoring using Method 21 under 40 CFR part

60, appendix A, is required for certain cover components to ensure

gaskets and seals are in good condition and for closed-vent systems to

ensure all fittings remain leak-tight. In addition, each closed-vent

system must be monitored for leaks using Method 21 at least once per

year.

The extended subpart CC standards would require that the owner or

operator repair a cover fitting found to be leaking within 15 days of

detection. Repair of control equipment on a surface impoundment may be

delayed beyond 15 calendar days under certain circumstances. To delay

repair, the owner or operator would have to document that the repair

cannot be completed without emptying the contents of the unit and also

that removing the unit from service would result in the unscheduled

cessation of production from the process unit or operation of the waste

management unit that is generating the decharacterized waste. Repair of

this control equipment would have to be completed the next time the

process unit or waste management unit is generating the decharacterized

waste managed in the surface impoundment is shut down.

f. Recordkeeping requirements. The extended requirements of the

subpart CC standards would require the owner or operator to record

certain information in the on-site facility operating logs or files

this control equipment would have to be completed the next time the

process unit or waste management unit is generating the decharacterized

waste managed in the surface impoundment is shut down.

f. Recordkeeping requirements. The extended requirements of the

subpart CC standards would require the owner or operator to record

certain information in the on-site facility operating logs or files.

This information is to be readily available for review by authorized

representatives of the EPA. Consistent with 40 CFR 264.73 and 40 CFR

265.73, the rule requires that air emission control equipment design

records and certain other records be maintained in the facility

operating record until facility closure. Records and results of waste

determinations, inspections, and monitoring are required to be kept for

at least three years from the date of entry.

The information to be collected and recorded includes: the results

of all waste determinations such as of volatile organic concentrations

at the point of waste generation and organic vapor pressure; design

specifications for closed-vent systems and control devices and certain

control equipment; emission control equipment inspection and monitoring

results; Methods 27 test results; control device exceedances and

actions taken to remedy them; leak repairs; management of carbon

removed from carbon adsorption systems; identification of incinerators,

boilers, or industrial furnaces used to treat decharacterized waste in

accordance with the general requirements of the rule; documentation for

biological wastewater treatment units using air emission controls in

accordance with the rule requirements; and identification of equipment

fittings designated as unsafe or difficult to monitor or inspect.

g. Reporting requirements. The extended requirements of subpart CC

standards would require an owner or operator to submit reports to the

EPA only when circumstances occur at the facility resulting in

noncompliance with certain provisions of the rule

rols in

accordance with the rule requirements; and identification of equipment

fittings designated as unsafe or difficult to monitor or inspect.

g. Reporting requirements. The extended requirements of subpart CC

standards would require an owner or operator to submit reports to the

EPA only when circumstances occur at the facility resulting in

noncompliance with certain provisions of the rule. Each report required

under the extended subpart CC standards would be submitted to the EPA

Regional office having jurisdiction for that particular location. The

report would be signed and dated by an authorized representative of the

facility owner or operator.

An owner or operator subject to the extended requirements of 40 CFR

264 subpart CC would have to report to the EPA all circumstances

resulting in placement of a decharacterized waste in a surface

impoundment subject to the proposed rule and not using air emission

controls required by the rule when either of the following conditions

occur: (1) The characteristic waste has a volatile organic

concentration equal to or greater than 100 ppmw as determined on a

mass-weighted average basis at the point of waste origination, or (2)

the process used to treat the characteristic waste fails to meet the

applicable conditions specified in the rule. The owner or operator

would have to submit a written report within 15 calendar days of the

time that the owner or operator becomes aware of the circumstance.

An owner or operator subject to the extended requirements of 40 CFR

part 264, subpart CC and using a control device in accordance with the

requirements of the rule would be required to submit a semiannual

written report to the EPA. This report would describe each occurrence

during the previous 6-month period when a control device is operated

continuously for 24 hours or longer in noncompliance with the

applicable operating values defined in 40 CFR 264.1035(c)(4) or when a

flare is operated with visible emissions as defined in 40 CFR

264.1033(d)

he rule would be required to submit a semiannual

written report to the EPA. This report would describe each occurrence

during the previous 6-month period when a control device is operated

continuously for 24 hours or longer in noncompliance with the

applicable operating values defined in 40 CFR 264.1035(c)(4) or when a

flare is operated with visible emissions as defined in 40 CFR

264.1033(d). An owner or operator would not be required to submit this

report for a 6-month period during which all control devices at a

facility subject to the extended subpart CC standards are operated by

the owner or operator so that during no period of 24 hours or longer

did a control device operate continuously in noncompliance with the

applicable operating values defined in the rule.

4. Proposed Management Standards for Leaks

a. Scope. If surface impoundments receiving decharacterized wastes

(i.e., prohibited wastes) are leaking excessively, arguably disposal of

untreated UHCs is occurring at a level which invalidates the treatment

function of the impoundment (i.e., which constitutes an impermissible

cross-media transfer of hazardous constituents. 976 F.2d at 17.). In

addressing this possibility, this option presents facilities with a

sequence of monitoring, detection, and correction mechanisms to assure

that impoundments do not leak UHCs at these levels, and thus allows

continued use of the impoundment as part of a system achieving RCRA-

equivalent treatment. Thus, facilities choosing to adopt the ground

water protection approach set out below could continue to use

impoundments to treat decharacterized wastewaters.

An alternative to adopting a ground water protection program is to

treat decharacterized wastes before they reach the impoundment, to

segregate them altogether, or to retrofit the impoundment so that it

meets section 3005(j)(11) minimum technology requirements

to adopt the ground

water protection approach set out below could continue to use

impoundments to treat decharacterized wastewaters.

An alternative to adopting a ground water protection program is to

treat decharacterized wastes before they reach the impoundment, to

segregate them altogether, or to retrofit the impoundment so that it

meets section 3005(j)(11) minimum technology requirements. These

options remain available at any time to a facility, so that a facility

would not be locked in to the ground water protection alternative if it

wishes to pursue alternative means of compliance. There is a caveat,

however. If a facility chooses to comply with the ground water

protection alternative and later detects impermissible levels of

contamination in the ground water at the well sites, the contamination

would still have to be remediated as set out in this proposed rule,

even if the facility begins to divert or pretreat the prohibited

characteristic wastestream at that time. The logic for this is that

there would have been documented disposal of prohibited wastes not

treated to meet LDR standards. In such circumstances, the Agency has

available to it the remedy that the illegally disposed waste must be

retrieved and properly managed. (See U.S. v. Structural Metals, Inc.

Civil Action No. SA--91--CA--201 (W.D. TX May 27, 1992)--a consent

decree requiring that 3600 tons of illegally disposed hazardous waste

be removed from a landfill and properly treated before being disposed.)

Option 2 would adopt, with modifications, certain sections of the

Municipal Solid Waste Landfill rule (referred to herein as the MSWLF

rule) at 40 CFR Part 258 Subpart E, for the control of leaks and the

application of corrective action to the following affected units:

surface impoundments in CWA, CWA-equivalent, or nonhazardous wastewater

treatment systems that accept wastes decharacterized by dilution. The

specific standards in this option include portions of ground water

monitoring systems (Sec

red to herein as the MSWLF

rule) at 40 CFR Part 258 Subpart E, for the control of leaks and the

application of corrective action to the following affected units:

surface impoundments in CWA, CWA-equivalent, or nonhazardous wastewater

treatment systems that accept wastes decharacterized by dilution. The

specific standards in this option include portions of ground water

monitoring systems (Sec. 258.51); ground water sampling and analysis

requirements (Sec. 258.53); assessment monitoring program

(Sec. 258.55); assessment of corrective action measures (Sec. 258.56);

selection of remedy (Sec. 258.57); implementation of the corrective

action

program (Sec. 258.58). For a simplified guide to applicability criteria

and management standards for leaks, see Figure 3.

