Interim Decision #2304
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Interim Decision #2304
MATTER OF LENNON
In Deportation Proceedings
A-17595321
Decided by Board July 10, 1974
(1) Motion to defer decision on appeal in deportation proceedings pending outcome of
court actions by respondent the issues of which relate to his attempt to challenge the
district director's decision to issue order to show cause in his case, is denied since a
determination as to the institution of deportation proceedings against a deportable alien
is a matter outside the scope of jurisdiction of the Board. Further, the pursuit of
collateral remedies in the courts does not require the delay of deportation proceedings
against him (Matter of Agarwal, 13 I. & N. Dec. 171).
(2) Since respondent was found to be ineligible for adjustment of status under section 245
of the Immigration and Nationality Act as a matter of law, there was no opportunity for
exercise of discretion with respect to his application. Therefore, the claim of prejudgment advanced by respondent must necessarily be rejected.
(3) The decision whether or not to grant voluntary departure under 8 CFR 242.5, or to
revoke such privilege once granted, is a matter within the sole discretion of the district
director.
(4) Since "marilmana" includes "cannabis resin" within the meaning of section 212(a)(23)
of the Act, and since a conviction for possession of cannabis resin under the Dangerous
Drugs Act of 1965 of England required that the defendant have had knowledge that he
possessed an illicit substance which proved to be cannabis resin, respondent's conviction, upon a plea of guilty, to the charge of possession of cannabis resin in violation of the
Dangerous Drugs Act of 1965 of England is a conviction of a law relating to the illicit
possession of marihuana within the meaning of section 212(a)(23) of the Act. Therefore,
he is statutorily ineligible for adjustment of status under section 245 of the Act.
CHAROrs:
Order: Act of 1952—Section 241(a)(9) [8 U.S.C. 1251(a)(9)]—Non-immigrant visitor—
failed to comply with conditions of such status.
Act of 1952—Section 241(a)(2) [8 U.S.C. 1251(a)(2)—Non-immigrant,--remained
longer than permitted.
ON BEHALF OF RESPONDENT:
Leon Wildes, Esquire '
515 Madison Avenue
New York, New York 10022
H. Miles Jaffe and
Eve Cary, Esquires
New York Civil Liberties Union
84 Fifth Avenue
New York, New York 10011
(Amicus Curiae)
ON BEHALF OF SERVICE:
Vincent A. Schiano
Thal Attorney
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• Interim Decision #2304
Of counsel:
Burt Neuborne, Esquire
American Civil Liberties Union
22 East 40th Stieet
New York, New York 10016
The respondent is a male alien who is a native and citizen of the
United Kingdom. In 1971 he applied for a nonimmigrant visa and was
found by a consular officer to be ineligible for such a visa under section
212(a)(23) of the Immigration and Nationality Act because he had been
convicted of possession of marihuana. However, he applied for and
received a waiver of inadmissibility under section 212(d)(3)(A) of the
Act, which permitted him to be temporarily admitted to the United
States as a nonimmigrant.
The respondent entered the United States with his wife, a native and
citizen of Japan, on August 13, 1971. They were authorized to remain
until February 29, 1972, but they did not depart from the United States
by that date. They received a letter from the district director, dated
March 1, 1972, informing them that their authorized stay had expired,
that the Service expected them to depart from the United States by
March 15, 1972; and that failure to depart would result in the institution
of deportation proceedings_ On March 2, 1972, the respondents filed
petitions for preferred immigration status under section 203(a)(3) of the
Act.'
In a letter dated March 6, 1972, the district director informed the
respondent and his wife that the privilege of voluntary departure from
the United States had been revoked pursuant to 8 CFR 242.5(c) because
the district director had learned that they had no intention of departing
from the Unitel States by March 15, 1972. Orders to show cause were
issued on March 6, 1972 charging the respondent and his wife with being
deportable under section 241(a)(2) of the Act for having remained in the
United States after their authorized stay had expired on February 29,
1972. Superseding orders to show cause were issued the next day
repeating the charge of remaining longer than authorized and adding a
charge which alleged failure to comply with the conditions of nonimmigrant status under section 241(a)(9). The latter charge was not pursued
further by the Service.
A deportation hearing was held. In a decision dated March 23, 1973,
the immigration judge found (1) that the respondent and his wife were
nonimmigrants who had stayed longer than authorized and were there-
1
These petitions were approved on May 2, 1972.
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fore deportable under section 241(a)(2) of the Act; (2) that the respondent's wife was statutorily eligible for adjustment of status under section
245 of the Act, and that this relief should be granted in the exercise of
discretion; (3) that the respondent was statutorily ineligible for adjustment of status because he was inadmissible to the United States under
section 212(a)(23); and (4) that the respondent was statutorily eligible
for the privilege of voluntary departure and that he should be granted
this privilege in lieu of deportation. The immigration judge ordered the
respondent's wife's status adjusted to that of a permanent resident. He
denied the respondent's application for adjustment of status and
granted the respondent 60 days in which to depart voluntarily from the
United States. An alternate order of deportation to England was entered. 2 The respondent has appealed from that decision.
I. MOTION TO DEFER
On appeal, counsel has submitted a motion that we defer the decision
in this case pending the outcome of two court actions filed by the
respondent in the United States District Court for the Southern District
of New York. These suits involve three basic claims by the respondent.
Initially, the respondent is seeking pursuant to 5 U.S.C. 552(a)(3) to
compel production by the Service of certain data regarding "nonpriority" cases. 3 Counsel believes that the records relating to "nonpriority"
cases may show that the normal practice of the District Director is not
to institute deportation proceedings in circumstances similar to the
respondent's, and that therefore the District Director abused his discretion by issuing an order to show cause in the present case.
Similar claims have been made that a discretionary Service policy,
which permits certain deportable aliens who are beneficiaries of approved visa petitions to remain here until a visa becomes available, may
confer an enforceable right to remain in the United States. Such claims
have been consistently rejected. Vassiliou v. INS, 461 F.2d 1193 (C.A.
