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Federal Register · Notice · Jun 16, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 27743Securities and Exchange CommissionFederal Register · Notice · Mar 1, 2010
The Commission notes that FINRA has proposed, for a six-month pilot period, a T+1 reporting period for Asset-Backed Securities, rather than a same-day reporting period as originally proposed. 42 The … with the Act.
75 FR 9262Securities and Exchange CommissionFederal Register · Notice · Jul 7, 2004
The review period is determined by the Exchange and may be for any period of time not in excess of two weeks. 11 The percentage distribution determined for a review period will be effective for the … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or • Send an e-mail to rule-comments
69 FR 41007Securities and Exchange CommissionFederal Register · Notice · Apr 27, 2023
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
88 FR 25718Securities and Exchange CommissionFederal Register · Notice · Jul 15, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 46135Securities and Exchange CommissionFederal Register · Notice · Sep 14, 2006
the Act. … rule-comments@sec.gov.
71 FR 54318Securities and Exchange CommissionFederal Register · Notice · Nov 27, 2015
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 74186Securities and Exchange CommissionAgency decision · Agency decision
of 1940 (“Advisers Act”). … “Relevant Period” is the period from July 1, 2020, through March 31, 2021, TAX COMPLIANCE 17.
Securities and Exchange CommissionFederal Register · Notice · Dec 14, 2011
period. 84 In Response Letter II, the MSRB stated that it believes that the commenter has misunderstood these provisions. … One commenter stated that a 90-day implementation period is too short and requested a period no less than six months. 86 In Response Letter I, the MSRB stated that it believes that 90 days is an adequate
76 FR 77865Securities and Exchange CommissionFederal Register · Notice · Nov 27, 1998
period, subject to approval by the Exchange. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning Amendment No. 2, including whether Amendment No. 2 is consistent with the Act.
63 FR 65626Securities and Exchange CommissionFederal Register · Notice · Feb 8, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 2938Securities and Exchange CommissionFederal Register · Rule · Nov 28, 2003
Periodic Reports For purposes of the PRA, we estimate the annual incremental paperwork burden for Exchange Act periodic reports under the new disclosure requirements to be approximately 1,311 hours … Table 2, below, illustrates the incremental annual compliance burden of the collection of information in hours and in cost for periodic reports under the Exchange Act and Investment Company Act.
68 FR 66992Securities and Exchange CommissionFederal Register · Notice · May 7, 2008
The comment period expires on April 30, 2008. II. … Exchange filing SR-NYSE-2008-20 was noticed for comment in the Federal Register by the Commission on April 9, 2008. The comment period ends on April 30, 2008.
73 FR 25816Securities and Exchange CommissionFederal Register · Notice · Apr 10, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 25291Securities and Exchange CommissionFederal Register · Notice · Aug 24, 2016
Both BDA and SIFMA commented that they would support an even shorter close-out period, with both suggesting a period of 10 calendar days, with an option for the buyer to consent to a 10-day extension, … As noted by the MSRB, the only substantive change to the proposed amendment, the shortening of the close-out period, was made to address concerns raised during the comment period.
81 FR 57960Securities and Exchange CommissionFederal Register · Notice · May 8, 2025
of 1934 (“Exchange Act”) 1 and Rule 19b-4 2 thereunder to modify the Clearing Agencies' Disruption Rules. 3 The Proposed Rule Changes were published for public comment in the Federal … act as provided in Section 19(b)(2)(ii) of the Exchange Act. 7 Section 19(b)(2)(ii) of the Exchange Act allows the Commission to designate a longer period for review (up to 90 days from the publication
90 FR 19590Securities and Exchange CommissionFederal Register · Notice · Jun 2, 2026
period has concluded. … The approximately three-month implementation period following such publication would conclude before the 120-day post-approval implementation period requested by one commenter.
91 FR 33005Securities and Exchange CommissionFederal Register · Uncategorized Document · Sep 1, 1994
for an extension of the period for public comment on the proposed rule change and finds that the complexity and significance of the filing dictates a longer comment period to ensure that interested parties … Thus, the Commission finds good cause the extend the period for public comment on the proposed rule change for a period of 30 days until September 30, 1994.
Securities and Exchange CommissionBusiness and Financial Disclosure Required by Regulation S-K
Federal Register · Proposed Rule · Apr 22, 2016
Securities Exchange Act of 1934 (“Exchange Act”), and other Exchange Act filings, including periodic and current reports. 1 Over thirty years ago, the Commission expanded and reorganized Regulation … Instead, the registrant would be required to file the complete exhibit with an Exchange Act report for the relevant reporting period. c. Request for Comment 235. Should we eliminate Instruction 1?
81 FR 23916Securities and Exchange CommissionFederal Register · Notice · Apr 24, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 17213Securities and Exchange Commission
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