Opinion

Maples v. Thomas

  • 565 U.S. 266
  • 132 S. Ct. 912
  • 181 L. Ed. 2d 807
  • 2012 U.S. LEXIS 905
Court
Supreme Court of the United States
Filed
Jan 18, 2012
Status
Published
Author
Alito
On the bench
Ginsburg, Alito, Scalia, Thomas
Cited by
704 cases

holding that an attorney’s “unprofessional conduct” and “abandonment” was an “extraordinary circumstance” relieving a federal habeas petitioner from the consequences of a procedural default in state court because “a client cannot be charged with the acts or omissions of an attorney who has abandoned him”

How later courts described this case

  • holding that an attorney’s “unprofessional conduct” and “abandonment” was an “extraordinary circumstance” relieving a federal habeas petitioner from the consequences of a procedural default in state court because “a client cannot be charged with the acts or omissions of an attorney who has abandoned him”
  • concluding that the petitioner had shown cause to excuse a procedural default because 6 he was abandoned by counsel without a warning, was left unrepresented at a critical time for his state postconviction petition, and lacked a clue of any need to protect himself pro se
  • explaining that “an attor- ney’s negligence, for example, miscalculating a filing deadline, does USCA11 Case: 21-10401 Date Filed: 04/12/2022 Page: 23 of 23 21-10401 Opinion of the Court 23 not provide a basis for tolling a statutory time limit”
  • finding that postconviction counsel's abandonment of petitioner 10 without warning or leave of court—which caused petitioner to miss the deadline to file a postconviction appeal—constituted cause to excuse the petitioner's procedural default

Written by the judges who cited it.

Distinguished

  • Distinguished by Nash v. Hepp, 740 F.3d 1075 (2014)

    The district court denied the motion, explaining that Maples was inapposite because Nash caused his own procedural default by failing to adequately present his claims in his pro se attack.
    Court of Appeals for the Seventh CircuitJan 17, 2014Read it
  • Distinguished by Sneed v. Shinseki, 737 F.3d 719 (2013)

    In Metras, the Veterans Court held Holland and Maples were distinguishable in part because, unlike in Maples and Holland (both habeas corpus cases), “neither Mr. Metras’s liberty nor his person is at risk.”9 Metras, 2013 WL 3225068, at *8, 2013 U.S.App. Vet.
    Court of Appeals for the Federal CircuitDec 9, 2013Read it
  • Distinguished by Andrew Sasser v. Ray Hobbs, 735 F.3d 833 (2013)

    565 U.S. -, -, 132 S.Ct. 912, 922-24, 181 L.Ed.2d 807 (2012), is inapposite because (1) it applied to counsel’s failure in
    Court of Appeals for the Eighth CircuitNov 15, 2013Read it
  • Distinguished by Ramiro Ibarra v. Rick Thaler, Director, 691 F.3d 677 (2012)

    Because counsel for Ibarra who filed his first state habeas application did not abandon him, but simply did not raise issues Ibarra now would like to argue, Maples is inapposite.
    Court of Appeals for the Fifth CircuitAug 17, 2012Read it

The opinion

Justice Alito,

concurring.

I join the opinion of the Court. Unbeknownst to peti­tioner, he was effectively deprived of legal representation due to the combined effect of no fewer than eight unfortu­nate events: (1) the departure from their law firm of the two young lawyers who appeared as counsel of record in his state postconviction proceeding; (2) the acceptance by these two attorneys of new employment that precluded them from con­tinuing to represent him; (3) their failure to notify petitioner of their new situation; (4) their failure to withdraw as his counsel of record; (5) the apparent failure of the firm that they left to monitor the status of petitioner’s case when these attorneys departed; (6) when notice of the decision denying petitioner’s request for state postconviction relief was re­ceived in that firm’s offices, the failure of the firm’s mailroom to route that important communication to either another member of the firm or to the departed attorneys’ new ad­dresses; (7) the failure of the clerk’s office to take any action when the envelope containing that notice came back un­opened; and (8) local counsel’s very limited conception of the role that he was obligated to play in petitioner’s representa­tion. Under these unique circumstances, I agree that peti­tioner’s attorneys effectively abandoned him and that this *291 abandonment was a “cause” that is sufficient to overcome petitioner’s procedural default.

In an effort to obtain relief for his client, petitioner’s coun­sel in the case now before us cast blame for what occurred on Alabama’s system of providing legal representation for capital defendants at trial and in state collateral proceedings. See Brief for Petitioner 3-6. But whatever may be said about Alabama’s system, I do not think that Alabama’s sys­tem had much if anything to do with petitioner’s misfortune. The quality of petitioner’s representation at trial obviously played no role in the failure to meet the deadline for filing his notice of appeal from the denial of his state postconvic­tion petition. Nor do I see any important connection be­tween what happened in this case and Alabama’s system for providing representation for prisoners who are sentenced to death and who wish to petition the state courts for collateral relief. Unlike other States, Alabama relies on attorneys who volunteer to represent these prisoners pro bono, and we are told that most of these volunteers work for large, out-­of-state firms. Id., at 4. Petitioner’s brief states that the Alabama system had “a direct bearing on the events giving rise ... to the procedural default at issue,” id., at 3, but a similar combination of untoward events could have occurred if petitioner had been represented by Alabama attorneys who were appointed by the court and paid for with state funds. The firm whose lawyers represented petitioner pro bono is one of the country’s most prestigious and expensive, and I have little doubt that the vast majority of criminal defendants would think that they had won the lottery if they were given the opportunity to be represented by attorneys from such a firm. See id., at 9 (stating that it “seemed as though Maples had won the lottery when two attorneys working at an elite New York law firm . . . agreed to repre­sent Maples pro bono”).

What occurred here was not a predictable consequence of the Alabama system but a veritable perfect storm of misfor­ *292 tune, a most unlikely combination of events that, without no­tice, effectively deprived petitioner of legal representation. Under these unique circumstances, I agree that petitioner’s procedural default is overcome.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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