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b. Applicability. The proposed management standards for leaks would

only apply to owners and operators of facilities that generate

characteristic wastes that at the point of generation (and prior to

decharacterization) contain UHCs at concentrations that are greater

than UTS levels. The UHCs that are present at greater than UTS are

known as ``regulated constituents.'' Only these regulated constituents

must be considered in complying with the management standards for

leaks. UHCs present in a characteristic waste at levels less than or

equal to UTS are not subject to the proposed management standards for

leaks. If these decharacterized wastes are discharged to a surface

impoundment that meets the substantive minimum technology requirements

of 40 CFR 268.4, the Phase IV leak requirements would not apply.

The Agency's primary concern with regard to leaks from these

surface impoundments is the potential for regulated constituents to

migrate to the ground water in significant concentrations. The most

direct method available for assessing the presence of regulated

constituents in the ground water is groundwater monitoring

uirements

of 40 CFR 268.4, the Phase IV leak requirements would not apply.

The Agency's primary concern with regard to leaks from these

surface impoundments is the potential for regulated constituents to

migrate to the ground water in significant concentrations. The most

direct method available for assessing the presence of regulated

constituents in the ground water is groundwater monitoring. However,

the Agency believes it would be overly burdensome and unnecessary to

achieve the rule's intended purposes to require every surface

impoundment that manages decharacterized wastes to install ground water

monitoring wells. As a result, the Agency is proposing that regulated

constituents for which an MCL has been promulgated under section 1412

of the Safe Drinking Water Act (SDWA), codified under 40 CFR part 141,

must be present at concentrations in the surface impoundment

wastewaters that meet or exceed 10 times the MCL before ground water

monitoring is warranted. Thus, if the MCL for a hazardous constituent

is 1 mg/l and the hazardous constituent is present in surface

impoundment wastewaters at less than 10 mg/l, no groundwater monitoring

would be required. The Agency believes that the use of MCLs as a

trigger level for ground water monitoring is appropriate because MCLs

are a reasonable benchmark of risk posed to human health from a

drinking water source. By using a trigger of 10 times the MCL, the

Agency is taking into account the reasonable dilution and attenuation

that would occur as constituents migrate in the substrate. This trigger

level corresponds to the dilution and attenuation factor (DAF) of 10

(at the point of release to the aquifer) currently under consideration

for the Hazardous Waste Identification Rule (HWIR) proposal.

For UHCs that do not have MCLs, the Agency is proposing the

following approach

nt the reasonable dilution and attenuation

that would occur as constituents migrate in the substrate. This trigger

level corresponds to the dilution and attenuation factor (DAF) of 10

(at the point of release to the aquifer) currently under consideration

for the Hazardous Waste Identification Rule (HWIR) proposal.

For UHCs that do not have MCLs, the Agency is proposing the

following approach. In the absence of an MCL, the state or tribal risk-

based number (i.e., 10 times the state or tribal ground water

protection number) would be used for the regulated constituent (see 40

CFR 258.55(i)). In the absence of both an MCL and state or tribal risk-

based number, the UTS level--the directly RCRA-equivalent level--would

be used for the regulated constituent.

c. Surface impoundment management standards. The Agency is

proposing to use annual sampling of the wastewaters in the surface

impoundment to determine if regulated constituents are present at

concentrations that exceed the trigger level. Sampling and analysis

need only be conducted for those regulated constituents identified in

the characteristic waste at the point of generation. If a new

decharacterized wastewater is accepted by the surface impoundment, then

the owner or operator would be required to characterize the new

decharacterized wastewater at point of generation to identify

additional regulated constituents prior to the next annual sampling

date. Annual sampling must be continued for as long as the unit is

receiving decharacterized wastes. Sampling and analysis is discussed in

further detail in the technical support document entitled, ``Technical

Support Document for Leaks, Sludges, and Air Emissions--Phase IV.''

To determine if a trigger level has been exceeded, the owner or

operator would calculate an annualized average concentration for each

regulated constituent identified

g as the unit is

receiving decharacterized wastes. Sampling and analysis is discussed in

further detail in the technical support document entitled, ``Technical

Support Document for Leaks, Sludges, and Air Emissions--Phase IV.''

To determine if a trigger level has been exceeded, the owner or

operator would calculate an annualized average concentration for each

regulated constituent identified. This annualized average will account

for process fluctuations and process upsets and would appropriately

represent the wastewaters in the surface impoundment. At a minimum, the

owner or operator would be required to include at least four sampling

events (i.e. quarterly), and a minimum of four independent samples from

each sampling event. (See ``Technical Support Document--Options for

Management Standards for Leaks, Sludges, and Air Emissions From Surface

Impoundments Accepting Decharacterized Wastes'' in the RCRA docket for

more information on sampling.)

d. Ground water and corrective action management standards. EPA is

proposing that the ground water monitoring and corrective action

regulations for municipal solid waste landfills (MSWLFs) under the

Subtitle D program (Solid Waste Disposal Facility Criteria, 56 FR

50978, October 9, 1991) be adopted with minor modifications for the

monitoring and remediation of surface impoundments subject to today's

proposed rulemaking. EPA believes that the ground water monitoring and

corrective action standards in the MSWLF rule, as modified in today's

rule, are appropriate and protective for the surface impoundments

subject to today's rulemaking. Thus, under this option, an impoundment

choosing to operate with these measures would be considered a treatment

impoundment not engaging in permanent disposal of waste. Put another

way, the impoundment could be part of a treatment process that can

perform LDR-equivalent treatment

ified in today's

rule, are appropriate and protective for the surface impoundments

subject to today's rulemaking. Thus, under this option, an impoundment

choosing to operate with these measures would be considered a treatment

impoundment not engaging in permanent disposal of waste. Put another

way, the impoundment could be part of a treatment process that can

perform LDR-equivalent treatment. EPA is not, however, intending that

the approach outlined in today's proposed rule is necessarily

appropriate for other industrial solid waste management units.

Many states have ground water protection programs that include

ground water monitoring and corrective action that may apply to the

types of units that EPA is covering in today's proposal. To the extent

that state programs require ground water monitoring and corrective

action that include the UTS constituents of concern (or can be modified

to cover those constituents) and are substantially similar to today's

proposal (i.e., frequency of monitoring, requirements regarding ground

water monitoring wells), EPA would defer to those State and Tribal

Programs. The owner/operator would have to demonstrate that there

exists a State or Tribe numerical limit for each regulated constituent

and document that in their operating records. For those constituents

not covered by State or Tribal limits, today's rule would apply.

Further, facilities affected by today's rulemaking that have existing

ground water monitoring and corrective action programs that are not

required by State or federal government may be able to continue those

programs in lieu of the regulations proposed here.

t

and document that in their operating records. For those constituents

not covered by State or Tribal limits, today's rule would apply.

Further, facilities affected by today's rulemaking that have existing

ground water monitoring and corrective action programs that are not

required by State or federal government may be able to continue those

programs in lieu of the regulations proposed here.