10, 1972); Spata v. INS, 442 F.2d 1013 (C.A. 2, 1971), cert. denied, 404
U.S. 857 (1971); Armstrong v. INS, 445 F.2d 1395 (C.A. 9, 1971); Bowes
v. District Director, 443 F.2d 30 (C.A. 9, 1971); Manantan v. INS, 425
F.2d 693 (C.A. 7, 1970); Lumargue v. INS, Civil No. 71-1886 (C.A. 7,
June 12, 1972); Discaya v. INS, 339 F. Supp. 1034 (N.D. DL, 1972);
Matter of Merced, 14 I. & N. Dec. 644 (BIA 1974); Matter of Gallares,
14 I. & N. Dec. 250 (BIA 1972); Matter of Geronimo, 13 L & N. Dec. 680
(BIA 1971); Matter of Li, 13 I. & N. Dec. 629 (BIA 1970). We have held
The respondent declined to designate a country to which he would prefer to be sent.
"Nonpriority" cases are those involving deportable aliens where the government, for
humanitarian or other reasons, chooses not to proceed with deportation proceedings or not
to execute a deportation order.
2
3
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that the decision to issue an order to show cause is a matter solely
within the scope of the district director's prosecutorial discretion. Matter of Merced, supra; Matter of Geronimo, supra; Matter of Gallares,
supra; cf. Matter of Anaya, 14 I. & N. Dec. 488 (BIA 1973). Our
function is not to review the district director's judgment in instituting
deportation proceedings, but to determine whether the deportation
charge is sustained by the requisite evidence. Since the information
regarding "nanpriority" cases relates to the matter beyond our scope of
inquiry, we see no reason to defer our decision pending the outcome of
court litigation which could take years, as counsel has admitted.
The respondent is also seeking an order compelling the Attorney
General and certain Service officials to perform their statutory duty
under 18 U.S.C. 3504 to affirm or deny the occurrence of illegal acts
allegedly committed against the respondent, including wiretap and electronic surveillance. In addition, a hearing is requested pursuant to 18
U.S.C.- 3504 to determine whether, and to what extent, unlawful acts
have influended the determinations made by the Service in the respondent's case. The respondent's request for ari order enjoining deportation
proceedings pending the outcome of his court actions was denied by a
judge or the United States District Court for the Southern District of
New York in a decision dated May 1, 1974.
Counsel claims that a court is the only forum in which evidentiary
hearings under 18 U.S.C. 3504 can be conducted. We reject this contention. By its very terms, 18 U:S.C. 3504 is applicable to administrative
hearings, and motions to suppress'evidence have heretofore been made
and adjudicated in deportation proceedings before immigration judges.
See Matter of An, Yim and Lam, 13 I. & N., Dec. 294 (BIA 1969), aff'd,
Au Yi Lau ,t. INS, 445 F.2d 217 (D.C. Cir., 1971), cert. denied, 404
U.S. 864 (1971); Matter of Wong, 13 I. & N. Dec. 820 (BIA 1971); Matter
of Perez Lopez, 14 I. & N. Dec. 79 (BIA 1972). '
-
Counsel did not present his motion under section 3504 at the hearing
before the immigration judge. In an appropriate case, we can remand
the proceedings to the immigration judge for a hearing on a motion
under section 3504. Before we remand, however, 'we must be satisfied
that a useful purpose would be served by such a remand, and that there
was a valid reason why the motion was not presented to the immigration
judge at the time of the hearing.
It is unclear exactly how much evidence of surveillance must be
presented for a party to show that he or 'She is "aggrieved" within the
meaning of section 3504(a)(1). Compare In re Evans; 452 F.2d 1239 (D.C.
Cir., 1971), cert. denied, 408 U.S. 930 (1972), with United States v. Doe,
460 F.2d 328 C.A. 1, 1972). However, it is not necessary for us to reach
that issue.
In the present case, all counsel has presented is a photocopy of an
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undated memorandum indicating that some unknown party wished the
respondent to be placed under surveillance. Counsel has refused to
divulge how, when, and from whom that memorandum was obtained
(Transcript of oral argument, pp. 25-31). We need more information
than has been presented to warrant a remand for further hearing before
the immigration judge.
Moreover, the thrust of the material offered seems to be in the
direction of showing that someone improperly influenced the district
director to institute deportation proceedings. As we have already
stated, this is a matter outside the scope of our jurisdiction. Section 3504
relates to evidence. Counsel has not claimed that any evidence relating
to deportability or ineligibility for adjustment of status may have been
illegally obtained. In fact, since the evidence in the case consisted solely
of the respondent's admitted presence in the United States after February 29, 1972, and the record of his conviction which he readily admitted, we have great difficulty in ascertaining what evidence the respondent may hope to have suppressed.
Finally, the respondent claims that his case has been prejudged by
the Service. Counsel has cited Accardi v. Shaughnessy, 347 U.S. 260
(1954), and Bufalino v. Kennedy, 322 F.2d 1016 (D.C. Cir., 1903), as
authority for this contention. Both of those cases involved aliens who
were concededly deportable and were denied discretionary relief from
deportation. Both aliens challenged the denial of discretionary relief on
the ground that statements by the Attorney General had prevented the
Board (or, in Bufalino, the Service) from making an independent discretionary determination as required by the applicable regulations. On
appeal it was held that the district court should have given the aliens an
opportunity to prove their allegations of prejudgment.
The present case, however, is distinguishable from Bufalino and
Accardi. The respondent was found to be statutorily ineligible for
adjustment of status. Since the immigration judge ruled the respondent
ineligible as a matter of law, he never had an opportunity to exercise his
discretion with regard to the application for adjustment of status.
Therefore, he cannot be considered to have prejudged the respondent's
application. See Marcello v. Bonds, 349 U.S 302, 313 (1954). The only
discretionary relief for which the respondent was found to be statutorily
eligible was voluntary departure, and with respect to this relief the
immigration judge exercised his descretion in favor of the respondent.
Coimsel has characterized the immigration judge's refusal to terminate proceedings as improvidently begun, and his refusal to issue subpoenas, as instances where applications for "discretionary relief" were
prejudged. Counsel's characterization is incorrect. Those requests related to matters outside the scope of the immigration judge's jurisdiction, and therefore his denials were proper as a matter of law.
