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Briefs, oral arguments, agency decisions and the Federal Register.
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Division of Investment Management No-Action Letter: Investment Company Institute, September 25, 2008
Agency decision · Agency decision
Transactions Between Member Banks and Their Affiliates: Exemption for Certain Purchases of Asset-Backed Commercial Paper by a Member Bank from an Affiliate, Interim final rule with request for public comment … 1940 Act.
Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
)(1)(B) of the Exchange Act to determine whether to grant or deny the Application.3 On July 21, 2025, the Commission designated a longer period for Commission action on the OIP. 4 On September 30, 2025 … CMESC, a resigning Member’s potential obligation to CMESC in respect of the Guaranty Fund could extend over a period of unknown duration.239 The commenter suggested that CMESC specify when withdrawals
Securities and Exchange CommissionAgency decision · Agency decision
All other members of the family resided in the United States throughout the period at issue. … Memo. 1993-281, that “when - 35 raising a substance over form argument, the taxpayer must have ‘clean hands’ before he is allowed to present strong proof that the form chosen does not reflect the true
United States Tax CourtAgency decision · Agency decision
All other members of the family resided in the United States throughout the period at issue. … Memo. 1993-281, that “when - 35 raising a substance over form argument, the taxpayer must have ‘clean hands’ before he is allowed to present strong proof that the form chosen does not reflect the true
United States Tax CourtAgency decision · Agency decision
All other members of the family resided in the United States throughout the period at issue. … Memo. 1993-281, that “when - 35 raising a substance over form argument, the taxpayer must have ‘clean hands’ before he is allowed to present strong proof that the form chosen does not reflect the true
United States Tax CourtAgency decision · Agency decision
The Notice also advised that all persons desiring to comment on the Proposed Plan could submit their comments, in writing, within 30 1 2 Exchange Act Rel. … The Commission received no comments on the Proposed Plan during the comment period.
Securities and Exchange CommissionAgency decision · Agency decision
The Commission received two public comments during the comment period (the “Comment Letters”). … Proposed Plan, ¶ 27. 8 https://www.sec.gov/comments/3-20781/320781-328044.htm, p. 2. 3 Matter of MagnaChip Semiconductor Corporation, et al., Exchange Act Rel.
Securities and Exchange CommissionAgency decision · Agency decision
The Notice also advised that all persons desiring to comment on the Proposed Plan could submit their comments, in writing, within 30 days of the Notice. … The Commission received no comments on the Proposed Plan during the comment period.
Securities and Exchange CommissionAgency decision · Agency decision
/admin.shtml); or by sending an e-mail to rule-comments@sec.gov. … Fund to investors based on their out-of-pocket losses on Simple Agreements for Future Equity of Rimar USA (“SAFEs” or the “Security”) purchased between May 1, 2022, and April 30, 2023 (the “Relevant Period
Securities and Exchange CommissionAgency decision · Agency decision
The Notice also advised that all persons desiring to comment on the Proposed Plan could submit their comments, in writing, within 30 days of the Notice. … The Commission received five substantive comments on the Proposed Plan during the comment period. On August 17, 2020, after thorough review and 1 2 Exchange Act Rel.
Securities and Exchange CommissionThese synopses are intended only as aids to the reader in
Agency decision · Agency decision
This transition period is largely consistent with the transition period for purposes of the NMTC. … The Treasury Department and the IRS received a number of comments on the appropriate threshold of urban blocks, and the 10-percent threshold is within the range suggested by commenters. .05 Anticipated
Internal Revenue ServiceAgency decision · Agency decision
The Commission received no comments on the Proposed Plan during the comment period. … See Order Approving Modified Plan of Distribution, Exchange Act Rel. No. 102915 (Apr. 22, 2025). See Order Approving Modified Plan of Distribution, Exchange Act Rel.
Securities and Exchange CommissionAgency decision · Agency decision
The Notice also advised that all persons desiring to comment on the Proposed Plan could submit their comments, in writing, within 30 days of the Notice. … The Commission received no comments on the Proposed Plan during the comment period.
Securities and Exchange CommissionAgency decision · Agency decision
The Commission received no comments on the Proposed Plan during the comment period. On 1 2 Exchange Act Rel. No. 96423 (Dec. 1, 2022). 17 C.F.R. § 201.1103. … Exchange Act Rel. No. 101653 (Nov. 19, 2024). 5 Exchange Act Rel.
Securities and Exchange CommissionAgency decision · Agency decision
Under these circumstances, we shall not comment on respondent’s contentions insofar as they relate to periods before November 14, 2001. … Accordingly, we shall deny respondent’s summary judgment motion as to the managerial act alternative for the second period. (3) Third Period (Feb. 26--June 24, 2002) This period included a number of
United States Tax CourtAgency decision · Agency decision
Notice of Proposed Plan and Opportunity for Comment 23. Notice for Comment. … to rule-comments@sec.gov.
Securities and Exchange CommissionAgency decision · Agency decision
The Notice also advised that all persons desiring to comment on the Proposed Plan could submit their comments, in writing, within 30 days of the Notice. … The Commission received 255 comments on the Proposed Plan during the comment period.
Securities and Exchange CommissionAgency decision · Agency decision
In the Tax Reform Act of 1986, Pub. … 1,332,565 2 613,298 1 In 1987, IRA sold stock (identified as Hyatt Air) and received proceeds of $1,115,560.
United States Tax CourtAgency decision · Agency decision
The Commission received no comments on the Proposed Plan during the comment period. … . § 201.1103. 3 See Order Approving Corrected Plan of Distribution, Exchange Act Rel.
Securities and Exchange CommissionAgency decision · Agency decision
The Notice also advised that all persons desiring to comment on the Proposed Plan could submit their comments, in writing, within 30 days of the Notice. … The Commission received no comments on the Proposed Plan during the comment period.
Securities and Exchange Commission
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