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Briefs, oral arguments, agency decisions and the Federal Register.
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Agency decision · Agency decision
Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and Cease-andDesist Orders (“Order”) 1 against Quantek Asset Management … Notice and Comment Period 7.
Securities and Exchange CommissionAgency decision · Agency decision
The Notice also advised that all persons desiring to comment on the Proposed Plan could submit their comments, in writing, within 30 days of the Notice. … The Commission received no comments on the Proposed Plan during the comment period.
Securities and Exchange CommissionAgency decision · Agency decision
Act Rel. … These failings resulted in inaccurate books and records and ultimately in materially misstated financial statements included in periodic reports filed with the Commission.
Securities and Exchange CommissionAgency decision · Agency decision
The Commission received 255 comments on the Proposed Plan during the comment period. … Order Approving Plan of Distribution, Exchange Act Rel. No. 94628 (Apr. 7, 2022). Exchange Act Rel.
Securities and Exchange CommissionFederal Register / Vol. 71, No. 124 / Wednesday, June 28, 2006 / Notices
Agency decision · Agency decision
FERC conferences are accessible under section 508 of the Rehabilitation Act of 1973. … SUMMARY: This notice announces the availability of EPA’s Tolerance Reassessment Decision (TRED) for the pesticide ethephon, and opens a public comment period on this document, related risk assessments,
Federal Energy Regulatory CommissionAgency decision · Agency decision
by using the Commission’s Internet comment form (http://www.sec.gov/litigation/admin.shtml); or 3. by sending an e-mail to rule-comments@sec.gov. … The Proposed Plan provides for the distribution of the Net Available Fair Fund to investors who paid fees to transact in certain crypto assets on the Poloniex trading platform during the Relevant Period
Securities and Exchange CommissionEmployee Retirement Income Security Act of 1974 (ERISA)
Agency decision · Agency decision
Delta Air Lines, Inc., 463 U.S. 85, 97 (1983), the Court reiterated that a state law relates to an ERISA plan "if it has a connection with or reference to such a plan." … Respondent mistakenly compares these obstacles of limited duration to an act of god like a hurricane to excuse the long periods of time where there was absolutely no attempt by the Plan Administrator to
Department of LaborAgency decision · Agency decision
The Commission received no comments on the Proposed Plan during the comment period. … Exchange Act Rel.
Securities and Exchange CommissionAgency decision · Agency decision
SBJP Act). … 1040NR for that period.
Internal Revenue ServiceSEC.gov | In the Matter of Securities America Advisors Admin. Proc. File No. 3
Agency decision · Agency decision
The Commission also created a Fair Fund, pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002, so the penalty paid, along with the disgorgement and interest paid, can be distributed to harmed investors … The notice provides the public with 30 days to submit their comments on the Proposed Plan. See the Commission’s Notice: Release No. 34-93892 and the Proposed Plan .
Securities and Exchange CommissionAgency decision · Agency decision
period for the acts referenced by section 7508A(a) but that it is instead silent and ambiguous as to the acts to which the mandatory postponement period applies. … Walters, Comment on Mandatory 60-Day Postponement of Certain Tax-Related Deadlines by Reason of a Federally Declared Disaster, at 5 (Mar. 14, 2021), https://www.regulations.gov/ comment/IRS-2021-0002-0008
United States Tax CourtOrganisation de Coopération et de Développement Économiques (2013)
Agency decision · Agency decision
The comment period ended on October 25, 2012, and the Commission is finalizing the amendments. See www.ftc.gov/opa/2012/08/hsr.shtm. 7. Enforcement Policy Regarding Accountable Care Organizations. … On February 28, 2012, following a public comment period, the Commission approved a final order settling charges that Sigma Corporation engaged in illegal anticompetitive practices to protect its share
Federal Trade CommissionAgency decision · Agency decision
Disclaimer: Pursuant to Exchange Act Section 4(g)(6)(B)(iii), 15 U.S.C. § 78d(g)(6)(B)(iii), this Report on Objectives is provided directly to Congress without any prior review or comment from the Commission … See Comment File S7-32-22, Regulation Best Execution, available at https://www.sec.gov/comments/ s7-32-22/s73222.htm.
Securities and Exchange CommissionAgency decision · Agency decision
On November 22, 2024, the Commission issued an Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934 … All persons who desire to comment on the Proposed Plan may submit their comments, in writing, no later than 30 days from the date of this Notice: 1.
Securities and Exchange CommissionAgency decision · Agency decision
Expiration date ___________________ (period not to exceed 1 year after the effective date) 3. … A period of 10 minutes will be allotted to each person for making comments. An agenda showing the scheduling of the speakers will be prepared after the deadline for receiving outlines has passed.
Internal Revenue ServiceModernization of Proxy Solicitation Rules
Agency decision · Agency decision
Accordingly, the proposal would shorten the minimum broker search period from 20 business days to five business days. … What’s Next The public comment period will remain open for 60 days following the publication of the proposing release in the Federal Register. U.S. SECURITIES AND EXCHANGE COMMISSION PAGE 2 OF 2
Securities and Exchange CommissionFederal Register / Vol. 71, No. 146 / Monday, July 31, 2006 / Notices
Agency decision · Agency decision
Please note that the scoping period will close on August 25, 2006. Comments may be submitted in written form or presented verbally at the public meeting listed below. … A 30-day comment period will be allotted for review of the EA.
Federal Energy Regulatory CommissionInitial Decision Release No. 1394
Agency decision · Agency decision
Act Section 12 and did not file any periodic reports between November 21, 2012, and May 30, 2014, the date it filed the Form 15 to terminate its registration. … By failing to make required periodic filings during that time, CYIOS violated Exchange Act Section 13(a) and Rules 13a-1 and 13a-13.
Securities and Exchange CommissionAPPELLANT’S MOTION FOR PARTIAL SUMMARY JUDGMENT
Agency decision · Agency decision
The contract had an initial one-year contract period and four one-year option periods. … Initial Contract Award: If the basis of award involves evaluating options and/or award terms, the dollar value of the individual transaction must include the base period and all option periods, the award
Civilian Board of Contract AppealsAgency decision · Agency decision
Comments and suggestions. We welcome your comments about this publication and your suggestions for future editions. You can send us comments through IRS.gov/ FormComments. … Line 3—Acts authorized (Tax matters). You may list the current year/period and any tax years or periods that have already ended as of the date you sign the power of attorney.
Internal Revenue Service
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