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The power to terminate proceedings as improvidently begun belongs
to the district director, who is an enforcement officer. The district
director declined to move for termination of the present proceedings
(Transcript of hearing, p. 1). As a quasi-judicial officer, the immigration
judge had no power to grant the relief sought by counsel except upon
the motion of the district director. 8 CFR 242.7; Matter of Wong, 13 I. &
N. Dec. 701, 703 (BIA 1971); cf. Matter of Vizearra-Delgadillo, 13 I. &
N. Dec. 51 (BIA 1968).
On June 27, 1972, after the hearing had been completed, counsel
moved that the immigration judge issue subpoenas pursuant to 8 CFR
287.4(a)(2). The subpoenas were sought in order to obtain evidence in
support of the respondent's motion to terminate the proceedings as
improvidently begun. Since the subpoenas related to a motion that the
immigration judge had no power to consider, his refusal to issue the
subpoenas was proper. See Kahook v. Johnson, 273 F.2d 413 (C.A. 5,
1960); Matter of Anttalainen, 13 I. & N. Dec. 349 (BIA 1969).
If the respondent had made a sufficient showing that illegal acts took
place which might have tainted evidence used at the hearing, or if he
had establiEhed a prima facie case of prejudgment, we would not have
to defer to a court, but rather could remand the proceedings to an
immigration judge for further hearing. In essence, however, the issues
in both of the respondent's court actions relate to his attempt to challenge the district director's decision to issue an order to show cause.
Determinations relating to the district director's decision to institute
deportation proceedings are not germane to our function.
We are not required to delay deportation proceedings to allow the
respondent to pursue collateral remedies in the courts. Matter of
Agarwal, 13 I. & N. Dec. 171 (BIA 1969). The ends of justice are best
served by insisting upon a speedy resolution of the administrative
deportation proceedings. Should the collateral challenge remain undecided upon the conclusion of the deportation proceedings, the alien could
then apply to the district director for a stay of deportation pending the
outcome of his other litigation, and he could seek review of a denial of
such a stay in the federal courts. This approach should afford an opportunity for any respondent with a meritorious claim to preserve his
rights, while not providing an extra measure of delay for those who in
reality seek nothing more. We must, therefore, deny the respondent's
motion that we defer our decision.
In a letter to the Chairman of the Board of Immigration Appeals
dated November 16, 1973, counsel expressed his understanding that we
had agreed to inform him of our decision on his motion to defer prior to
rendering a decision on the merits. Counsel was informed by a letter
dated November 20, 1973 that such an understanding was incorrect.
Counsel had more than seven months in which to prepare for oral
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argument on the merits of the case. He was informed in advance of oral
argument by telephone and letter, and again at oral argument, that we
believed he had sufficient time to prepare and that we expected argument on the merits. It was made clear to counsel at oral argument that
by not arguing on the merits he was taking the risk, if the decision on his
motion was adverse, that he would not have a further opportunity to
argue. Counsel indicated that he fully understood our position (Transcript of oral argument, p. 13). He declined argument on the merits and
stated that he would rely instead on his extensive brief (Transcript of
oral argument, p. 47).
IL DEPORTABILITY
The respondent is charged under section 241(a)(2) with having remained in the United States after the expiration of his authorized stay
as a nonimmigrant. The respondent's authorization to remain in the
United States ended on February 29, 1972, but the district director, in
the exercise of discretion pursuant to 8 CFR 242.5, granted the
respondent the privilege of departing voluntarily on or before March 15,
1972. The district director's discretionary action did not extend the
period of the respondent's authorized stay, nor did it restore him to a
lawful nonimmigrant status; the respondent remained here merely at
the sufferance of the district director. Matter of Merced, 14 I. & N. Dec.
644 (BIA 1974); Matter of Gallares, 14 I. & N. Dec. 250 (BIA 1972). 4
On March 6, 1972, the district director revoked the respondent's
privilege of voluntary departure pursuant to 8 CFR 242.5(c). This
regulation allows a district director to revoke voluntary departure
granted under 8 CFR 242.5 without notice if he ascertains that the
application for voluntary departure should not have been granted. The
regulations vest no authority in the Board to review such a revocation.
See 8 CFR 242.5(c); 8 CFR 3.1(b). The decision to revoke a grant of
voluntary departure and institute deportation proceedings is a matter of
prosecutorial discretion which is outside the Board's jurisdiction. Matter
of Merced, supra; see Matter of Geronimo, 13 I. & N. Dec. 680 (BIA
1971); Matter of Gallares, supra. The respondent cannot claim that he
was induced to remain past February 29, 1972 by the grant of voluntary
departure, since at the time the district director granted that privilege,
on March 1, 1972, the respondent had already remained longer of his
own volition.
•
4 The discretionary grant of voluntary departure under 8 CFR 242.5(b) should not be
confused with action that a district director may take under 8 CFR 214.1(a) to extend the
period of a nonimmigrant's authorized stay pursuant to an application made by a nonimmigrant whose authorized stay has not yet expired. We cannot agree with language on
page 3 of the immigration judge's opinion which indicates that the granting of the privilege
of voluntary departure by the district director extended the period of the respondent's
authorized stay.
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The present case can be distinguished from Matter of Siffre, 14
I. & N. Dec. 144 (BIA. 1973). That case dealt with an alien who had been
admitted as a nonimmigrant student for- a fixed period of time.. Before
the authorized stay had 'expired, the district director attempted to
"revoke" the •lien's nonimmigrant student status and to charge him
under section 241(a)(2) as a nonimmigrant who remained longer than
permitted. We held, that the district director had no authority to "revoke" a nonimmigrant status. If the district director believed that the
alien was violating the , conditions of nonimmigrant status, he. shouk
have instituted deportation proceedings under section 241(a)(9) for fail
ure to maintain nonimmigrant status. The district director's other op
tion was to wait until the alien's authorized stay had expired and then, i
the alien failed to depart, to- institute deportation proceedings uncle
section 241(a',.(2) , based upon the alien's having remained longer the.]
permitted. . ,
The respondent's . situation,• however, is quite ;different. His au
thorized stay expired on February ,29, 1972. At that point he lost hi:
lawful nonimmigrant status. He remained in the, United States merel;
as a deportable alien who had been granted the discretionary privilege
of departing voluntarily pursuant to 8 CFR 242:5. The decision whether
or not- to grant voluntary departure under 8 CFR 242.5, or to revoke
such privilege once granted, is a matter, within the sole discretion of thE
district director. We conelmle that deportahility under section 241(a)(2'
of the Act has been- established by evidence that is clear, convincing ant
unequivocal.
