Opinion

Schmerber v. California

  • 384 U.S. 757
  • 86 S. Ct. 1826
  • 16 L. Ed. 2d 908
  • 1966 U.S. LEXIS 1129
Court
Supreme Court of the United States
Filed
Jun 20, 1966
Status
Published
Author
Black
On the bench
Foetas, Black, Brennan, Harlan, Warren, Douglas, Stewart
Cited by
5,045 cases
Authority
More cited than 24.0%

Questioned by State v. Syx, 190 Ohio App. 3d 845 (2010)

stating that the “compulsory 17 administration of a blood test . . . plainly involves the broadly conceived reach of a 18 search and seizure under the Fourth Amendment[,]” and also explaining that because 19 “[s]earch warrants are ordinarily required for searches of dwellings, . . . absent an 20 emergency, no less could be required where intrusions into the human body are 3 1 concerned”

How later courts described this case

  • stating that the “compulsory 17 administration of a blood test . . . plainly involves the broadly conceived reach of a 18 search and seizure under the Fourth Amendment[,]” and also explaining that because 19 “[s]earch warrants are ordinarily required for searches of dwellings, . . . absent an 20 emergency, no less could be required where intrusions into the human body are 3 1 concerned”
  • stating that the “compulsory administration of a blood test . . . plainly involves the broadly conceived reach of a search and seizure under the Fourth Amendment[,]” and also explaining that because “[sjearch warrants are ordinarily required for searches of dwellings,. . . absent an emergency, no less could be required where intrusions into the human body are concerned”
  • holding blood sample to test for alcohol content not testimonial, and noting "both federal and state courts have usually held that it offers no protection against compulsion to submit to fingerprinting, photographing, or measurements, to write or speak for identification, to appear in court, to stand, to assume a stance, to walk, or to make a particular gesture"
  • stating that in deciding whether an intrusive body search is permissible, the court must consider whether the officer had a clear indication that incriminating evidence would be found, whether exigent circumstances existed if no warrant was obtained, and whether the officer extracted the evidence using a reasonable method and in a reasonable manner

Written by the judges who cited it.

Later courts went against this

  • Questioned by State v. Syx, 190 Ohio App. 3d 845 (2010)

    Id. While the holding of Schmerber remains intact, the court’s more recent decision in Melendez-Diaz v. Massachusetts (2009), — U.S.-, 129 S.Ct. 2527, 174 L.Ed.2d 314, calls into doubt that the nontestimonial nature of a defendant’s body fluids applies to a test result derived from those same body fluids.
    Ohio Court of AppealsDec 3, 2010Read it
  • Declined to follow by Missouri v. McNeely, 133 S. Ct. 1552 (2013)

    384 U.S. 757, 770 , declined to extend in McNeely, supra, 133 S.Ct. 1552
    Supreme Court of the United StatesApr 17, 2013medium confidenceRead it

Distinguished

  • Distinguished by State of Minnesota v. Derek Lawrence Stavish, 2015 Minn. LEXIS 470 (2015)

    Justice Page correctly points out Schmerber is factually distinguishable because Sergeant Martens was not required to investigate the scene of the accident and, unlike in Schmerber, the time necessary to transport the accused to the hospital was not a significant factor.
    Supreme Court of MinnesotaAug 19, 2015Read it
  • Distinguished by Commonwealth v. Vance, 85 Va. Cir. 173 (2012)

    On this basis, the Court held that the “exigent circumstances” reasoning of Schmerber was inapplicable.
    Augusta County Circuit CourtAug 9, 2012Read it
  • Distinguished by State v. Geiss, 2011 Fla. App. LEXIS 11414 (2011)

    Although the trial court found, and Geiss argues on appeal, that Sehmerber is distinguishable from the instant case because the defendant in Sehmerber had caused an accident with serious injuries and his blood was taken after he had already been transported to a hospital for treatment, Sehmerber’s holding has not been limited to such cases.
    District Court of Appeal of FloridaJul 22, 2011Read it
  • Distinguished by In re M. Children, 171 Misc. 2d 838 (1997)

    That section governs the taking of blood, hair or other samples from a respondent’s body (see, Schmerber v California, 384 US 757 [1966]), and is inapplicable to mental health examinations for which CPLR 3121 (a) specifically provides (Koump v Smith, 25 NY2d 287 [1969]; Watson v State of New York, 53 AD2d 798 [3d Dept 1976]).
    New York City Family CourtFeb 24, 1997Read it

The opinion

*773 Mr. Justice Black

with whom Mr. Justice Douglas joins,

dissenting.

