§ 39.9 Scope.

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Title 17 CFR: Commodity and Securities Exchanges › Chapter I: COMMODITY FUTURES TRADING COMMISSION › Part 39: DERIVATIVES CLEARING ORGANIZATIONS › Subpart B: Compliance with Core Principles › § 39.9: § 39.9 Scope.

This text was captured on Aug 14, 2026. It is a snapshot, not a live feed, so check the official code before relying on it.

Text

Except as otherwise provided by Commission order, the provisions of this subpart B apply to any derivatives clearing organization, as defined under section 1a(15) of the Act and § 1.3 of this chapter, that is registered with the Commission as a derivatives clearing organization pursuant to section 5b of the Act. The provisions of this subpart B do not apply to any exempt derivatives clearing organization, as defined under § 39.2.

[86 FR 968, Jan. 7, 2021]

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§ 39.9 Scope. · 17 C.F.R. § 39.9 (2026) | Frix