DI. ELIGIBILITY FOR ADJUSTMENT OF STATUS
The respondent applied for adjustment of status under 'section 245 of
the Act. In order to show eligibility for adjustment of status; an alien
must establish that he was inspected` and 'admitted or paroled into the
United States, that he is eligible to receive an immigrant visa, that he is
admissible to the United States for permanent residence, and that an
immigrant visa is immediately available. sfile adjustment of 'status is a
privilege, the alien has the burden of establishing his eligibility. 8 CFR
242.17(d); Montemvrro v. INS, 409 F.2d 832 (C.A. 9, 1969); Cabrera v.
INS, 415 F.2d 1096 (C.A. 9,' 1969).
The immigration judge found that the respondent was not admissible
to the United States for permanent residence because he was excludable
under section 212(a)(23) of the Act as one who had been convicted of
violating a law relating to the illicit possession of marihuana. Section 212
(a)(23) provides for the exclusion of:
Any alien who has been convicted of a violation of, or a conspiracy to violate, any law
or regulation relating to the illicit possession of or traffic in narcotic drugs of
marihuana ..
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A certified copy of a record of conviction was placed in evidence,
showing that on November 28, 1968, the respondent pleaded guilty in
the Marylebone Magistrates' Court (England) to a charge of having a
dangerous drug, cannabis resin, in his possession without being duly
authorized (Ex. 10). The British statute which he violated was Regulation 3, Dangerous Drugs (No. 2) Regulations, Dangerous Drugs Act of
1965. Copies of the British statute and regulations were introduced as
Exhibit 11. The pertinent statutory provisions are:
Dangerous Drugs Act 1965, section 1:
The drugs to which this Part of this Act applies are raw opium, coca leaves,
poppy-straw, cannabis, cannabis resin and all preparations of which cannabis resin
forms the base
Regulation 3, Dangerous Drugs (No. 2) Regulations 1964:
A person shall not be in possession of a drug unless he is generally so authorised or,
under this Regulation, so licensed or authorised as a member of a group, nor otherwise than in accordance with the provisions of these Regulations and, in the case of a
person licensed or authorised as a member of a group, with the terms and conditions
of his licence or group authority.
The respondent has admitted that the record of conviction relates to
him (Transcript of hearing, p. 30). Nevertheless, the respondent contends that his conviction does not place him within the exclusion provision of section 212(0(23) because (1) the British statute under which he
was convicted did not require mans rea, and (2) cannabis resin is not
"marihuana" within the meaning of section 212(a)(23).
As to the contention regarding mans rea, it is maintained by counsel
in his brief that a binoculars case containing cannabis resin was found in
the respondent's house, but that the respondent had no knowledge of
the presence of the drug (Respondent's brief on appeal, p. 54; Transcript
of hearing, p. 81). He pleaded guilty, counsel alleges, because lack of
knowledge was not a defense to a prosecution under the Dangerous
Drugs Act of 1965 (Transcript of oral argument, p. 46). Therefore,
counsel claims, the respondent's plea of guilty was an admission only of
physical control of a binoculars case which proved to contain a dangerous drug (Respondent's brief on appeal, p. 62). Counsel argues that the
respondent did not admit any knowledge of the drug's presence, and
that he therefore would not come within the class of persons whom
Congress wished to exclude under section 212(a)(23).
The provisions of section 212(a)(23) were intended to deal with foreign
as well as domestic convictions. See Matter of Gardos, 10 1. & N. Dec.
261 (BIA 1963, aff'd Gardos v. INS, 324 F.2d 179 (C.A. 2, 1963); cf. S.
Rep. No. 1515, 81st Cong., 2d Sess. 410 (1950). However, under federal
law, in order to be convicted of the crime of possession of marihuana one
must have knowledge or intent to possess. 21 U.S.C. 844. The same is
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true under the law of the District of Columbia, United States v. Weaver,
458 F.2d 825 (D.C. Cir., 1972), as well as the law of the vast majority of
states. See Annot., 91 A.L.R. 2d 810, 821 et seq. (1963) and supplements. Therefore, it is fair to state that in enacting section 212(a)(23),
Congress did not intend to exclude persons who were entirely unaware
that a prohibited substance was in their possession. Cf. Varga v. Rosenberg, 237 11 . iSupp. 282 (.D. Cal., 1964); Matter of Sum, 13 I. & N. Dec.
569 (BIA 19'70). Since the respondent has raised a significant question
regarding the knowledge requirement of the British statute, we believe
that an in-depth discussion of the British law is warranted.
A. Knowledge Requirement of British Statute.
The history of the British laws relating to illegal possession of drugs is
quite involved. 5 The earliest reported decision relating to possession of
drugs is R. v. Carpenter, [1960] Crim. L. Rev. 633. In that case, drugs
were found fn the trunk of a car parked outside a house in which the
defendant was arrested. The defense was that he had borrowed the car
from a friend some 24 hours earlier and was unaware of the presence of
the drugs. The trial court convicted the defendant, but the Court of
Criminal Appeal reversed, holding that there was not sufficient evidence of conscious possession of the drug to go to the jury. Since it was
conceded by the prosecution at trial that knowledge was a necessary
element of the crime, this case does not help greatly in clarifying the
legal definition of possession. However, one commentator has noted that
"as the law tends to work rather by description than by definition the
case is important as an illustration of a fact-situation where a person was
held not to be in possession." A. Owen, Dangerous Drugs—Possession,
The New Law Journal, September 28, 1972, at 844.