I would reverse petitioner’s conviction. I agree with the Court that the Fourteenth Amendment made applicable to the States the Fifth Amendment’s provision that “No person . . . shall be compelled in any criminal case to be a witness against himself . . . .” But I disagree with the Court’s holding that California did not violate petitioner’s constitutional right against self-incrimination when it compelled him, against his will, to allow a doctor to puncture his blood vessels in order to extract a sample of blood and analyze it for alcoholic content, and then used that analysis as evidence to convict petitioner of a crime.

The Court admits that “the State compelled [petitioner] to submit to an attempt to discover evidence [in his blood] that might be [and was] used to prosecute him for a criminal offense.” To reach the conclusion that compelling a person to give his blood to help the State convict him is not equivalent to compelling him to be a witness against himself strikes me as quite an extraordinary feat. The Court, however, overcomes what had seemed to me to be an insuperable obstacle to its conclusion by holding that

“. . . the privilege protects an accused only from being compelled to testify against himself, or otherwise provide the State with evidence of a testimonial or communicative nature, and that the withdrawal of blood and use of the analysis in question in this case did not involve compulsion to these ends.” (Footnote omitted.)

I cannot agree that this distinction and reasoning of the Court justify denying petitioner his Bill of Rights’ guarantee that he must not be compelled to be a witness against himself.

*774 In the first place it seems to me that the compulsory extraction of petitioner’s blood for analysis so that the person who analyzed it could give evidence to convict him had both a “testimonial” and a “communicative nature.” The sole purpose of this project which proved to be successful was to obtain “testimony” from some person to prove that petitioner had alcohol in his blood at the time he was arrested. And the purpose of the project was certainly “communicative” in that the analysis of the blood was to supply information to enable a witness to communicate to the court and jury that petitioner was more or less drunk.

I think it unfortunate that the Court rests so heavily for its very restrictive reading of the Fifth Amendment’s privilege against self-incrimination on the words “testimonial” and “communicative.” These words are not models of clarity and precision as the Court’s rather labored explication shows. Nor can the Court, so far as I know, find precedent in the former opinions of this Court for using these particular words to limit the scope of the Fifth Amendment’s protection. There is a scholarly precedent, however, in the late Professor Wigmore’s learned treatise on evidence. He used “testimonial” which, according to the latest edition of his treatise revised by McNaughton, means “communicative” (8 Wigmore, Evidence § 2263 (McNaughton rev. 1961), p. 378), as a key word in his vigorous and extensive campaign designed to keep the privilege against self-incrimination “within limits the strictest possible.” 8 Wigmore, Evidence § 2251 (3d ed. 1940), p. 318. Though my admiration for Professor Wigmore’s scholarship is great, I regret to see the word he used to narrow the Fifth Amendment’s protection play such a major part in any of this Court’s opinions.

I am happy that the Court itself refuses to follow Professor Wigmore’s implication that the Fifth Amend *775 ment goes no further than to bar the use of forced self-incriminating statements coming from a “person’s own lips.” It concedes, as it must so long as Boyd v. United States, 116 U. S. 616 , stands, that the Fifth Amendment bars a State from compelling a person to produce papers he has that might tend to incriminate him. It is a strange hierarchy of values that allows the State to extract a human being’s blood to convict him of a crime because of the blood’s content but proscribes compelled production of his lifeless papers. Certainly there could be few papers that would have any more “testimonial” value to convict a man of drunken driving than would an analysis of the alcoholic content of a human being’s blood introduced in evidence at a trial for driving while under the influence of alcohol. In such a situation blood, of course, is not oral testimony given by an accused but it can certainly “communicate” to a court and jury the fact of guilt.