(i) MSWLF rule. Under this option, EPA is proposing to adopt some,

but not all provisions of the MSWLF regulations, which are promulgated

under 40 CFR Parts 257 and 258. The sections of Part 258 that EPA would

adopt with minor modifications are in Subpart E: Ground Water

Monitoring and Corrective Action. These are: Ground Water Monitoring

Systems (Sec. 258.51); Ground Water Sampling and Analysis Requirements

(Sec. 258.53); Assessment Monitoring Program (Sec. 258.55); Assessment

of Corrective Measures (Sec. 258.56); Selection of Remedy

(Sec. 258.57); and Implementation of the Corrective Action Program

(Sec. 258.58). The section in Subpart E not being considered in today's

rule is

section Sec. 258.54, which requires a ground water monitoring detection

program. General descriptions of the sections and changes that EPA is

proposing for adoption in today's rule are provided below and under the

following section titled ``Specific Requirements''.

Self-Implementing Provisions

The MSWLF regulations are structured to be either self-implemented

by an owner or operator or implemented in ``approved states'' through

approval and interaction with state regulatory agencies. The MSWLF rule

was designed so that states with federally approved programs could

define ground water protection and corrective action programs for

individual MSWLFs that accounted for site-specific factors.

In referencing the MSWLF rule for ground water monitoring and

corrective action activities for surface impoundments under today's

rule, the Agency is proposing to adopt only those provisions that are

self-implementing

that states with federally approved programs could

define ground water protection and corrective action programs for

individual MSWLFs that accounted for site-specific factors.

In referencing the MSWLF rule for ground water monitoring and

corrective action activities for surface impoundments under today's

rule, the Agency is proposing to adopt only those provisions that are

self-implementing. EPA would modify the applicability of the MSWLF rule

such that any provisions that require state approval would not apply.

EPA is aware, however, that some of the site-specific provisions in the

MSWLF rule that would not be available under today's proposed rule

might be reasonable approaches for monitoring surface impoundments. For

example, Sec. 258.51(b) allows the director of an approved state to

approve a multi-unit ground-water monitoring system, rather than

require separate ground water monitoring systems for each unit.1

At some facilities subject to today's rule with closely spaced surface

impoundments, multi-unit monitoring may be protective and less

expensive to install and monitor. EPA seeks comment on whether the

multi-unit provision and any other site-specific provisions in the

MSWLF rule that would not be available should be allowed to be self-

implemented by facilities subject to ground-water monitoring and

corrective action under the Phase IV rulemaking.

\1\ The multi-unit system must be as protective of human health

and the environment as individual monitoring systems, based on

factors including the number, spacing, and orientation of the units,

the hydrogeologic setting, site history, engineering design of the

units, and type of waste accepted in the units. In addition to

approval of the multi-unit system, Sec. 258.51(d) requires that the

number, spacing, and depths of monitoring systems must be certified

by a ``qualified ground water scientist'' or by the director of an

approved state

number, spacing, and orientation of the units,

the hydrogeologic setting, site history, engineering design of the

units, and type of waste accepted in the units. In addition to

approval of the multi-unit system, Sec. 258.51(d) requires that the

number, spacing, and depths of monitoring systems must be certified

by a ``qualified ground water scientist'' or by the director of an

approved state. In today's rulemaking, certification by the

qualified ground waster scientist would be required, rather than

approval by the state. In the absence of state approval, this

certification would help ensure that a protective multi-unit

monitoring system was installed (independent certification of

certain ground water monitoring and corrective provisions is

discussed further below).

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Certification of a Self-Implementing Program

In the MSWLF rule, the Agency stated that independent party review

and certification of certain self-implemented programs or

demonstrations required by the rule is necessary to ensure technical

adequacy of critical ground water monitoring and corrective action

milestones. Four provisions adopted from the MSWLF rule require

certification by an independent ``qualified ground water scientist'':

(1) Number, spacing and depths of monitoring systems (Sec. 258.51(d));

(2) determination that contamination was caused by another source or

that a statistically significant increase resulted from an error in

sampling analysis or evaluation (Sec. 258.55(h)(2)); (3) determination

that compliance with a remedy requirement is not technically

practicable (Sec. 258.58(c)(1)); and (4) completion of remedy

(Sec. 258.58(f)).

The Agency defined a ``qualified ground water scientist'' at

Sec. 258.50 and discussed the relevant background and experience needed

for these professionals to certify ground water monitoring and

corrective action requirements in the MSWLF rule. This definition is

also promulgated under Sec

nt is not technically

practicable (Sec. 258.58(c)(1)); and (4) completion of remedy

(Sec. 258.58(f)).

The Agency defined a ``qualified ground water scientist'' at

Sec. 258.50 and discussed the relevant background and experience needed

for these professionals to certify ground water monitoring and

corrective action requirements in the MSWLF rule. This definition is

also promulgated under Sec. 260.10 for certain ground water monitoring,

but not corrective action, certifications under the hazardous waste

program. Individuals who qualify to certify ground water regulatory

milestones under either the Subtitle D or C programs would also qualify

to certify the ground water requirements adopted under today's

rulemaking. Owners or operators of surface impoundments that undergo

corrective action under today's rulemaking should ensure that any

``qualified ground-water scientists'' working in the Subtitle C program

are qualified to certify corrective action requirements in addition to

ground water monitoring requirements.

(ii) Ground water monitoring. Installing a ground water monitoring

system. For today's proposed rule, EPA would require within one year of

triggering ground water monitoring (that is, when a regulated

constituent is detected at levels above regulatory concern in the

surface impoundment), the owner/operator must install a ground water

monitoring system and begin monitoring those wells for all regulated

constituents. The Agency believes that it is appropriate to monitor for

all the regulated constituents in the wells for the following reasons:

und water monitoring (that is, when a regulated

constituent is detected at levels above regulatory concern in the

surface impoundment), the owner/operator must install a ground water

monitoring system and begin monitoring those wells for all regulated

constituents. The Agency believes that it is appropriate to monitor for

all the regulated constituents in the wells for the following reasons:

(1) There will no longer be any type of monitoring conducted in the

surface impoundment (as long as the chemical composition of the waste

remains the same at the point of generation); (2) monitoring of all

regulated constituents is similar to the requirements established under

the MSWLF rule where analysis of a number of constituents is required

to determine the severity of a leak; and (3) it is essential to

accurately characterize the chemical composition of a ground water

release in order to aid in the corrective action plan, if necessary.

EPA believes that allowing one year will enable owner/operators

sufficient time to properly characterize their site and install ground

water monitoring wells that will meet the performance standards of 258

Subpart E. EPA is aware that many sites with less complex hydrogeology

and few units may not need the entire year to install their systems and

commence monitoring. Facilities with existing monitoring systems that

meet the applicable performance standards of Subpart E, Part 258 ground

water monitoring systems will be required to begin monitoring for the

UTS constituents regulated under today's rule at the next planned

monitoring period under existing monitoring programs, or within one

year.

Establishing a Ground Water Monitoring Program

The ground water monitoring program in today's proposed rule

focuses on a different set of constituents than those in the MSWLF

rule. Owners or operators subject to today's rule are required to

sample waste water in the affected surface impoundments to determine if

they have to install ground water monitoring systems

rograms, or within one

year.

Establishing a Ground Water Monitoring Program

The ground water monitoring program in today's proposed rule

focuses on a different set of constituents than those in the MSWLF

rule. Owners or operators subject to today's rule are required to

sample waste water in the affected surface impoundments to determine if

they have to install ground water monitoring systems. If ground water

monitoring is triggered, owners or operators are required to undertake

a monitoring program under Sec. 258.55 of the MSWLF rule to monitor for

only those UHCs that are present in the decharacterized waste prior to

its dilution and disposal in the surface impoundment treatment system.