In Lockyer v. Gibb, [1966] 2 All E.R. 653 (Q.B.), the first fully
reported case, a bottle containing tablets was discovered in the hold -all
which the defendant was carrying. The tablets were found to be a
prohibited drug. The defendant admittedly was aware that she was in
possession of the bottle and that the bottle contained tablets; however,
she claimed that a friend had given the bottle to her to look after and
that she did not know what the tablets were. The trial court concluded
that she was in unauthorized possession of a prohibited drug, notwithstanding the fact that she might not have known that the tablets
she had were such a prohibited drug. The defendant was given leave to
appeal her conviction.
On appeal; the Queen's Bench Division sustained the conviction, holding that while it was necessary for the prosecution to show that the
3
There were several predecessors to the Dangerous Drugs Act of 1965. However, since
the provisions relating to possession are nearly identical, no distinrtion between them will
be made in the following discussion.
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defendant knew that she had the articles which turned out to be a drug,
it was not necessary that she should know in fact that the articles were a
drug and a drug of a particular character. In the course of his opinion,
Lord Parker rendered the following notable dictum:
,
In my judgment, before one comes to a consideration of a necessity formers rea or, as
it is sometimes said, a consideration of whether the regulation imposed an absohite
liability, it is of course necessary to consider possession itself. In my judgment, it is
quite clear that a person cannot be said to be in possession of some article which he or
she does not realise is, or may be, in her handbag, in her room, or in some other place
over which she has control. That, I should have thought, is elementary; if something
were tipped into one's basket and one had not the vaguest notion it was there at all, one
could not possibly be said to be in possession of it. 6
Lord Parker also referred to the Canadian case of Beaver v. R., [1957]
S.C.R. 531, in which the majority of the Supreme Court of Canada
concluded under a similar statute that one who has physical possession
of a package which he believes to contain a harmless substance, but
which in fact contains a narcotic drug, cannot be convicted of being in
possession of the drug. Lord Parker expressed disagreement with this
view and agreed instead with the dissenting justices in Beaver.
In R. v. Smith, [1966] Crim _ T,. Rev. 558, the defendant was convicted of possessing a drug found in a room at a house where she was
living. The trial judge had instructed the jury that it was necessary for
the prosecution to show that the defendant lived in the room and "had 'a
common interest, in it so that she controlled all the things that were in it
of any significance." The conviction was quashed by the Court of Criminal Appeal, which held that the jury should have been directed to decide
whether the defendant knew of the drug and if so whether she had
possession or control of it.
In the case of Dalas, [1967] Crim. L. Rev. 125, the defendant appealed from a conviction for possession of cannabis and the imposition of
a three-year sentence. He claimed a belief that the substance he possessed was an Indian culinary herb rather than a dangerous drug. The
Court of Criminal Appeal accepted the idea that for the sentence to have
a rational foundation there must be convincing evidence that the defendant knew he was carrying cannabis rather than curry powder. The
court concluded, however, that the evidence fully justified the trial
judge's rejection of the defendant's explanation of innocence and also
justified the imposition of the severe sentence,
The House of Lords considered for the first time the type of knowledge required for conviction of the statutory offense of drug possession
in Warner v. Metropolitan Police Commissioner, [1968] 2 All E.R. 356
(ILL.). In that case, the defendant's van was stopped by police and two
parcels were found, one containing bottles of perfume and the other
(1966] 2 All E.R. at 655.
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containing 20,000 amphetamine sulphate tablets. The defendant claimed
that he sold perfume as a sideline and that he believed both packages,
which had been left for him at a cafe, contained perfume. The jury was
instructed that the defendant was guilty if he had control of the box
which in fact turned out to be full of amphetamines, and that his claim of
lack of knowledge was to be considered only in mitigation of sentence.
Both the trial judge and the jury expressed the opinion that the defendant knew that the parcel contained the drugs, although this finding was
not necessary for conviction. The defendant was convicted and the
Court of Appeal affirmed. R. v. Warner, [1967] 3 All E.R., 93 (C.A.).
On appeal to the House of Lords, there were only two points on which
the five justices could agree: (1) that as per Lord Parker's dictum in
Lockyer, a person does not pdssess something which is slipped into his
control entirely without his knowledge; and (2) that the appeal in
Warner should be dismissed. As to the mental element necessary to
convict a man- of possession, the individual justices took diverse approaches. '
Lord Guest felt that the prosecution must show that the accused had
knowledge that he possessed the package or bottle which contained the
drugs. According to this view, a person shown to be in possession of a
package will be deemed to also possess its contents.?
'
Lord Morris expressed the opinion that a person posseises the contents of a container when he is knowingliin control of thnh'eentaineil in
circumstances in which he had the opportunity, ithether availed of or
not, to discoier the contents. 8
On the other hand, Lord Pearce and Lord Wilberforce both thought
that a person could not be said te be in possessidn of the contents of a
package if he was entirely unaware of those contents. These two justices
concluded that proof that a person knowingly possessed a package
raised a strong inference that he also knew the contents; however, the
defendant should be allowed to assert in his defense that he had no
knowledge of, or was genuinely mistaken as to, the actual contents or
their illicit nature, and received them innocently, and that he had no
reasonable opportunity since acquiring the package to acquaint himself
with its contents. 8
'T [1968] 2 All.E.R. at 884-85.
a Id., at 375.
