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Federal Register · Notice · Nov 4, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 60926Securities and Exchange CommissionFederal Register · Notice · Dec 31, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 61492Securities and Exchange CommissionFederal Register · Notice · May 25, 2012
Program Term Non-Asset Managers Qualification Period: January 6, 2012 through December 31, 2012 Earned Incentive Period: January 1, 2013 through December 31, 2016 Asset Managers Qualification Period … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
77 FR 31416Securities and Exchange CommissionFederal Register · Notice · Nov 30, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 76642Securities and Exchange CommissionFederal Register · Notice · Jan 13, 2026
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules-regulations/self-regulatory-organization-rulemaking
91 FR 1368Securities and Exchange CommissionFederal Register · Notice · Apr 18, 2022
period of time to set up and test a new market data product. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
87 FR 22995Securities and Exchange CommissionFederal Register · Notice · Apr 18, 2022
period of time to set up and test a new market data product. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
87 FR 22998Securities and Exchange CommissionFederal Register · Notice · Feb 4, 2014
of time (“posting period”) so that members were aware of pending applications and could submit comments during this period to the Membership Department regarding an applicant's fitness for membership. … The Exchange has since eliminated the requirement to post notice on its Bulletin Board and the posting period 6 and consequently the Exchange no longer accepts such comments from TPHs.
79 FR 6662Securities and Exchange CommissionFederal Register · Uncategorized Document · Oct 19, 1994
SR-DTC-94-10) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\1\ and Rule 19b-4 thereunder. … Thus, the Commission finds good cause to extend the period for public comment on the proposed rule change until November 15, 1994.
Securities and Exchange CommissionFederal Register · Notice · Jul 11, 2017
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule changes are consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 32030Securities and Exchange CommissionFederal Register · Notice · May 30, 2017
The proposed rule change was published for comment in the Federal Register on December 1, 2016. 3 On January 4, 2017, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated … at 12252. 8 Amendment No. 1 is available at: https://www.sec.gov/comments/sr-nysemkt-2016-103/nysemkt2016103-1672987-149219.pdf. 9 See Securities Exchange Act Release No. 80500
82 FR 24763Securities and Exchange CommissionGood Faith Determinations of Fair Value
Federal Register · Rule · Jan 6, 2021
for the prescribed period, could raise doubts about whether a valuation was made consistent with the requirements of the Act. … See ABA Comment Letter; TRP Comment Letter (regarding prompt, but not periodic, reporting).
86 FR 748Securities and Exchange CommissionFederal Register · Notice · Oct 3, 2007
to 78.3% in the post-Pilot period. … In contrast, the relative trading volume of all other classes fell by 6.7% (78.3/83.9%)-1) in the post-Pilot period compared to the pre-Pilot period.
72 FR 56403Securities and Exchange CommissionFederal Register · Notice · Oct 7, 2009
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
74 FR 51635Securities and Exchange CommissionFederal Register · Notice · Mar 9, 2011
Dodd-Frank Act, established a two-year transition period for achieving a permanent Board structure under the new composition requirements of the Dodd-Frank Act and envisioned a series of further amendments … to the rule during the transition period in furtherance thereof.
76 FR 13005Securities and Exchange CommissionFederal Register · Notice · Sep 20, 2021
period”). … believe it would be appropriate for the 180-day period to commence prior to the October 26, 2020 compliance date. 13 13 See FINRA's Response to Comments, supra note 8.
86 FR 52278Securities and Exchange CommissionFederal Register · Notice · Sep 20, 2021
period”). … believe it would be appropriate for the 180-day period to commence prior to the October 26, 2020 compliance date. 13 13 See FINRA's Response to Comments, supra note 8.
86 FR 52225Securities and Exchange CommissionFederal Register · Notice · Sep 20, 2021
period”). … believe it would be appropriate for the 180-day period to commence prior to the October 26, 2020 compliance date. 13 13 See FINRA's Response to Comments, supra note 8.
86 FR 52255Securities and Exchange CommissionAgency decision · Agency decision
The Notice invited public comment on 1 Exchange Act Rel. No. 102730 (Mar. 25, 2025). … Thirty days from the end of the final period for comments on the Proposed Plan will lapse on May 27, 2025.
Securities and Exchange CommissionIndexed Annuities and Certain Other Insurance Contracts
Federal Register · Proposed Rule · Jul 1, 2008
Exchange Act Exemption for Securities that Are Regulated as Insurance IV. GENERAL REQUEST FOR COMMENTS V. PAPERWORK REDUCTION ACT VI. COST/BENEFIT ANALYSIS VII. … Another method compares an average of index values at periodic intervals during the crediting period to the index value at the beginning of the period.
73 FR 37752Securities and Exchange Commission
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