The ground water monitoring system must include a sufficient number

of wells at the appropriate location and depth to determine background

level and the quality of the ground water at the relative point of

compliance. The relative point of compliance is required to be less

than or equal to 150 m from the waste management unit boundary located

on land owned by the facility. The MSWLF rule allowed for the director

of an approved state to determine an alternative boundary. Today's rule

is not allowing an alternative boundary, but rather requires the owner/

operator to select the relative

point of compliance as stated above, and document this in the

facility's records.

If statistically significant levels of these constituents are

detected above the constituent-specific ground water protection

standards as determined by Sec. 258.55(h) of the MSWLF rule, the owner

or operator is required to undertake corrective action to bring levels

of the regulated constituents in the ground water to below the ground

water protection standards. In contrast, under the MSWLF detection

monitoring regulations, which are not being considered under this

option, owners or operators are required to monitor for a list of

constituents from specified lists (see Appendix I to Part 258)

ator is required to undertake corrective action to bring levels

of the regulated constituents in the ground water to below the ground

water protection standards. In contrast, under the MSWLF detection

monitoring regulations, which are not being considered under this

option, owners or operators are required to monitor for a list of

constituents from specified lists (see Appendix I to Part 258).

Constituents on this list are generally thought to be present at

MSWLFs, have physical and chemical properties that cause them to be

early indicators of a release from a unit and are easy and inexpensive

to analyze. The MSWLF rule has provisions to modify the detection

monitoring list via the overseeing regulatory authority if parameters

are not reasonably expected to be found in ground water at the site. In

contrast, the UHCs that the owner or operator is monitoring for under

proposed Option 2 may not have fate and transport characteristics that

would provide earliest indication of a release. However, EPA does not

at this time have information to indicate whether the list of indicator

parameters monitored for under the MSWLF detection monitoring program

are present at the surface impoundments subject to today's proposed

rule. Monitoring for constituents that are not present obviously would

not provide protection from releases of site-specific UHCs. For these

reasons, EPA is not proposing to adopt the requirement for facilities

to monitor the ground water under the detection ground water monitoring

program specified in 258.54. EPA is, however, proposing to require

facilities to directly implement a program to monitor the regulated

constituents in the ground water.

Detecting Releases

Today's proposed rule also would have a different approach when

releases have been detected

ng to adopt the requirement for facilities

to monitor the ground water under the detection ground water monitoring

program specified in 258.54. EPA is, however, proposing to require

facilities to directly implement a program to monitor the regulated

constituents in the ground water.

Detecting Releases

Today's proposed rule also would have a different approach when

releases have been detected. When constituents are found under MSWLF

rule detection monitoring at levels that trigger the next phase of

monitoring (assessment), the owner/operators are required to analyze

the ground water for a broad list of constituents (Appendix II to Part

258 of the MSWLF rule) that may be present to better characterize the

nature of the release. Facilities that move to corrective action

generally are required to address all ground water contamination,

rather than a subset of facility-specific UHCs. Today's proposed rule

does not require facilities to scan for the Sec. 258 Appendix II

constituents because EPA's authority is limited to the UHCs in the

prohibited wastes that are required to receive RCRA-equivalent

treatment. Rather, owner/operators under today's rule would be required

to move directly to assessment of corrective measures upon detecting

that releases are statistically significant.

Corrective Action

If corrective action is required, this means that untreated UHCs

are being released to the environment at an excessive level. The

impoundment thus is not performing equivalent treatment. An operator

can, however, capture and treat the constituents via corrective action,

which would have the effect of re-validating the surface impoundments

treatment function.

EPA is aware that owners or operators undertaking corrective action

under today's proposed approach might de facto remediate constituents

other than the regulated constituents in the ground water

ng equivalent treatment. An operator

can, however, capture and treat the constituents via corrective action,

which would have the effect of re-validating the surface impoundments

treatment function.

EPA is aware that owners or operators undertaking corrective action

under today's proposed approach might de facto remediate constituents

other than the regulated constituents in the ground water. For example,

a ground water extraction system with an air stripping treatment unit

designed to remove site-specific regulated constituents could also

strip and collect other VOCs present in the ground water. Facilities

may also be required to remediate all ground water contamination under

other state or federal actions or may remediate additional

contamination voluntarily because of concern over liability associated

with leaving ground water partially contaminated.

Alternatives to Ground Water Monitoring

EPA is aware that the MSWLF rule does not adequately allow for

alternatives to ground water monitoring when ground water monitoring is

not practicable or would not detect early releases. For example, some

landfills are located in arid regions where depth to ground water may

exceed many hundreds of feet. In such a situation, ground water

monitoring wells located at the margin of a unit might not intercept a

release, as it might move laterally as well as vertically prior to

intercepting the ground water at great depth. In addition, such wells

would not detect a release until considerable contamination has entered

the subsurface. EPA is currently developing a proposed rule to allow

for alternative monitoring systems for remote, small arid landfills

where monitoring of the unsaturated zone would afford early detection

of releases before the release migrates to the ground water

the ground water at great depth. In addition, such wells

would not detect a release until considerable contamination has entered

the subsurface. EPA is currently developing a proposed rule to allow

for alternative monitoring systems for remote, small arid landfills

where monitoring of the unsaturated zone would afford early detection

of releases before the release migrates to the ground water. EPA has

not included a related provision in today's proposed rule, because

existing information indicates that the affected facilities are located

adjacent to bodies of water, where ground water under the facility

would be close to the surface. As with other ground water monitoring

programs, EPA encourages owners or operators to install innovative

monitoring systems, such as vadose zone monitoring, in addition to

ground water monitoring, if those systems would aid in the early

detection of releases.

(iii) Integration of option 2 with existing programs.--EPA is aware

that many of the facilities that would be subject to the requirements

of Option 2 will be undergoing ground water monitoring and corrective

action under existing state or federal authorities. Approximately one

half of the universe of affected facilities will be RCRA hazardous

waste treatment, storage, or disposal facilities (TSDFs) that are

permitted or operating under interim status. As noted above, at these

facilities, the surface impoundments subject to the Phase IV rule will

be ``solid waste management units'' (SWMUs) that are eligible for

corrective action under Sec. 3004(u) and (v), Sec. 3008(h), Sec. 7003,

and other authorities, such as CERCLA Sec. 106. These surface

impoundments, as SWMUs, may or may not be undertaking ground water

monitoring or corrective action when the Phase IV rule becomes

effective. Similarly, certain states already require ground water

monitoring or corrective action of surface impoundments, regardless of

their status under RCRA Subtitles C or D

Sec. 3008(h), Sec. 7003,

and other authorities, such as CERCLA Sec. 106. These surface

impoundments, as SWMUs, may or may not be undertaking ground water

monitoring or corrective action when the Phase IV rule becomes

effective. Similarly, certain states already require ground water

monitoring or corrective action of surface impoundments, regardless of

their status under RCRA Subtitles C or D. Further, some facilities

affected by today's rulemaking may be conducting ground water

monitoring and corrective action activities that are not required by a

State or federal government.

As stated above, to the extent that state programs require ground

water monitoring and corrective action that include the UTS

constituents of concern (or are modified to cover those constituents)

and are substantially similar to today's proposal (i.e., frequency of

monitoring, requirements regarding ground water monitoring wells), EPA

is deferring to those State and Tribal programs. However, EPA

anticipates that many of these state or federal corrective action

ground water monitoring programs will not require monitoring of all of

the regulated constituents identified by facilities subject to today's

rule. Owners or operators could need to modify existing ground water

monitoring programs to add any UHCs (and their associated

ground water protection standards under 258.55(h)) that are not

currently being monitored to avoid any of the potential Phase IV

controls.