°Id., at 388 90, 393 94. Lord Pearce further stated that "the term 'possession' is
-
-
satisfied by a knowledge only of the existence of the thing itself and not its qualities, and
that ignorance Or mistake as to its qualities is not an excuse." Id., at 388. The introduction
of this somewhat metaphysical distinction between "kind" and "qualities" was the subject
of criticism by commentators. See, e.g., D. Miers, The Mental Element In Drug Offences,
20 Nor. Ir.L.Q. 370, 380 (1969); A. Owen, Dangerous Drags—Possession, The New Law
Journal, September 28, 1972, at 844, 845. however, it should be noted that Lord Pearce
felt the questior of whether a difference in qualities amounts to a difference in kind "is a
20
Interim Decision #2304
Finally, Lord Reid took the view that the statute required the prosecution to prove facts from which the jury could infer that the defendant knew that he had a prohibited drug in his possession." Lord Reid
also suggested that: "In a case like this Parliament, if consulted, might
think it right to transfer the onus of proof so that an accused would have
to prove that he neither knew nor had any reason to suspect that he had
the prohibited drug in his possession. . . ." " Lord Pearce put forth a
similar suggestion." •
With the exception of Lord Guest, the justices expressed the opinion
that the direction to the jury given by the trial court had been defective." Nevertheless, Lords Reid, Pearce, and Wilberforce believed that
the defendant's story regarding lack of knowledge was so preposterous
that no reasonable jury could have acquitted him,. and that therefore no
injustice had been done."
From the foregoing discussion, it is evident that a majority of the
court, consisting of Lords Reid, Pearce, and Wilberforce, believed
that there was a substantial knowledge requirement for conviction df
possession of a dangerous drug. The inference that possession of a
package meant possession of its contents could be rebutted by the
defendant if he raised substantial doubt that he knew the contents; this
could be done either by showing that he had no right to open the
package and no reason to suspect its contents to be illicit, or by showing
that he was genuinely mistaken as to the contents and had no reasonable
opportunity to ascertain what they were. See D. Miers, The Mental
Element In Drug Offences, 20 Nor. Ir.L.Q. 370, 389-90 (1969). The
majority view in Warner, then, was the prevailing interpretation at the
time of the respondent's. conviction in 1968.
The cases which were decided after Warner confirm the existence of a
substantial knowledge requirement for conviction of possession. InR. v.
Marriott, (1971], 1 All E.R. 595 , (C.A.), the defendant possessed a
penknife with some traces of cannabis on the blade. On appeal from the
defendant's conviction, the Court of Appeal held that, in order to establish unlawful possession of cannabis, the prosecution had to show that
the defendant knew or had reason to know that -a foreign substance was
matter for ajury who would probably decide it sensibly in favour of the genuinely innocent
but against the guilty." [1968] 2 All E.R. at 388.
Id., at 367.
"Id., at 367.
12 "It would, I think, be an improvement of a difficult position if Parliament were to
enact that when a person has ownership or -physical possession of drugs he shall be guilty
unless he proves on a balance of the probabilities Xhat he was unaware of their nature or
had reasonable excuse for their possession. . . ." Id., at 390.
"Id., at 370, 375, 391, 395.
" Id., at 370, 391,395. See section 4, CI. huinal Appeal Act of 1066. Lord Morris took the
view that although the jury instruction was faulty, the admitted facts brought the
21
Interim Decision #2304
on the knife. The court noted that nothing said in Warner negated the
necessity for such proof of knowledge. The conviction was quashed.
In R. v. Irving, [19701 Crim. L. Rev. 642, the defendant had a bottle
in his possession which contained his stomach pills along with some
amphetamines, the latter being a prohibited drug. He defended on the
ground that the amphetamines had been prescribed for his wife, and
that she must have put them in his bottle by mistake; consequently, he
claimed, he had no knowledge that the amphetamines were there. The
trial judge directed that if the defendant knowingly possessed the bottle
he also possessed the contents, and the jury returned a guilty verdict.
The Court of Appeal sustained the appeal, stating that the jury direction was wrong because the circumstances were comparable to those
where a drug was slipped into a person's pocket or bag without his
knowledge.
In R. v. Fernandez, [1970] Crim. L. Rev. 277, the defendant was
convicted of possession of cannabis. The facts adduced at trial showed
that the respondent had reason to believe that the package he was
carrying contained a prohibited substance. The trial judge directed that
"if the person were to receive the package under circumstances
whereby it would be clear to any person of ordinary common sense that
it might well contain either drugs or some other article which ought not
to be in distribution the mere fact that it could not be shown that the
carrier knew the exact contents would not prevent him from being
guilty . . . the mere fact that the prosecution cannot show that he knew
the exact nature of the drug would not matter if he did know that the
package might well contain some prohibited article and if in fact it did
contain a prohibited drug." On appeal it was held that, on the facts of the
case, the direction was adequate. The Court of Appeal observed that:
"The majority view in Warner was that one could not safely regard the
offence as absolute: some mental element, or subjective test, might have
to be applied."
In Sweet v. Parsley, [1969] 1 All E.R. 347 (H.L.), the House of Lords
considered the question of whether a landlord who had no knowledge
that cannabis. was being smoked on his premises could be convicted for
being concerned in the management of premises used for the smoking of
cannabis under section 5(b) of the Dangerous Drugs Act of 1965. The
court's holding that the conviction should be quashed hinged on the
wording of section 5(b) and prior enactments. However, in the course of
the opinion all of the justices agreed that knowledge is normally a
requirement for conviction and that such requirement should not be
lightly dispersed with. More important for the present case, several
defendant within his definition of possession, thereby justifying dismissal of the appeal.
(1968] 2 All E.E. at 375.
22
Interim Decision #2304
justices commented as to what they thought Warner held in regard to
the mental element required for conviction of possession.
Lord Reid stated that he had no reason to alter the view which he
expressed in Warner, that knowledge is an element of the crime." Lord
Pearce, Lord Wilberforce, and Lord Diplock all expressed the view that
the term "possession" as used in Warner imported a mental element."
One commentator has stated that prior to tlip enactment of the Misuse
of Drugs Act of 1971, the mental element required for conviction for
drug possession consisted of two states:
First, it had to be proved that an accused knew that he had actual or constructive
possession of the article which contained the drugs. Secondly, although it could not be
proved that the accused knew the exact nature of what he had, it had to be proved that
there were facts from which it could be inferred that he knew he had a substance of an
illicit nature, though not necessarily what kind of illicit substance it was.
L McClean & P. Morrish, Harris's Criminal Law 269 (22d ed. 1973). 17
We conclude that the statute under which the respondent was convicted contained a sufficient knowledge requirement to ensure that
persons whose possession was entirely innocent would not be convicted.
In this respect, cases such as Irving, Marriott, Smith., and Carpenter
(19691 1 All E.R. at 349.
