§ 12.101 Functions and responsibilities of the Administrative Judge.
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Title 17 CFR: Commodity and Securities Exchanges › Chapter I: COMMODITY FUTURES TRADING COMMISSION › Part 12: RULES RELATING TO REPARATIONS › Subpart C: Rules Applicable to Voluntary Decisional Proceedings › § 12.101: § 12.101 Functions and responsibilities of the Administrative Judge.
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The Administrative Judge shall be responsible for the fair and orderly conduct of the proceeding and shall have the authority:
(a) To rule upon discovery-related motions, and to take such action pursuant to § 12.35 as is appropriate if a party fails to comply with a discovery order;
(b) To issue orders for the production of documents and tangible things and orders for written testimony, as provided in § 12.34;
(c) To issue subpoenas pursuant to § 12.34 and § 12.36;
(d) To issue orders of default for good cause shown against any party who fails to participate in the proceeding, or to comply with any provisions of these rules;
(e) To receive submissions of proof;
(f) Make the final decision in accordance with § 12.106 of these rules; and
(g) Issue such orders as are necessary and appropriate to effectuate the orderly conduct of the proceeding.
[49 FR 6621, Feb. 22, 1984; 49 FR 15070, Apr. 17, 1984, as amended at 78 FR 12937, Feb. 26, 2013; 86 FR 64356, Nov. 18, 2021]
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