EPA also seeks comment on a ground-water monitoring approach not

proposed in today's rule. As an alternative, facilities that are

triggered into ground water monitoring under today's rule would be

required to undertake a detection monitoring program under 258.54,

rather than commence directly with an assessment program. The purpose

of a detection monitoring program in the MSWLF rule is to detect

releases by monitoring a set of constituents or parameters that provide

a reliable indication of ground water contamination

e

triggered into ground water monitoring under today's rule would be

required to undertake a detection monitoring program under 258.54,

rather than commence directly with an assessment program. The purpose

of a detection monitoring program in the MSWLF rule is to detect

releases by monitoring a set of constituents or parameters that provide

a reliable indication of ground water contamination. In the MSWLF rule,

Appendix I to Part 258 was developed as a list of organic and inorganic

constituents that are likely to be found in the ground water if

releases occur from a MSWLF. As stated earlier, EPA does not believe

that this list is appropriate for the facilities that are subject to

today's rulemaking, as they do not have the type and variety of wastes

that are typically found in landfills. Under this alternate option, EPA

would not require facilities under today's rulemaking to monitor for

Appendix I Part 258 parameters under their detection monitoring

programs. Instead, facilities would be required to monitor for

indicator parameters (such as specific conductance, total organic

carbon, or total organic halogen), waste constituents, or reaction

products that provide a reliable indication of the presence of

hazardous constituents in ground water. If statistically significant

levels were detected above background conditions of these indicator

parameters, the facility would be required to undertake assessment

monitoring, wherein the facility would analyze for the presence of UTS

constituents, assess the potential for offsite releases, and initiate

an assessment of corrective measures. This approach would shift the

focus of the initial ground water monitoring program to the detection

of releases, rather than the detection of site-specific UHCs that are

regulated in today's rule. The MSWLF rule, under 258.54(1) and (2),

lists several factors to allow an owner or operator to deviate from the

Appendix I list under the approval of a state director

ssment of corrective measures. This approach would shift the

focus of the initial ground water monitoring program to the detection

of releases, rather than the detection of site-specific UHCs that are

regulated in today's rule. The MSWLF rule, under 258.54(1) and (2),

lists several factors to allow an owner or operator to deviate from the

Appendix I list under the approval of a state director. Under this

alternative approach, facilities would establish an alternate list

through self-implementation, rather than by state approval.

(iv) Summary of specific requirements for ground water monitoring

and corrective action from the MSWLF rule Sec. 258.51 ground water

monitoring systems.--This section requires ground water monitoring

systems (if constituent levels in impoundments exceed certain levels)

to meet certain requirements and design specifications. Systems are

required to monitor both background water quality and ground water at

the point of compliance.

Sec. 258.53 Ground Water Sampling and Analysis. This section

requires that the owner/operator follow certain sampling and analysis

procedures, including quality assurance and quality control, and

specifies the number of samples taken and the statistical procedures to

be followed.

Sec. 258.55 Assessment Monitoring Program. As discussed above, EPA

is proposing to require that owners or operators that would be

compelled to undergo ground water monitoring under today's rule bypass

the MSWLF rule detection monitoring program and undertake assessment

monitoring directly. The purpose of the assessment monitoring program

in today's proposed rule would be to monitor ground water for the

presence of site-specific regulated constituents determined to be

present in the decharacterized wastestream at the point of generation,

and to assess whether any statistically significant releases need to

undergo corrective action

m and undertake assessment

monitoring directly. The purpose of the assessment monitoring program

in today's proposed rule would be to monitor ground water for the

presence of site-specific regulated constituents determined to be

present in the decharacterized wastestream at the point of generation,

and to assess whether any statistically significant releases need to

undergo corrective action. The assessment monitoring program contains

requirements for sample number and determination of background for

constituents, criteria for moving into corrective action and additional

monitoring requirements under corrective action. This section also

requires the owner/operator to establish ground water protection

standards for each of the regulated constituents as follows: (1) If an

MCL is available, the MCL is the ground water protection standard; (2)

if there is no MCL, the background concentration is used as the ground

water protection standard; and (3) if the background concentration is

greater than the MCL, the background level is the ground water

protection standard. The Agency believes that it may not be reasonable

to require the owner or operator to reduce the concentrations of

hazardous constituents below background. (See 56 FR 51087, October 9,

1991). Although background levels are not health-based standards, they

are a practical measurement of what can be achieved by remediation and

today's proposal would not preclude a State or other entity from

requiring an owner or operator to clean up contamination below

background levels where it is warranted. As noted earlier, specific

federal (e.g., 3004(u) corrective action), state, local, or tribal

levels also could be used in lieu of these levels.

Furthermore, in light of the self-implementing nature of these

specific standards for leaks for surface impoundments, the Agency is

not adopting the provisions of 268.55(i) which address the site

specific protection standards

where it is warranted. As noted earlier, specific

federal (e.g., 3004(u) corrective action), state, local, or tribal

levels also could be used in lieu of these levels.

Furthermore, in light of the self-implementing nature of these

specific standards for leaks for surface impoundments, the Agency is

not adopting the provisions of 268.55(i) which address the site

specific protection standards.

As discussed above, EPA will not require owner/operators under

assessment monitoring to scan the ground water for constituents listed

in Appendix II to Part 258. Instead, facilities will move directly to

assessment of regulated constituents as required in Sec. 258.56 if

statistically significant levels of contaminants are found to exceed

the ground water protection standard. More information on the required

monitoring program can be found in ``Technical Support Document--

Options for Management Standards for Leaks, Sludges, and Air Emissions

From Surface Impoundments Accepting Decharacterized Wastes'' in the

RCRA Docket.

Sec. 258.56 Assessment of corrective measures.--Within 90 days of

finding that any of the regulated constituents have been detected at a

statistically significant level exceeding the ground water protection

standards, the owner/operator must undertake an assessment of

corrective measures that addresses specified criteria.

As discussed above, today's rule would also introduce the new

requirement into Sec. 258.57 that once it is determined that corrective

measures are necessary, the facility would be required to implement one

of the following: (1) cease discharge of the decharacterized

wastestream into the surface impoundment as soon as is practical (i.e.,

reroute decharacterized wastestream to a tank) or (2) installation of a

double liner and leachate collection system.

Sec. 258.57 Selection of remedy. Based on the results of the

assessment required by Sec. 258.56, the owner/operator must select a

remedy that meets several protectiveness standards

e of the decharacterized

wastestream into the surface impoundment as soon as is practical (i.e.,

reroute decharacterized wastestream to a tank) or (2) installation of a

double liner and leachate collection system.

Sec. 258.57 Selection of remedy. Based on the results of the

assessment required by Sec. 258.56, the owner/operator must select a

remedy that meets several protectiveness standards. This section also

requires that the owner/operator consider several evaluation factors

when selecting a remedy and establish a schedule for initiating and

completing the remedial activities. This section also allows for no

remediation under enumerated circumstances, e.g., ground water is

already contaminated by multiple sources and clean up of release would

provide no significant reduction of risk. The Agency has determined

that since these remediation waivers are not self-implementing, they

will not be adopted as part of this proposal.