Id., at 358, 360, 361.
" The Misuse of Drugs Act of 1971 attempted to clarify the law pertaining to possession
of dangerous drugs. The Dangerous Drugs Act of 1965, under which the respondent was
convicted, was repealed. Section 28 (3)(b) of the new Act specifically provided that a
defendant shall be acquitted of various drug offenses, including possession:
(i)if he proves that he neither believed nor suspected nor had reason to suspect that
the substance or product in question was a controlled drug; or
(ii) if he proves that he believed the substance or product in question to be a
controlled drug, or a controlled drug of a description, such that, if it had in fact been
that controlled drug or a controlled drug of that description, he would not at the
material time have been committing any offence to which this section applies.
By the enactment of this section, Parliament appears to have been taking the course
suggested by Lord Reid and Lord Pearce in Warner, and thereby placing the burden on
the defendant who has been shown to be in the physical control to prove that his
possession was innocent.
There are several statements in the legislative history of the Misuse of Drugs Act of
1971 which indicate that at least one member of Parliament believed that as a result of
Warner the crime of possession under the Dangerous Drugs Act of 1965 was "absolute"
and did not require any mens rea. 808 Parl. Deb., H.C. (5th aer.) 617 18 (1970). This view
ignores the fact that there was a substantial knowledge requirement before one could even
be said to be in "possession" of a drug. To say that possession is an "absolute" offense begs
the question. The term "absolute" is very imprecise. As was pointed out by Lord Pearce in
Sweet v. Parsley, [19693 1 All E.R. 347, 358 (ILL.), the term "absolute" may describe "an
offence to which the normal assumption of was rat does not apply, but in which the actual
wards of the offence (without any additional implication of mensrea)may well import some
degree of knowledge, e.g., the word `possession' as in Warner's case." We believe that the
cases, not the Parliamentary Debates, are the moat accurate course of information as to the
15
16
-
state of English law at the time of the respondent's conviction.
23
Interim Decision #2304
establish that • persons asserting plausible defenses based on lack of
knowledge were not convicted. On the other hand, in cases such as
Warner, Lockyer, Fernandez, and Dalas, where the defenses advanced
were quite incredible, the courts sustained the convictions. '
It is true that some of the formulations of the knowledge requirement
in the British cases seem obtude. It has been suggested that this may be
due, in part, to judicial overreaction to the fear that juries would abuse
a liberal formulation of the knowledge requirement and be too eager to
allow drug peddlers to escape for lack of proof of knowledge. D. Miers,
The Mental Element In Drug Offences, 20 Nor. Ir.L.Q. 370, 376-77, 383
(1969). See the commentary on the Dalas ease in [1967] Crim. L. Rev.
125. This fear may have been misplaced; however, we do not believe
that the Dangerous Drugs Act of 1965 created an offense which permitted the conviction of persons whose possession was innocent and readily
explainable.
Conviction for possession of cannabis resin under the Dangerous
Drugs Ace of 1965 required that the defendant have had knowledge that
he possessed an illicit substance which proved to be cannabis resin. A
person who was entirely unaware that he possessed any illicit substance
would not have been convicted under the Dangerous Drugs Act of 1965.
The respondent's plea of guilty to the charge of possession of cannabis
resin under the Dangerous Drugs Act of 1965 is a conviction• of a law
relating to the illicit possessiOn of marihuana within the meaning of
section 212(a)(23) of the Immigration and Nationality Act.
Furthermore, counsel's intimation that the respondent pleaded guilty
on the advice of British counsel that British law did not permit a defense
of lack of knowledge is not reflected in the record. In a letter dated
March 14, 1972, British counsel retained by the respondent at the time
of his conviction stated that he believed the respondent had a good
defense on the facts of the ,case." However, the respondent allegedly
expressed a concern for the welfare of his wife, who was then pregnant
and suffering physical and emotional difficulties, if she were Called upon
to testify. British counsel stated that he "was obliged to explain to him
[the respondent] that the only course open that would obviate the need
for her [his wife's] appearance would be for him to plead guilty." The
letter implies that the respondent pleaded guilty to obviate the necessity for his wife's appearance as a witness. British counsel does not state
that his advice to the respondent, or the respondent's decision to plead
guilty, had anything to do with the unavailability of a defense based on
lack of knowledge under the British statute.
The respondent had an opportunity to obtain advice of competent
" A copy of thie letter la appended to the respondent's inution to tersninate dated March
24, 1972.
24
Interim Decision #2304
counsel and to fully litigate all possible defenses_ He chose instead to
take a calculated risk by pleading guilty to the charge. Deportation
proceedings are not a forum for redetermining the question of guilt,
which has already been established by the respondent's plea. See Rassano v. INS, 377 F.2d 971, 974 (C.A. 7, 1966), vacated and remanded on
other grounds 377 F.2d 975 (C.A. 7, 1967); Giammario v. Hurney, 311
F.2d 285, 287 (C.A. 3, 1962); Matter of Gutierrez, 14 I. & N. Dec. 457
(BIA 1973). Although counsel indicated at oral argument that a challenge to the British conviction was being contemplated, we have received no information that such a challenge has actually been undertaken (Transcript of oral argument, pp. 45-6).
B. Is Cannabis Resin Marihuana Within the Meaning of Section 212(aX23)?
The respondent asserts that the term "marihuana" as used in section
212(a)(23) does not include cannabis resin. Counsel introduced expert
testimony by Lester Grinspoon, M.D., and a book written by Dr.
Grinspoon, to show that cannabis resin is not marihuana (Transcript of
hearing, pp. 35-43; Exh. 13).
According to Dr. Grinspoon, there are three grades of intoxicating
drug which are prepared in India from the plant Cannabis sativa (L.),
and which serve as standards against which preparations produced in
other parts of the world are compared for potency_ Bhang consists of
Cannabis sativa leaves dried and then crushed into a coarse powder and
perhaps mixed with seeds and chopped up stems of the plant. Ganja, the
second strongest preparation, is made from the tops of cultivated female
plants and is estimated as being two or three times as strong as bhang.
