Documents

UNITED STATES OF AMERICA

Agency decision · Agency decision

(iii) by sending an email to rule-comments@sec.gov. … Comments received will be available to the public. Commenters should only submit information that they wish to make publicly available.

SEC.gov | In the Matter of Securities America Advisors, Inc. Admin. Proc. File No. 3

Agency decision · Agency decision

The Commission also created a Fair Fund, pursuant to Section 308(a) of the Sarbanes-Oxley Act of 2002, so the penalty paid can be distributed to harmed investors (the “Fair Fund”). … Comments were received on the Proposed Plan during the comment period.

Bulletin No. 1997–23

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All comments will be available for public inspection and copy. A public hearing may be scheduled if requested in writing by a person that timely submits comments. … DATES: Written comments must be received by August 13, 1997.

INFORMATION FOR ENTITIES SUBJECT TO

Agency decision · Agency decision

For certain complex examinations, the examination deadline may be extended for an additional 180-day period without notification to the entity. … period to discuss when the staff will be able to provide comments.

Regulation Crypto Assets

Agency decision · Agency decision

period; • A “fundraising exemption,” which would exempt offerings of up to $75 million from the registration requirements of the Securities Act during each 12-month period; • An “investment contract … Additional Information: The public comment period will remain open for 60 days following the date of publication of the proposing release in the Federal Register. U.S.

Federal Register / Vol. 72, No. 122 / Tuesday, June 26, 2007 / Notices

Agency decision · Agency decision

Comment Date: 5 p.m. Eastern Time on July 5, 2007. Kimberly D. Bose, Secretary. [FR Doc. … The EA was prepared to satisfy the requirements of the National Environmental Policy Act.

Part III - Administrative, Procedural, and Miscellaneous

Agency decision · Agency decision

If the taxpayer has not placed the § 48C Facility in service within the required 2-year period or has not notified DOE that the § 48C Facility has been placed in service within the required 2year period … Any questions or comments received under this notice are subject to public release pursuant to the Freedom of Information Act.

cprice-sewell on PROD1PC66 with NOTICES

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In response to conditions following Hurricane Katrina, DOE extended the scoping period through October 28, 2005 (70 FR 56649; September 28, 2005) VerDate Aug<31>2005 15:19 Mar 27, 2006 Jkt 208001 and … (16 U.S.C. 531 et seq.) and the National Historic Preservation Act (16 U.S.C. 470 et seq.).

SECURITIES AND EXCHANGE COMMISSION

Agency decision · Agency decision

Within five working days from the date of receipt of final comments from SEBI, the Company will dispatch the letter of offer to all holders of Shares. … The Company is proceeding on the understanding that, pursuant to the exemption granted by Exchange Act Rule l 4d-1(d)(2)(iv), payment within this time period will satisfy the "prompt payment" requirements

Bulletin No. 1998–36

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A period of 10 minutes will be allotted to each person for making comments. An agenda showing the scheduling of the speakers will be prepared after the deadline for receiving outlines has passed. … A period of 10 minutes will be allotted for each person for making comments.

United States Tax Court

Agency decision · Agency decision

But when section 6103(h)(4)(A) was enacted in 1978, see Revenue Act of 1978, Pub. L. … (plurality opinion) (cleaned up) (collecting authorities); see also FERC v. Elec.

UNITED STATES TAX COURT

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Richardson to establish that he acted with reasonable cause and in good faith as to this item. … Nonetheless, for the - 70 sake of completeness, a few comments are in order with respect to the remaining disputed element.

Hogan & Hartson L.L.P.: No

Agency decision · Agency decision

Section 14(d)(5) of the Exchange Act in the Further Offers and the Subsequent Offering Period. … Rule 14d-11: Subsequent Offering Period Pursuant to Rule 14d-11 under the Exchange Act, offerors may elect to provide a subsequent offering period of from three U.S. business days to 20 U.S. business

Federal Register / Vol. 72, No. 162 / Wednesday, August 22, 2007 / Notices

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Davis, Sr., Acting Deputy Secretary. [FR Doc. … A comment period will be allotted for review if the EA is published. We will consider all comments on the EA before we make our recommendations to the Commission.

Conformed to Federal Register Version

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compliance dates out over an extended period limits the number of implementation activities occurring simultaneously. … Given the time constraints, a notice and comment period could not be reasonably be completed prior to the Initial Compliance Date.

)ൾൽൾඋൺඅ7උൺൽൾ&ඈආආංඌඌංඈඇ (2019)

Agency decision · Agency decision

Following a public comment period, the Commission approved the final order on April 1, 2019. … Following a public comment period, the Commission approved the final order on August 12, 2019.

SECURITIES AND EXCHANGE COMMISSION

Agency decision · Agency decision

Comments may be submitted by any of the following methods: Electronic comments: • Use the Commission’s Internet comment form (https://www.sec.gov/rules- regulations/how-submit-comment); or • Send an … e-mail to rule-comments@sec.gov.

NASD, Inc.: No Action, Interpretive and/or Exemptive Letter of September 30, 2005

Agency decision · Agency decision

See also Exchange Act Rel. … The retirement of Schedule E is also consistent with comments submitted by commenters endorsing the proposed Form BR.

Management Report to

Agency decision · Agency decision

Congress a Management Report, containing certain statistical tables and any comments deemed appropriate, to accompany the Office of Inspector General’s (OIG’s) Semiannual Report.1 This Management Report … Reports with Pending Corrective Action at Start of Reporting Period The Inspector General Act requires the SEC Management Report to include a statement with respect to each audit, inspection, and evaluation

Management Report to

Agency decision · Agency decision

Congress a Management Report, containing certain statistical tables and any comments deemed appropriate, to accompany the Office of Inspector General’s (OIG’s) Semiannual Report.1 This Management Report … At period-end, final action was pending on 22 recommendations from five reports. 1 The SEC’s Management Response is based on the requirements of the Inspector General Act as amended by the James M.