Sec. 258.58 Implementation of the corrective action program. This

section requires that once a remedy is selected, the owner/operator

must implement a corrective action program that demonstrates compliance

with the ground water protection standards established under

Sec. 258.55. If necessary, the owner/operator must also take interim

measures to protect human health and the environment. Other

requirements in this section include implementing alternative methods

or techniques for remediation if the selected remedy is not effective,

and criteria for establishing when meeting the ground water protection

standard cannot practicably be achieved.

5. Proposed Management Standards for Sludges

a. Scope. Under Option 2, the Agency would require management

standards for sludges from prebiological surface impoundments in CWA,

CWA-equivalent, or nonhazardous wastewater treatment systems that

accept decharacterized wastes, when the sludges are removed from the

impoundments for land disposal elsewhere

standard cannot practicably be achieved.

5. Proposed Management Standards for Sludges

a. Scope. Under Option 2, the Agency would require management

standards for sludges from prebiological surface impoundments in CWA,

CWA-equivalent, or nonhazardous wastewater treatment systems that

accept decharacterized wastes, when the sludges are removed from the

impoundments for land disposal elsewhere. Data available to the Agency

indicate that UHCs may be present in the decharacterized wastewaters

and may be transferred to sludges in these impoundments at

concentrations that pose a threat to human health and the environment.

The Agency has limited data indicating biological or post-biological

surface impoundment sludges do not pose significant risks when

disposed. Nor would the Agency expect significant concentrations of

hazardous constituents to be present. A more detailed discussion of

today's proposed rule can be found in the technical support document

entitled, ``Technical Support Document for Leaks, Sludges, and Air

Emissions--Phase IV.''

b. Rationale. The approach for sludges under this option is

conceptually similar to that proposed for the ground water and air

exposure scenarios. If sludges contain hazardous constituents in excess

of levels that pose a risk to human health or the environment (see 976

F. 2d at 17), this form of cross-media transfer of hazardous

constituents could be considered too excessive to allow the impoundment

to be considered an equivalent form of treatment, unless the sludges

were to be treated to remove that risk. Under this option, the

evaluation would be made at the time sludges are removed from the

impoundment, not while the sludges remain within an impoundment. This

is because EPA does not believe in-place sludges would be a release

pathway separate from the leaks pathway. Put another way, by

controlling leaks (as explained in the previous section), any risks

posed by sludges while in the impoundment should be accounted for

luation would be made at the time sludges are removed from the

impoundment, not while the sludges remain within an impoundment. This

is because EPA does not believe in-place sludges would be a release

pathway separate from the leaks pathway. Put another way, by

controlling leaks (as explained in the previous section), any risks

posed by sludges while in the impoundment should be accounted for.

Consequently, any potential incremental risk would arise when the

sludges are disposed elsewhere. (Cf. RCRA section 3005 (j) (11)

indicating that treatment standards for hazardous sludges do not apply

while sludges are in the impoundment, and thus apply only when the

sludges are removed and land disposed).

EPA is proposing the technology-based UTS as the benchmark for

evaluating whether sludges are capable of posing significant risk. This

approach could be replaced when the Agency develops risk-based levels

through the Hazardous Waste Identification Rule process. In the

interim, the UTS standards serve as the best available measure of when

threats are minimized, and treatment to those levels certainly

satisfies any requirement of equivalent treatment.

EPA also reiterates that, as a legal matter, it can be argued that

even no treatment of sludges is equivalent to subtitle C LDR controls.

This is because generation of sludges is usually a new point of

generation at which the newly-generated waste is reevaluated to

determine if it is subject to the LDR standards. If non-hazardous, the

sludges would not be so subject (i.e., would not be prohibited wastes).

See 55 FR 22661-62. Thus, literal application of an equivalence test

would result in no treatment of these sludges, since the sludges will

be non-hazardous wastes by definition (they cannot be hazardous wastes

because they are being generated in subtitle D impoundments), and so

would not require further treatment under the standard subtitle C

approach.

c. Applicability

e prohibited wastes).

See 55 FR 22661-62. Thus, literal application of an equivalence test

would result in no treatment of these sludges, since the sludges will

be non-hazardous wastes by definition (they cannot be hazardous wastes

because they are being generated in subtitle D impoundments), and so

would not require further treatment under the standard subtitle C

approach.

c. Applicability. For a simplified guide to applicability criteria

and management standards for sludges, see Figure 4.

BILLING CODE 6560-50-P

[GRAPHIC][TIFF OMITTED]TP22AU95.003

BILLING CODE 6560-50-C

d. Determining UHC concentrations in surface impoundment sludges.

The Agency would require sampling of the sludges removed from

prebiological surface impoundments at the time the sludges are removed

to determine if the concentrations of UHCs in the removed sludge exceed

UTS. Representative sampling and analysis of the sludge need only be

conducted for those UHCs identified in the characteristic wastewater at

the point of generation. A more detailed discussion of representative

sampling and analyses is provided in the technical support document

entitled, ``Technical Support Document for Leaks, Sludges, and Air

Emissions--Phase IV.''

e. Management standards. If the concentration level of one or more

of the UHCs exceeds UTS, then the sludge must be treated by means other

than dilution to meet UTS. If the surface impoundment will no longer be

receiving decharacterized wastewaters, then the owner or operator would

be required to conduct representative sampling of the sludges when

sludges are next removed from the impoundment. No further sampling of

removed sludges would be required after decharacterized wastes are no

longer received by the unit.

6. Recordkeeping Requirements for Leaks and Sludges

Under Option 2, the Agency would establish recordkeeping

requirements for leaks and sludges

operator would

be required to conduct representative sampling of the sludges when

sludges are next removed from the impoundment. No further sampling of

removed sludges would be required after decharacterized wastes are no

longer received by the unit.

6. Recordkeeping Requirements for Leaks and Sludges

Under Option 2, the Agency would establish recordkeeping

requirements for leaks and sludges. An owner or operator that utilizes

surface impoundments in CWA, CWA-equivalent, or non-hazardous

wastewater treatment systems to manage decharacterized wastes would

have to maintain records of any test results, waste analyses, or other

determinations for at least three years.

7. Sampling and Analysis

The Agency would like to point out that the sampling and analysis

requirements are not overly burdensome. Owners and operators that would

be affected by today's proposed Phase IV rules would only be required

to perform a minimum number of analyses. Generator knowledge could be

used in lieu of sampling and analysis. See section I.D.3.c. for a

discussion of what constitutes acceptable generator knowledge.

I. Option 3

A final option to address the potential problem of releases of

hazardous constituents from decharacterized wastes in surface

impoundments is to require that such wastes meet UTS for the UHCs

before entering the impoundment (unless the impoundment satisfies

Minimum Technology Requirements or the statutory no migration

standard). A waste could be aggregated and diluted, but achievement of

UTS for the hazardous constituents would have to be accomplished by

mass removal/destruction before entering a surface impoundment. The

pollution prevention compliance alternative and the de minimis

exemption would be allowed for Option 3. For a simplified guide to

Option 3, see Figure 5.

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, but achievement of

UTS for the hazardous constituents would have to be accomplished by

mass removal/destruction before entering a surface impoundment. The

pollution prevention compliance alternative and the de minimis

exemption would be allowed for Option 3. For a simplified guide to

Option 3, see Figure 5.

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BILLING CODE 6560-50-C

It should be noted that this option is already available as a means

of complying with any of the requirements in Option 2. The question

here is whether this should be the only alternative allowed. EPA's view

is that it should not be the exclusive approach, for reasons of law and

policy. This approach destroys the very accommodation between the CWA

and RCRA upheld by the D.C. Circuit. It would invalidate impoundment-

based treatment systems, even if such treatment systems can be shown to

be equivalent to RCRA treatment within the meaning of the opinion.

