Documents
Briefs, oral arguments, agency decisions and the Federal Register.
10,000+ results
0.20s
Federal Register · Notice · Jun 1, 2005
The MSRB's First Response Letter does not respond to Fund Distributors' Letter because Fund Distributors' Letter was received by the Commission after the end of the comment period. 6 See … ICI's Letter recommended that the proposed 90-day compliance period be extended to a period of at least 210 days to accommodate the changes necessitated by the revised rule. 7 15 U.S.C. 77a
70 FR 31551Securities and Exchange CommissionFederal Register · Notice · Dec 14, 2018
The proposed rule change was published for comment in the Federal Register on June 21, 2018. 3 On July 31, 2018, the Commission designated a longer period within which to approve the proposed … The Commission may, however, extend the period for issuing an order approving or disapproving the proposed rule change by not more than 60 days if the Commission determines that a longer period is appropriate
83 FR 64414Securities and Exchange CommissionFederal Register · Notice · Jun 30, 2009
A Flash and Cancel Order will provide an optional pre-cancellation display period for market and marketable limit orders so designated. … rule-comments@sec.gov .
74 FR 31334Securities and Exchange CommissionFederal Register · Notice · Dec 29, 2004
rule change under Section 19(b)(3)(C) of the Act, the Commission considers that period to commence on December 17, 2004, the date the Exchange filed Amendment No. 1 to the proposed rule change. … rule-comments@sec.gov.
69 FR 78086Securities and Exchange CommissionFederal Register · Notice · May 17, 2005
the Act. … rule-comments@sec.gov.
70 FR 28326Securities and Exchange CommissionSubmission for OMB Review; Comment Request
Federal Register · Notice · Aug 4, 2015
The board periodically must review the composition of the fund's portfolio and change the liquidity procedures as necessary. … Comments must be submitted to OMB within 30 days of this notice. Dated: July 28, 2015. Robert W. Errett, Deputy Secretary.
80 FR 46375Securities and Exchange CommissionSubmission for OMB Review; Comment Request; Extension: Rule 23c-3 and Form N-23c-3
Federal Register · Notice · Sep 12, 2024
The board periodically must review the composition of the fund's portfolio and change the liquidity procedures as necessary. … Find this particular information collection by selecting “Currently under 30-day Review—Open for Public Comments” or by using the search function.
89 FR 74313Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2012
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 38701Securities and Exchange CommissionAmendments to Rules for Nationally Recognized Statistical Rating Organizations
Federal Register · Rule · Feb 9, 2009
These comments supported the Commission's view that 1, 3, and 10 year periods are reasonable definitions of the terms “short-term, mid-term, and long-term periods” as used in Section 15E(a)(1)(B)(i) of … The Commission received two comments on the proposed amendments. 222 The first commenter, a large NRSRO, stated that the comment period did not provide time to fully assess the costs and benefits
74 FR 6456Securities and Exchange CommissionFederal Register · Notice · Sep 25, 2014
The Sponsor acting by itself or through the Administrator or the Marketing Agent may suspend the right of purchase, or postpone the purchase settlement date, for any period during which the NYSE Arca is … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 57640Securities and Exchange CommissionFederal Register · Uncategorized Document · Jan 21, 1994
NASD * * * the Act. … the commentator does not believe that the draft rule should be modeled after the Foreign Corrupt Practices Act, which is based on intent.
Securities and Exchange CommissionFederal Register · Notice · Jan 24, 2022
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
87 FR 3628Securities and Exchange CommissionFederal Register · Notice · Nov 19, 1996
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), 15 U.S.C. 78s(b)(1), notice is hereby given that on September 12, 1996, the New York Stock Exchange, Inc. … (C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others No written comments were either solicited or received. III.
61 FR 58919Securities and Exchange CommissionFederal Register · Notice · Jan 16, 2001
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Nasdaq has not solicited or received written comments on the proposed rule … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
66 FR 3630Securities and Exchange CommissionFederal Register · Notice · May 13, 2003
The measuring periods for the top 120 options are calculated every three months. See Securities Exchange Act Release No. 47424 (February 28, 2003), 68 FR 11168 (March 7, 2003) (SR-Phlx-2003-04). … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
68 FR 25669Securities and Exchange CommissionMandated EDGAR Filing for Foreign Issuers
Federal Register · Proposed Rule · Oct 4, 2001
Documents Submitted Pursuant to Exchange Act Rule 12g3-2(b) H. Transition Period III. Cost-Benefit Analysis A. Expected Benefits B. Expected Costs C. Comment Solicited IV. … four-month period is appropriate.
66 FR 50744Securities and Exchange CommissionFederal Register · Notice · Dec 9, 2014
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 73126Securities and Exchange CommissionFederal Register · Notice · Jul 31, 2008
with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
73 FR 44794Securities and Exchange CommissionFederal Register · Notice · Sep 29, 2020
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
85 FR 61062Securities and Exchange CommissionFederal Register · Notice · Sep 27, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form http://www.sec.gov/rules/sro.shtml) ; or • Send an e-mail to rule-comments
72 FR 54952Securities and Exchange Commission
Ask Donna what matters in the record.
She can read the source against your case and show you exactly where the answer came from.