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Briefs, oral arguments, agency decisions and the Federal Register.

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  • Financial Industry Regulatory Authority

    Agency decision · Agency decision

    Errett: Pursuant to Rule 608(e) of Regulation NMS under the Securities Exchange Act of 1934 ("Exchange Act"), Financial Industry Regulatory Authority, Inc. … with an order issued by the Commission on June 24, 2014. 8 The Plan was published for comment in the Federal Register on November 7, 2014, and approved by the Commission, as modified, on May 6, 2015.

    Securities and Exchange Commission
  • SECURITIES AND EXCHANGE COMMISSION

    Agency decision · Agency decision

    Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments: • Use the Commission’s internet comment form (https://www.sec.gov/rules/sro.shtml); or • Send an email to rule-comments

    Securities and Exchange Commission
  • Initial Decision: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott: Rel. No. ID

    Agency decision · Agency decision

    Act) and Sections 15(b) and 21C of the Securities Exchange Act of 1934 (Exchange Act). … Thus, to calculate interest for the prejudgment period, it may be necessary to calculate interest for fractional periods at the beginning or the end of the prejudgment period.

    Securities and Exchange Commission
  • Federal Register / Vol. 70, No. 237 / Monday, December 12, 2005 / Notices

    Agency decision · Agency decision

    November 30, 2005, Tennessee Gas Pipeline Company (Tennessee) tendered for filing as part of its FERC Gas Tariff, Fifth Revised Volume No. 1, its cashout report for the September 2004 through August 2005 period … Filed Pursuant to: Federal Power Act, 16 U.S.C. 791(a) 825(r) and 799 and 801. h. Applicant Contact: Mr. Keith E. Bryant, Sr.

    Federal Energy Regulatory Commission
  • Federal Register / Vol. 72, No. 220 / Thursday, November 15, 2007 / Notices

    Agency decision · Agency decision

    Davis, Sr., Acting Deputy Secretary. [FR Doc. … Description: Idaho Power Company submits its Annual Informational Filing showing the formula rate and formula rate revenue requirements in effect under Schedules 7, 8, and 9 of the OATT for the period

    Federal Energy Regulatory Commission
  • Interim Decision #2304

    Agency decision · Agency decision

    That case dealt with an alien who had been admitted as a nonimmigrant student for- a fixed period of time.. … One commentator has stated that prior to tlip enactment of the Misuse of Drugs Act of 1971, the mental element required for conviction for drug possession consisted of two states: First, it had to be proved

    Executive Office for Immigration Review
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    (Superior Petitioners were -paid $13 per hour fpr performing cleaning services about 15 hours each week. Mr. … See sec. 6663(b). | The existence of fraud is a question of act to be resolved upon consideration of the entire record. King's Court Mobile Home Park, 511, Inc. v.

    United States Tax Court
  • Bulletin No. 2021–50

    Agency decision · Agency decision

    Section 9704 of the American Rescue Plan Act of 2021, Pub. … We Welcome Comments About the Internal Revenue Bulletin If you have comments concerning the format or production of the Internal Revenue Bulletin or suggestions for improving it, we would be pleased to

    Internal Revenue Service
  • Instructions for Form 8862

    Agency decision · Agency decision

    How to appeal the disallowance period. … You didn’t act on this notice within 90 days. Therefore, your EIC was denied in December 2025.

    Internal Revenue Service
  • Instructions for Form 709-NA

    Agency decision · Agency decision

    Disclosure, Privacy Act, and Paperwork Reduction Act Notice. We ask for the information on this form to carry out the Internal Revenue laws of the United States. … Comments and suggestions. We welcome your comments about this publication and suggestions for future editions. You can send us comments through IRS.gov/FormComments.

    Internal Revenue Service
  • Enforcement Policy Statement Regarding Negative Option Marketing (2021)

    Agency decision · Agency decision

    ROSCA also contains a finding that “Third party sellers used a free trial period to enroll members, after which they periodically charged consumers until consumers affirmatively canceled the memberships … Reg. 52393), the Commission sought comment on the need for amendments to the “Rule Concerning the Use of Prenotification Negative Option Plans” (i.e., “Negative Option Rule” (16 CFR Part 425)) to help

    Federal Trade Commission
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    of that time period.” … See id. 11 Further, an abatement of interest “only applies to the period of time attributable to the failure to perform the ministerial act.” H. Rept. 99-426, at 844 (1985), 1986-3 C.B.

    United States Tax Court
  • Case 2:23-cv-01511 Document 1 Filed 03/01/23 Page 1 of 28 Page ID #:1

    Agency decision · Agency decision

    The consultant did not 15 reply and the next day, Peizer texted, “You uncharacteristically didn’t comment on [the 16 Ontrak CEO’s] email?” … During the Relevant 5 Period, Rule 10b5-1(c)(1) did not require a cooling off period.

    Securities and Exchange Commission
  • jlentini on PROD1PC65 with NOTICES

    Agency decision · Agency decision

    Description: Pinnacle West Capital Corporation submits its Public Utility Holding Company Act of 2005 Waiver Request. Filed Date: 6/15/2006. Accession Number: 20060616–5044. Comment Date: 5 p.m. … If you anticipate that you will be submitting comments, but find it difficult to do so within the period of time allowed by this notice, you should E:\FR\FM\06JYN1.SGM 06JYN1

    Federal Energy Regulatory Commission
  • UNITED STATES TAX COURT

    Agency decision · Agency decision

    P. 1910.16-1, Explanatory Comment--1993, B.2. (1995). … We observe also that the Deficit Reduction Act of 1984 (DEFRA), Pub.

    United States Tax Court
  • Conformed to Federal Register version

    Agency decision · Agency decision

    Administrative Law Comments Several commenters requested an extension of the comment period, largely focusing on the proposed establishment of FIGI. … These commenters stated that a longer comment period was necessary to analyze the potential effects of FIGI’s establishment and to gain additional input from market participants.

    Securities and Exchange Commission
  • For use in preparing

    Agency decision · Agency decision

    Comments and suggestions. We welcome your comments about this publication and suggestions for future editions. You can send us comments through IRS.gov/ FormComments. … Mortgage assistance payments under section 235 of the National Housing Act.

    Internal Revenue Service
  • Public Information – Released June 23, 2022

    Agency decision · Agency decision

    estimate, additional data about the MMLF has become available. 13 See Federal Reserve, Disclosures Regarding the Emergency Lending Response to COVID-19, Pursuant to Section 11(s) of the Federal Reserve Act … See Comment Letter of the Investment Company Institute (April 12, 2021).

    Securities and Exchange Commission
  • SECURITIES AND EXCHANGE COMMISSION

    Agency decision · Agency decision

    a period of years provided the purchaser with an interest in, but not direct ownership of, an underlying investment company’s shares. … In 1982, in response to a commenter, the Commission stated in a release that it had determined not to reexamine at that time its position that section 26(c) of the Act requires Commission approval for

    Securities and Exchange Commission
  • SEC.gov | Policy Statement: Business Continuity Planning for Trading Markets

    Agency decision · Agency decision

    The Commission also requests comments on the Policy Statement. After the comment period has closed, the Commission may re-evaluate the Policy Statement in light of the comments received. … Comments can be submitted electronically at the following E-mail address: rule-comments@sec.gov . All comment letters should refer to File No.

    Securities and Exchange Commission

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