Since the court hinted that RCRA ``requires'' some accommodation with

the CWA on this issue (976 F. 2d at 20), there is some question whether

EPA even has the authority to mandate the approach. The Agency believes

the approach unwise in any case, and has so stated in the Third rule

itself as well as later discussions. Very simply, impoundment-based

wastewater treatment systems can be effective means of treating

decharacterized wastewaters, and can do so without undermining core

values of RCRA and the LDR program. Consequently, such treatment should

not be effectively invalidated by requiring all treatment of

characteristic wastes to occur upstream of impoundments.

II. Proposal Not to Ban Nonamenable Wastes From Land-Based Biological

Treatment Systems

tment systems can be effective means of treating

decharacterized wastewaters, and can do so without undermining core

values of RCRA and the LDR program. Consequently, such treatment should

not be effectively invalidated by requiring all treatment of

characteristic wastes to occur upstream of impoundments.

II. Proposal Not to Ban Nonamenable Wastes From Land-Based Biological

Treatment Systems

Summary: EPA believes that prohibiting certain decharacterized

wastes from land-based wastewater treatment systems on the basis of

whether the constituents in those wastes are ``amenable'' to biological

treatment is unnecessary at this time. Instead, EPA is proposing to

prevent excessive environmental contamination of hazardous constituents

that leave surface impoundments. Technical obstacles present another

reason not to ban nonamenable wastes.

A. Background

The Environmental Technology Council (ETC) has suggested that EPA

develop regulations restricting Subtitle D surface impoundment disposal

of organic compounds and metals resistant to biological degradation in

these units. The Chemical Manufacturer's Association (CMA) provided EPA

with comments on ETC's suggested approach. These strategies focused on

identifying those constituents which are relatively resistant to

biological degradation in order to develop regulations setting maximum

acceptable concentrations for these constituents in surface impoundment

influent. The Phase III proposed LDR rule summarizes the ETC and CMA

positions, and discusses several technical issues (41 FR 11717). ETC's

comment is included in the rulemaking docket for the Phase III

proposal.

B. Rationale for Proposing Not to Ban Nonamenable Wastes From

Biological Treatment Systems

s setting maximum

acceptable concentrations for these constituents in surface impoundment

influent. The Phase III proposed LDR rule summarizes the ETC and CMA

positions, and discusses several technical issues (41 FR 11717). ETC's

comment is included in the rulemaking docket for the Phase III

proposal.

B. Rationale for Proposing Not to Ban Nonamenable Wastes From

Biological Treatment Systems

EPA has carefully considered the policy and technical issues raised

by the suggestion to ban nonamenable wastes from biological treatment

impoundments. The Agency believes that the key issue of whether such

impoundments serve as transfers of nonamenable constituents to air,

leaks, sludges, or discharges to surface waters is best addressed by

the Phase III end-of-pipe limits on constituents, coupled with the

options in Section I of this preamble. The provisions in Phase III and

Phase IV are designed to protect human health and the environment from

hazardous constituents in surface impoundments, therefore, there is no

need to regulate nonamenable wastes. Additionally, if constituents are

not excessively migrating to ground water through leaks, to air through

emissions, adsorbing onto sludge sediments, or being discharged at the

end of pipe, then EPA can be reasonably certain that treatment in the

impoundment is adequate.

Furthermore, EPA believes that the technical impediments to banning

nonamenable wastes from biological treatment impoundments are

significant. First, the design and operating conditions of biological

treatment can vary widely. Second, the ``amenability'' of constituents

at the point of generation may not reflect the ultimate amenability in

the biological treatment system. Finally, variations in the influent

stream composition, acclimation of the biomass, and the effect of other

constituents add another level of uncertainty to the process of

determining the amenability of a particular waste stream

t can vary widely. Second, the ``amenability'' of constituents

at the point of generation may not reflect the ultimate amenability in

the biological treatment system. Finally, variations in the influent

stream composition, acclimation of the biomass, and the effect of other

constituents add another level of uncertainty to the process of

determining the amenability of a particular waste stream. These

multiple uncertainties make an accurate assessment of amenability on

the level of the stream or of the constituent extremely difficult.

III. Improvements to Land Disposal Restrictions Program

A. Clean Up of Part 268 Regulations

In today's rule, EPA is proposing to ``clean up'' existing

regulatory language that is outdated, confusing, or unnecessary. Some

sections are clarified, some have been condensed, while others are

altogether removed. Comments are solicited on the proposed changes that

follow.

1. Section 268.4

Section 268.4(a)(2)(iv) would be changed to read, ``Recordkeeping.

The sampling, analysis, and recordkeeping provisions of Secs. 264.13

and 265.13 apply.'' The existing language in Sec. 268.4 duplicates the

substantive requirements of Secs. 264.13 and 265.13. Referencing the

Secs. 264.13 and 265.13 requirements in Sec. 268.4 clarifies that there

are no additional recordkeeping requirements at Sec. 268.4; the general

facility recordkeeping requirements apply, thus the LDR program does

not add additional burden.

2. Section 268.5

Section 268.5(e) would be amended to clarify that an applicant

could be granted additional time (up to one year) beyond the one-year

case-by-case extension; when first applying for the case-by-case

extension, the applicant would be required to show that the additional

time (beyond the extension in the first year) would be necessary to

provide capacity to treat the applicant's waste. Comments are requested

on this issue.

3. Section 268.7

Much of the language specifying what must be included on LDR

notifications at Sec

ear

case-by-case extension; when first applying for the case-by-case

extension, the applicant would be required to show that the additional

time (beyond the extension in the first year) would be necessary to

provide capacity to treat the applicant's waste. Comments are requested

on this issue.

3. Section 268.7

Much of the language specifying what must be included on LDR

notifications at Sec. 268.7 needs revision; therefore, this section is

proposed to be rewritten to reflect changes, clarify the existing

notification requirements, and generally simplify the requirements for

generators of hazardous waste. The proposed changes in Sec. 268.7(a)

would result in renumbering of the paragraphs. The new numbering scheme

for this section is used in this discussion. Also, the generator

paperwork requirements are proposed to be consolidated into a table at

Sec. 268.7(a)(4), and the treatment facility requirements into a table

at Sec. 268.7(b)(4).

References in Part 268 to LDR treatment standards that have

previously been found in tables in Secs. 268.41, 268.42, and 268.43,

are proposed to be changed to refer to the consolidated table in

Sec. 268.40--Treatment Standards for Hazardous Wastes.

References to Sec. 268.32 and RCRA 3004(d), California List wastes,

are removed, because the treatment standards for these wastes have been

superseded by subsequent treatment standards.

In Sec. 268.7(a)(3), the rule requires that to each receiving land

disposal facility, a notification must go with each shipment of

restricted waste that meets

68.40--Treatment Standards for Hazardous Wastes.

References to Sec. 268.32 and RCRA 3004(d), California List wastes,

are removed, because the treatment standards for these wastes have been

superseded by subsequent treatment standards.

In Sec. 268.7(a)(3), the rule requires that to each receiving land

disposal facility, a notification must go with each shipment of

restricted waste that meets

the LDR treatment standards as generated. The notice must identify the

waste and applicable subcategories, the manifest number, and other

information, along with a certification statement saying that the waste

meets the treatment standards. As a streamlining measure in today's

rule, the Agency is proposing that when a generator whose waste meets

the appropriate treatment standards, and the composition of these

wastes or the process generating the waste does not change, then they

are only required to submit a one-time notification and certification

to the receiving facility. A copy of the notification and certification

must be kept in the generator's file. If the waste changes, then the

generator must send a new notice and certification to the receiving

facility, and place a copy in their files.

