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Conditions for Use of Non-GAAP Financial Measures
Federal Register · Proposed Rule · Nov 13, 2002
Comments also may be submitted electronically at the following e-mail address: rule-comments@sec.gov . All comment letters should refer to File No. S7-43-02. … regarding our proposed accelerated deadlines for periodic reports of registrants, while not fully supporting that proposal, recognized the need for more current information. 18 In fact, the comments
67 FR 68790Securities and Exchange CommissionEDGAR Request For Information; Extension of Comment Period
Federal Register · Notice · Feb 7, 1996
S7-3-96] EDGAR Request For Information; Extension of Comment Period AGENCY: Securities and Exchange Commission. … Therefore, the comment period for responding to Securities Exchange Act Release No. 36683 is extended from January 22, 1996 to February 16, 1996.
61 FR 4691Securities and Exchange CommissionFederal Register · Notice · Jul 10, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 41640Securities and Exchange CommissionFederal Register · Notice · Jan 6, 1997
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on December 23, 1996, the Nasdaq Stock Market, Inc. … (C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. III.
62 FR 778Securities and Exchange CommissionFederal Register · Notice · Jul 31, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 46198Securities and Exchange CommissionFederal Register · Notice · Feb 7, 2019
The proposed rule change was published for comment in the Federal Register on August 7, 2018. 3 On September 19, 2018, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated … . 7 The Commission has received no comment letters on the proposed rule change. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act Release
84 FR 2637Securities and Exchange CommissionFederal Register · Proposed Rule · Apr 5, 2023
Retention Period for Recordkeeping Requirements H. Request for Comment VI. Initial Regulatory Flexibility Act Analysis A. Reasons for, and Objectives of, Proposed Action 1. … Further, the Commission has reopened the comment period for the Investment Management Cybersecurity Release to allow interested persons additional time to analyze the issues and prepare their comments
88 FR 20212Securities and Exchange CommissionFederal Register · Notice · Dec 12, 2018
The time period shall be no less than 100 milliseconds and no more than 5 seconds.” … The time period shall be no less than 100 milliseconds and no more than 5 seconds.”
83 FR 63937Securities and Exchange CommissionFederal Register · Notice · Jun 3, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 34270Securities and Exchange CommissionFederal Register · Notice · Jan 19, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 2943Securities and Exchange CommissionFederal Register · Notice · Jul 7, 2020
of 1940, as amended (“1940 Act”). … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 40720Securities and Exchange CommissionFederal Register · Notice · Sep 6, 2023
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 60993Securities and Exchange CommissionFederal Register · Notice · Aug 18, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 51439Securities and Exchange CommissionFederal Register · Notice · Jun 21, 1999
MBSCC will notify the Commission of any written comments received by MBSCC. III. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
64 FR 33125Securities and Exchange CommissionProposed Collection; Comment Request
Federal Register · Notice · Jan 22, 2013
Act” or Act”). … Rule 6a-2 under the Act requires registered and exempt exchanges: (1) To amend the Form 1 if there are any material changes to the information provided in the initial Form 1; and (2) to submit periodic
78 FR 4479Securities and Exchange CommissionFederal Register · Notice · Oct 29, 2009
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
74 FR 55880Securities and Exchange CommissionAgency decision · Agency decision
NOTICE AND COMMENT PERIOD 101. … an email to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Mar 28, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
76 FR 17176Securities and Exchange CommissionFederal Register · Notice · Nov 26, 2014
Section 19(b)(2) of the Act 6 provides that within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate … to an extension of this time period until November 29, 2014.
79 FR 70607Securities and Exchange CommissionFederal Register · Notice · Mar 18, 2015
The comment period closes on March 19, 2015. … Finally, the commenter stated that the three-year look back period is too long and suggested instead a one-year period if FINRA retains the historical rating table requirement. 135 WilmerHale
80 FR 14198Securities and Exchange Commission
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