Pure resin of the pistillate flowers is called Charras and is the most ,
potent of the intoxicants, being five to eight times more potent than
bhang. Charras, or cannabis resin, is called hashish in some places.
Dr. Grinspoon has stated that the chemical compounds responsible for
the intoxicating effect of cannabis are commonly found in the resin.
Although it is generally believed that the plant's active agents are found
solely in the resin, there is insufficient evidence to support this
hypothesis. It is possible that other parts of the female and male plants
may contain active substances.
The gist of Dr. Grinspoon's testimony is that, as used in the United
States, the term "marihuana" refers only to a preparation comparable to
Indian Mang, and should be distinguished from cannabis resin which is
comparable to Indian Charras (or hashish) (Transcript of hearing, p. 37).
While this argument has some technical appeal, we are not persuaded
by it.
The term "marihuana" is not defined in the Act, nor is the legislative
history explicit as to the meaning to be given to the term. In the absence
25
Interim Decision #2304
of explicit legislative guidance, we must strive to interpret the Act in a
manner consistent with the congressional purpose.
The provisions for the exclusion and deportation of persons convicted
of possession of marihuana were part of a congressional scheme to deal
with the evils of drug abuse. S. Rep. No. 1651, 86th Cong., 2d Sess.,
U.S. Code Cong. & Ad. News 2134-25 (1960). In other statutes having
the same objective, Congress has treated the term "marihuana" as
including cannabis resin. 21 U.S.C. 802(15); Act of August 16, 1954, ch.
736, 68A Stat. 565; Act of July 18, 1956, ch. 629, §106, 70 Stat. 570; see
United States v. Piercefield, 437 F.2d 1188 (C.A. 5, 1971), cert. denied,
403 U.S. 933 (1971); United States v. Cepelis, 426 F.2d 134 (C.A. 9,
1970), cert. denied, 404 U.S. 846 (1971). In the absence of express
congressional direction to the contrary, we shall not create a distinction
between cannabis resin and marihuana under the Immigration and
Nationality Act.
Several federal courts have noted that hashish (cannabis resin) is
merely a refined form of marihuana. United States v. Piereefield, supra;
see United States v. Cepelis, supra. It would be illogical to construe the
term "marihuana" under section 212(a)(23) as including the cannabis
leaves (possibly mixed with stems and seeds) which contain intoxicating
cannabis resin, while not including the pure form of the resin which has
a much greater intoxicating effect. While it is true that ambiguous
provisions of the immigration laws are often construed in favor of the
alien, this general maxim does not require us to ignore common sense
and legislative objectives in order to reach a construction favoring the
alien. Cf. Chanan Din Khan v. Barber, 253 F.2d 547, 550 (C.A. 9,
1958), cert. denied, 357 U.S. 920 (1958).
Matter of Paulus, 11 I. & N. Dec. 274 (BIA 1965), is distinguishable.
That case involved a factual issue concerning the identity of the drug
that the alien was convicted of trafficking in. The record of conviction
referred only to a "narcotic drug" under California law, which included
substances not defined as "narcotic drugs" under the immigration laws
as interpreted by the federal courts. Since the conviction was alleged to
be the ground for deportation under section 241(a)(11), we held that the
factual uncertainty as to what drug was involved had to be resolved
against the Service, the party bearing the burden of proving deportability.
In the present case, however, there is no factual dispute as to what
drug the respondent was convicted of possessing. The issue is a legal
one: Is cannabis resin "marihuana" within the meaning of section
212(a)(23)? We have resolved this legal issue against the respondent.
Counsel has cited Matter of Gray, A-30310271 (IJ September 23,
1971), an unpublished decision by an immigration judge, which held that
hashish is not "marihuana" within the meaning of section 212(a)(23) of
26
Interim Decision #2304
the Act. The Service took an appeal from that decision, but the appeal
was later withdrawn. Such withdrawal, however, does not indicate
Service acquiesence to that decision. Cf. Matter of Mangabat, 14 I. & N.
Dec. 75 aff'd (BIA 1972), on other grounds Cabueo-Flores v. INS, 477
F.2d 108 (9 Cir. 1973). Our decisions are binding precedent on the
immigration judges, rather than vice versa. 8 CFR 3.1(g). The short
answer to counsel's use of Gray is that we disagree with that decision
and decline to adopt its reasoning in the present case.
In his brief, counsel attacks the constitutionality of section
212(a)(23). 15 As he concedes, however, we have no power to consider a
constitutional challenge to the statutes which we administer. Matter of
Santana, 13 I. & N. Dee. 362, 365 (BIA 1969); Matter of Wong, 13 I. & N.
Dec. 820, n. 2 (BIA 1971); Matter of L—, 4 I. & N. Dec. 556, 557 (BIA
1951).
We are not unsympathetic to the plight of the respondent and others
in a similar situation under the immigration laws, who have committed
only one marihuana violation for which a fine was imposed. Nevertheless, arguments for a change in the law must be addressed to the
legislative, rather than the executive, branch of government.
IV. SUMMARY AND CONCLUSION
We have concluded that the respondent's motion to defer our decision
must be denied. We have also concluded that the respondent is deporta-
ble under section 241(a)(2) of the Act, and that he is statutorily ineligible
for adjustment of status under section 245 of the Act. The respondent is
not eligible for any relief from deportation except voluntary departure,
which has been granted to him by the immigration judge. The immigration judge reached the correct result; the appeal will therefore be
dismissed.
ORDER: The appeal is dismissed.
Further order: Pursuant to the immigration judge's order, the re-
spondent is permitted to depart from the United States voluntarily
within 60 days from the date of this order or any extension beyond that
time as may be granted by the district director; and in the event of
failure so to depart, the respondent shall be deported as provided in the
immigration judge's order.
" We have also considered the micas curiae brief submitted in behalf of the respondent by the American Civil Liberties Union. A large portion of that brief is devoted to
arguments concerning the constitutionality of section 212(a)(23). We believe that the other
issues raised in the Cl7ThiLatif brief have been dealt with adequately in the course of our
opinion and need not be reiterated.
27
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