In Sec. 268.7(a)(5), if generators are managing prohibited wastes

in tanks, containers, or containment buildings, they are required to

submit a waste analysis plan to the EPA Regional Administrator or

authorized State for their review of the testing plan. As a

streamlining measure, EPA is proposing to delete the requirement that

generators submit the waste analysis plans to States and Regions.

Comments are requested on this issue.

The record retention time period in Sec. 268.7(a)(8) is proposed to

be changed from five to three years, in order to make LDR requirements

consistent with other RCRA record retention periods.

The lab pack notification requirements of Sec. 268.7(a)(8) are

proposed to be streamlined to include only the requirements of

Secs. 268.7(a)(2), 268.7(a)(6), and 268.7(a)(7)

are requested on this issue.

The record retention time period in Sec. 268.7(a)(8) is proposed to

be changed from five to three years, in order to make LDR requirements

consistent with other RCRA record retention periods.

The lab pack notification requirements of Sec. 268.7(a)(8) are

proposed to be streamlined to include only the requirements of

Secs. 268.7(a)(2), 268.7(a)(6), and 268.7(a)(7). This is possible

because the alternative treatment standard for lab packs specifies a

method of treatment rather than concentration levels that would have to

be monitored after treatment. There is, therefore, no need to know

whether the wastes in the lab packs are wastewaters or nonwastewaters

or are hazardous debris (these are data items proposed to be deleted

from the lab pack notification). The Agency solicits comments on this

assumption.

In Sec. 268.7(b), the first sentence--Treatment facilities must

test * * * as required by Sec. 264.13 or Sec. 265.13--is proposed to be

clarified so that it is more obvious that Sec. 264.13 contains the

requirements for permitted treatment, storage and disposal facilities

and Sec. 265.13 contain the requirements that apply to interim status

facilities.

In addition, the sentence, ``* * * test method described in

appendix I of this part or using any methods required by generators

under Sec. 268.32 of this part * * *'' is changed to read, ``* * * test

method described in `Test Methods for Evaluating Solid Waste, Physical/

Chemical Methods,' EPA Publication SW-846.'' Specific reference to EPA

Publication SW-846 for the Toxicity Characteristic Leaching Procedure

gives the regulated community a more direct reference for details of

the test method. Furthermore, the Agency is proposing to add a table

that more clearly indicates the items to be included on notifications

under this section, and is changing all references to Secs. 268.41,

268.42, and 268.43 to refer to the Table of Treatment Standards in

Sec. 268.40

icity Characteristic Leaching Procedure

gives the regulated community a more direct reference for details of

the test method. Furthermore, the Agency is proposing to add a table

that more clearly indicates the items to be included on notifications

under this section, and is changing all references to Secs. 268.41,

268.42, and 268.43 to refer to the Table of Treatment Standards in

Sec. 268.40.

In section 268.7(c)(2), the sentence, ``* * * test method described

in appendix I of this part or using any methods required by generators

under Sec. 268.32 of this part * * *'' is changed to read, ``* * * test

method described in `Test Methods for Evaluating Solid Waste, Physical/

Chemical Methods,' EPA Publication SW-846.'' Specific reference to EPA

Publication SW-846 for the Toxicity Characteristic Leaching Procedure

gives the regulated community a more direct reference for details of

the test method.

6. Section 268.9

In section 268.9, paragraphs (a), and (b) are proposed to be

revised to clarify how wastes should be identified when they are both

listed and characteristic wastes. The revisions do not propose any

substantive changes to these paragraphs. The existing regulations

require that for the LDR notification, a waste must be identified as a

listed waste and also as a characteristic waste unless the listed waste

has a treatment standard for the constituent or addresses the hazardous

characteristic that causes the waste to also be characteristically

hazardous. If the listed waste has treatment standards that address all

characteristics, then the characteristic waste codes do not attach.

In paragraph (d)(1)(ii), the language has been edited to clarify

that if all underlying hazardous constituents reasonably expected to be

present in a characteristic waste will be monitored, then the generator

need not list any of them on the LDR notification. If, however, a

subset of underlying hazardous constituents will be monitored, they

must be included on the LDR notification

ot attach.

In paragraph (d)(1)(ii), the language has been edited to clarify

that if all underlying hazardous constituents reasonably expected to be

present in a characteristic waste will be monitored, then the generator

need not list any of them on the LDR notification. If, however, a

subset of underlying hazardous constituents will be monitored, they

must be included on the LDR notification. This is not a substantive

change, because such language was already placed in 40 CFR 268.7(a) in

the technical correction to the Phase II final rule (60 FR 245, January

3, 1995).

5. Sections 268.30-268.37

Sections 268.31-268.37 are proposed to be removed because the

treatment standards for wastes in these sections are now in effect,

thus all these wastes are now prohibited from land disposal. The

sections are, thus, no longer needed and are proposed to be removed.

Old Sec. 268.30 is proposed to be replaced by a new section that

provides the prohibition dates of the wastes included in this proposed

rule.

6. Appendices

Appendix I is proposed to be removed and reserved because the TCLP

test method reference to SW-846 will be incorporated into the text of

the regulatory language.

Appendix II to Part 268 is also proposed to be removed and reserved

because it incorrectly refers to treatment standards in Secs. 268.41,

268.42, and 268.43 (they are now in Sec. 268.40); furthermore, there is

no longer a need for a reference to the solvent treatment standards.

Appendix III is proposed to be removed and reserved because the

California List treatment standards have been superseded by Universal

Treatment Standards, thus there is no need for a listing of halogenated

organic compounds because they are California List wastes.

Appendix VI is proposed to be amended to clarify that

characteristic wastes that also contain UHCs must be treated not only

by a ``deactivating'' technology to remove the characteristic, but also

treated to achieve the UTS for UHCs

ve been superseded by Universal

Treatment Standards, thus there is no need for a listing of halogenated

organic compounds because they are California List wastes.

Appendix VI is proposed to be amended to clarify that

characteristic wastes that also contain UHCs must be treated not only

by a ``deactivating'' technology to remove the characteristic, but also

treated to achieve the UTS for UHCs.

Appendix VII is proposed to be removed and reserved because all the

wastes in the table have treatment standards now in effect, thus there

is no need to know the effective dates, waste by waste. Likewise,

Appendix VIII is proposed to be removed and reserved because the

effective dates for these wastes when injected into deep injection

wells are past, thus are no longer needed.

Appendix IX is proposed to be removed because as of the Phase IV

rule, all characteristic metal treatment standards are based on

toxicity using the TCLP rather than the Extraction Procedure (EP).

There is no longer any need for a reference to the EP.

Appendix X is proposed to be removed and reserved because it

summarizes paperwork requirements that are proposed to be changed in

the Phase III proposal and this proposal. Furthermore, if the Agency

finalizes the paperwork tables discussed in this section of the

preamble in Secs. 268.7(a)

and 268.7(b), there is no need for summary tables in the appendix.

The Agency is committed to identifying new ways the LD

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Land Disposal RestrictionsPhase IV: Issues Associated With Clean Water Act Treatment Equivalency, and Treatment Standards for Wood Preserving Wastes and Toxicity Characteristic Metal Wastes · 60 FR 43654 | Frix