Documents
Briefs, oral arguments, agency decisions and the Federal Register.
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SECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 100 F Street, … “Securities Act” means the Securities Act of 1933 [15 U.S.C. 77a et seq.]. “Securities Exchange Act” means the Securities Exchange Act of 1934 [15 U.S.C. 78a et seq.].
Securities and Exchange Commission12-13947-DD, 12-15060-DD, 12-15642-DD
Agency decision · Agency decision
But ERISA includes an express exception that permits repurchases to be suspended without instituting a “blackout period,” and without requiring 30 days’ 24 notice, because a “blackout period” does not … of 1933 (15 U.S.C. 77a et seq.), the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.), the Sarbanes-Oxley Act of 2002, the Trust Indenture Act of 1939 (15 U.S.C. 77aaa et seq.), the Investment
Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
Other funds 3 We have considered your request for confidential treatment of your letter and our response for a period of 120 days from the date of our response or such earlier date as the Staff of the … Blouch at 202.906.8714 or Aneal Krishnamurthy at 202.906.8741 should you have any questions or comments regarding this request.
Securities and Exchange CommissionAgency decision · Agency decision
Walker’s advice and acted upon it. Decedent understood from conversations she had had with Mr. … Commenting on the analysis that it applied in Estate of Casey, the court stated: This court therefore found that the appropriate method to resolve the question was to review the complete text of the particular
United States Tax CourtAgency decision · Agency decision
Six months later, in January 2022, Prager Metis began the audit of FTX’s financial statements for the period ended December 31, 2021. The engagement letter was signed on January 17, 2022. … A number of individual workpapers contained no evidence of review by Decker, and other workpapers contained open comments, with no evidence that the questions raised had been addressed.
Securities and Exchange CommissionDISMISSED FOR LACK OF JURISDICTION;
Agency decision · Agency decision
As the Claims Court itself acknowledged, such notices are “tentative determinations issued to invite contractor comment rather than as final decisions.” … final decision on a Government claim by a date certain, 4KG-ACC cites to 41 U.S.C. § 7103(f)(4), which provides the Board authority to “direct a contracting officer to issue a decision in a specific period
Civilian Board of Contract AppealsTHIS OPINION WAS INITIALLY ISSUED UNDER PROTECTIVE ORDER AND
Agency decision · Agency decision
Discussion Jurisdiction The Board has jurisdiction to decide this matter pursuant to the Contract Disputes Act (CDA), 41 U.S.C. §§ 7101-7109 (2012). … During the task order period of performance, DMI provided no interpretation services.
Civilian Board of Contract AppealsAgency decision · Agency decision
Whereas a lease 23The Economic Recovery Tax Act of 1981, Pub. L. … - 69 [*69] contemplates only a lessee's use of the property for a limited period and its return at that period's expiration, "'a conditional sale contemplates the ultimate ownership of the property by
United States Tax CourtAgency decision · Agency decision
A new corporation filing a short-period return must generally file by the 15th day of the 4th month after the short period ends. … If you have comments or suggestions for making this form and related schedules simpler, we would be happy to hear from you. You can send us comments from IRS.gov/FormComments.
Internal Revenue ServiceAgency decision · Agency decision
See Press Release 2004-89, "SEC Staff to Publicly Release Comment Letters and Responses." … See SEC Press Release 2004-89, “SEC Staff to Publicly Release Comment Letters and Responses.”
Securities and Exchange CommissionReport to Congress on Regulation A / Regulation D Performance
Agency decision · Agency decision
Rule 504 Rule 504 of Regulation D provides an exemption from registration under the Securities Act for the offer and sale of up to $5 million of securities in a 12-month period. … The percentages do not add up to 100% because an issuer may fall under multiple categories. % continued on EDGAR is based on periodic report or offering or registration statement filings (excluding comment
Securities and Exchange CommissionCROSS-MOTIONS FOR SUMMARY RELIEF DENIED;
Agency decision · Agency decision
The subject matter of our dispute is defined in an affidavit provided by Peter Cicuto, a retired Global employee who was the company’s vice president of operations during much of the time period with which … These comments were transmitted to Global on the same day. Id., Exhibit 29.
Civilian Board of Contract AppealsConformed to Federal Register version
Agency decision · Agency decision
is not required under the Administrative Procedure Act (“APA”). 5 It follows that the amendments do not require analysis under requirements of the Regulatory Flexibility Act 6 or a report to Congress … the Securities Exchange Act of 1934, 10 section 319 of the Trust Indenture Act of 1939, 11 and sections 8, 30, 31, and 38 of the Investment Company Act of 1940. 12 List of Subjects in 17 CFR Part 232
Securities and Exchange CommissionAgency decision · Agency decision
Judicial Revie w Before the enactment of section 7479 in the Taxpayer Relief Act of 1997, Pub . … - 21 election coincide with the 9-month period for filing an estate tax return under section 2001 .
United States Tax CourtAgency decision · Agency decision
Periodic distributions of income were to be made, if at all, in a ratio of 75 percent to 25 percent in favor of petitioner. … Before addressing the dispute between the parties on these points, we think it is appropriate first to comment on the dispute between petitioner and Dr.
United States Tax CourtAgency decision · Agency decision
This industry does not include office, restaurant, or hotel fixtures, or air conditioning and refrigeration equipment. (SIC No. 5084).'" … (Since those professionals are not parties here and have not had a full opportunity to explain or defend themselves, we refrain from further comment on them.)
United States Tax CourtFederal Register / Vol. 72, No. 44 / Wednesday, March 7, 2007 / Notices
Agency decision · Agency decision
notice that on February 26, 2007, Northern Natural Gas Company (Northern) tendered for filing a petition for a limited waiver of Northern’s FERC Gas Tariff I order to allow Northern to resolve a prior-period … Comment Date: 5 p.m. Eastern Time March 7, 2007. Magalie R. Salas, Secretary. [FR Doc.
Federal Energy Regulatory CommissionPREPARING AND TRANSMITTING EDGARLINK ONLINE SUBMISSIONS
Agency decision · Agency decision
Act. … If both apply, use the entry with both Acts.
Securities and Exchange CommissionAgency decision · Agency decision
the following: New entry for 2.25 hours devoted to forwarding this Court's Notice of Filing of Notice of Appeal to the test case petitioners; 2 additional hours for "transcript search" for the Court's comments … The 758.19 hours claimed for this period include 192.07 fee request hours, and the 88.575 hours disallowed for this period include 53.91 fee request hours. c. 2006 Izen's time entries for 200.6 amount
United States Tax CourtAgency decision · Agency decision
Official transcripts may only be filed in CM/ECF by the Official Court Reporter and will be restricted in CM/ECF for a period of 90 days. … of the day need 18 this cease and desist order from the commission. 19 unclear how that would work. 20 To have whatever So it is So the reason that we are trying to do this now is it 21 is a clean
Federal Trade Commission
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