UNITED STATES OF AMERICA
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UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 103122 / May 23, 2025
ADMINISTRATIVE PROCEEDING
File No. 3-21836
In the Matter of
Claire P. Shaughnessy,
Respondent.
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ORDER EXTENDING TIME TO ENTER
AN ORDER APPROVING OR
DISAPPROVING PLAN OF
DISTRIBUTION
ADMINISTRATIVE PROCEEDING
File No. 3-21837
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Aon Investments USA Inc., fka
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Aon Hewitt Investment Consulting, :
Inc.,
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Respondent.
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In the Matter of
On March 25, 2025, pursuant to Rule 1103 of the United States Securities and Exchange
Commission’s (“Commission”) Rules on Fair Fund and Disgorgement Plans (the “Commission’s
Rules”), 17 C.F.R.§ 201.1103, the Commission published a Notice of Proposed Plan of
Distribution and Opportunity to Comment (“Notice”)1 for the distribution of monies collected
pursuant to the Orders2 in the above-captioned matters. The Notice invited public comment on
1
Exchange Act Rel. No. 102730 (Mar. 25, 2025).
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(f) and 203(k) of the
Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist
Order, Advisers Act Rel. No. 6535 (Jan. 25, 2024), (Admin. Proc. File No. 3-21836); Corrected Order Instituting
Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment
2
the proposed plan of distribution (“Proposed Plan”) through April 24, 2025, and the Commission
received a public comment (the “Comment”).
Rule 1104 of the Commission’s Rules, 17 C.F.R. § 201.1104, provides in relevant part,
“[t]he order approving or disapproving the plan should be entered within 30 days after the end of
the final period allowed for comments on the proposed plan unless the Commission or the
hearing officer, by written order, allows a longer period for good cause shown.”
Thirty days from the end of the final period for comments on the Proposed Plan will lapse
on May 27, 2025. The Division requests additional time to present its recommendation to the
Commission regarding the Comment and the Proposed Plan and has demonstrated good cause to
extend the thirty-day time period, provided in Rule 1104 of the Commission’s Rules, with entry
of an order extending time to approve or disapprove the Proposed Plan until December 1, 2025.
Accordingly, IT IS ORDERED that pursuant to Rule 1104 of the Commission’s Rules,3
for good cause shown, the time for entering an order approving or disapproving the Proposed
Plan is extended to December 1, 2025.
For the Commission, by the Division of Enforcement, pursuant to delegated authority.4
Vanessa A. Countryman
Secretary
Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Advisers
Act Rel. No. 6536 (Jan. 25, 2024), (Admin. Proc. File No. 3-21837) (collectively, the “Orders”).
3
17 C.F.R. § 201.1104.
4
17 C.F.R. § 200.30-4(a)(21)(i).
2
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.