Opinion

Raul Gonzalez, Jr. v. Chandra Spencer Franscell, Strickland, Roberts & Lawrence, a Professional Corporation Los Angeles County

  • 336 F.3d 832
  • 64 F. App'x 91
  • 2003 Daily Journal DAR 8021
  • 2003 Cal. Daily Op. Serv. 6361
  • 2003 U.S. App. LEXIS 14442
Court
Court of Appeals for the Ninth Circuit
Filed
May 13, 2003
Status
Published
Author
Fletcher
On the bench
Fletcher, Hall, Kozinski
Cited by
30 cases
Authority
More cited than 26.2%

Abrogated on other grounds by Filarsky v. Delia, 132 S. Ct. 1657 (2012)

explaining that a private attorney who is 27 retained to represent state entities and their employees in litigation acts under color of state law 28 because his or her role is “analogous to that of a state prosecutor rather than a public defender” 1 (citing Polk Cty., 454 U.S. at 323 n.13)

How later courts described this case

  • explaining that a private attorney who is 27 retained to represent state entities and their employees in litigation acts under color of state law 28 because his or her role is “analogous to that of a state prosecutor rather than a public defender” 1 (citing Polk Cty., 454 U.S. at 323 n.13)
  • holding that a private attorney “acting as a public prosecutor” was hired by the court as a contract service provider and therefore was not entitled to immunity
  • holding that the plaintiff was “entitled at least to nominal damages, even if [the defendant] could have obtained the documents lawfully”
  • recognizing that a district court may order disclosure of 21 juvenile case file information notwithstanding § 827

Written by the judges who cited it.

Later courts went against this

  • Abrogated on other grounds by Filarsky v. Delia, 132 S. Ct. 1657 (2012)

    336 F.3d 832, 835 (9th Cir. 2003), abrogated on other grounds by Filarsky v. Delia, 566 U.S. 377,132
    Supreme Court of the United StatesApr 17, 20125 citing opinionsother groundsRead it

The opinion

WILLIAM A. FLETCHER, Circuit Judge,

dissenting.

I respectfully dissent.

Gonzalez filed a § 1983 action against attorney Spencer, her law firm, and the County of Los Angeles alleging that the defendants violated his constitutional right to privacy when Spencer gained access to his juvenile court case file and used it in two depositions without first petitioning the juvenile court. At the time of the alleged constitutional violation, Gonzalez had a pending § 1983 suit in which Spencer and her firm represented the juvenile court. The two depositions in question were taken during pretrial proceedings in that earlier suit. Gonzalez contends that California Welfare and Institutions Code § 827 and California Rule of Court 1423 required Spencer to petition the juvenile court in order to obtain access to his file.

Section 827(a)(1) provides, in pertinent part, “[A] [juvenile] case file may be inspected only by the following: (A) Court personnel.” I read this section to include attorneys representing the court in the category of “court personnel” who may “inspect” juvenile court case files without first filing a petition with a judge of that court. Section 827(a)(2) provides, in pertinent part, “[J]uvenile case files ... shall be released to the public pursuant to an order by the juvenile court after a petition has been filed and interested parties have been afforded an opportunity to file an objection.” I do not read this section to require a petition when the file is only to be used in depositions of a court employee and of Gonzalez himself, in litigation in which the juvenile court is itself involved.

Rule 1423(b) provides, in pertinent part: “Only those persons specified in sections 827 and 828 may inspect juvenile court records without authorization from the court.” I do not read Rule 1423 to require prior judicial authorization of Spencer’s access to Gonzalez’s juvenile court case file because I read “court personnel” in § 827(a) to include Spencer.

I am assisted in my reading of § 827 and Rule 1423 by Michael v. Gates, 38 Cal.App.4th 737 , 45 Cal.Rptr.2d 163 (1995), in which a California Court of Appeal interpreted analogous provisions of California law governing confidentiality of police personnel records. The relevant statutes in Michael were California Penal Code § 832.7 and Evidence Code § 1043. Section 832.7(a) provides, “Peace officer personnel records ... are confidential and shall not be disclosed by the department *94 or agency that employs the peace officer in any criminal or civil proceeding except by discovery pursuant to Sections 1043 and 1046 of the Evidence Code.” Evidence Code § 1043 requires prior judicial or administrative authorization for discovery or disclosure of police officer personnel records.

Unlike § 827 and Rule 1423, Penal Code § 832.7 and Evidence Code § 1043 contain no language excluding any category of person from their requirements. Insofar as the explicit text of these statutes provides, all people seeking access to confidential police personnel records are required to seek judicial or administrative authorization before any discovery or disclosure of the records. The court in Michael nonetheless held that an attorney representing the Los Angeles Police Department who reviewed the confidential file of a police officer suing the department violated neither Penal Code § 832.7 nor Evidence Code § 1043. In the analogous context of our case, I conclude that a California court would find that an attorney representing the juvenile court may review court files containing information relevant to that representation. Even if § 827 did not contain explicit authorization for “court personnel” to inspect court files relevant to litigation in which the court is involved, I would read Michael to authorize such inspection. In fact, however, § 827 goes beyond the statutes in Michael and explicitly authorizes inspection by “court personnel.”

Whether an attorney representing the juvenile court may use a court file in depositions, without first obtaining authorization from a judge of that court, is not addressed by Michael . I conclude that § 827 and Rule 1423 were not violated in this case, where information from Gonzalez’s juvenile court case file was used only in depositions of a court employee and of Gonzalez himself. The clear concern of § 827 and Rule 1423 is that confidential information contained in a juvenile court case file not be released to the general public unless there has been authorization by a judge of the juvenile court. Section 827(a)(2) is explicit: “[JJuvenile case files ... shall be released to the public pursuant to an order by the juvenile court after a petition has been filed and interested parties have been afforded an opportunity to file an objection.” (Emphasis added.) In this case, the only release of information from Gonzalez’s juvenile court case files took place during the two depositions conducted in connection with Gonzalez’s underlying § 1983 case. The first deponent was a court employee, who, as “court personnel” under § 827(a)(1)(A), is entitled to “inspect” the file. The other deponent was Gonzalez himself, who can hardly be considered a member of the public for purposes of § 827 and Rule 1423.

The sum total of the Gonzalez’s case is that Spencer inspected his juvenile court file while representing the juvenile court in the course of defending against his earlier § 1983 suit, and that Spencer used information from the file in deposing a court employee and Gonzalez himself. I would hold that, in those circumstances, Spencer violated neither § 827 nor Rule 1423. Because Spencer did not violate the provisions of either § 827 or Rule 1423, she could not have violated any federal constitutional right of privacy based on a settled expectation arising out of state law.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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