The Court itself, at page 764, expresses its own doubts, if not fears, of its own shadowy distinction between compelling “physical evidence” like blood which it holds does not amount to compelled self-incrimination, and “eliciting responses which are essentially testimonial.” And in explanation of its fears the Court goes on to warn that

“To compel a person to submit to testing [by lie detectors for example] in which an effort will be made to determine his guilt or innocence on the basis of physiological responses, whether willed or not, is to evoke the spirit and history of the Fifth Amendment. Such situations call to mind the principle that the protection of the privilege ‘is as broad as the mischief against which it seeks to guard.’ Counselman v. Hitchcock, 142 U. S. 547, 562 .”

A basic error in the Court’s holding and opinion is its failure to give the Fifth Amendment’s protection against *776 compulsory self-incrimination the broad and liberal construction that Counselman and other opinions of this Court have declared it ought to have.

The liberal construction given the Bill of Rights’ guarantee in Boyd v. United States, supra, which Professor Wigmore criticized severely, see 8 Wigmore, Evidence, § 2264 (3d ed. 1940), pp. 366-373, makes that one among the greatest constitutional decisions of this Court. In that case, at 634-635, all the members of the Court decided that civil suits for penalties and forfeitures incurred for commission of offenses against the law,

“. . . are within the reason of criminal proceedings for all the purposes of . . . that portion of the Fifth Amendment which declares that no person shall be compelled in any criminal case to be a witness against himself; . . . within the meaning of the Fifth Amendment to the Constitution . . . *

Obviously the Court’s interpretation was not completely supported by the literal language of the Fifth Amendment. Recognizing this, the Court announced a rule of constitutional interpretation that has been generally followed ever since, particularly in judicial construction of Bill of Rights guarantees:

“A close and literal construction [of constitutional provisions for the security of persons and property] deprives them of half their efficacy, and leads to gradual depreciation of the right, as if it consisted more in sound than in substance. It is the duty of courts to be watchful for the constitutional rights of the citizen, and against any stealthy encroach *777 ments thereon.” Boyd v. United States, supra, at 635 .

The Court went on to say, at 637, that to require “an owner to produce his private books and papers, in order to prove his breach of the laws, and thus to establish the forfeiture of his property, is surely compelling him to furnish evidence against himself.” The Court today departs from the teachings of Boyd . Petitioner Schmerber has undoubtedly been compelled to give his blood “to furnish evidence against himself,” yet the Court holds that this is not forbidden by the Fifth Amendment. With all deference I must say that the Court here gives the Bill of Rights’ safeguard against compulsory self-incrimination a construction that would generally be considered too narrow and technical even in the interpretation of an ordinary commercial contract.

The Court apparently, for a reason I cannot understand, finds some comfort for its narrow construction of the Fifth Amendment in this Court’s decision in Miranda v. Arizona, ante, p. 436. I find nothing whatever in the majority opinion in that case which either directly or indirectly supports the holding in this case. In fact I think the interpretive constitutional philosophy used in Miranda, unlike that used in this case, gives the Fifth Amendment’s prohibition against compelled self-incrimination a broad and liberal construction in line with the wholesome admonitions in the Boyd case. The closing sentence in the Fifth Amendment section of the Court’s opinion in the present case is enough by itself, I think, to expose the unsoundness of what the Court here holds. That sentence reads: *778 How can it reasonably be doubted that the blood test evidence was not in all respects the actual equivalent of “testimony” taken from petitioner when the result of the test was offered as testimony, was considered by the jury as testimony, and the jury’s verdict of guilt rests in part on that testimony? The refined, subtle reasoning and balancing process used here to narrow the scope of the Bill of Rights’ safeguard against self-incrimination provides a handy instrument for further narrowing of that constitutional protection, as well as others, in the future. Believing with the Framers that these constitutional safeguards broadly construed by independent tribunals of justice provide our best hope for keeping our people free from governmental oppression, I deeply regret the Court’s holding. For the foregoing reasons as well as those set out in concurring opinions of Black and Douglas, JJ., in Rochin v. California, 342 U. S. 165, 174, 177 , and my concurring opinion in Mapp v. Ohio, 367 U. S. 643, 661 , and the dissenting opinions in Breithaupt v. Abram, 352 U. S. 432, 440, 442 , I dissent from the Court’s holding and opinion in this case.

*777 “Since the blood test evidence, although an incriminating product of compulsion, was neither petitioner’s testimony nor evidence relating to some communicative act or writing by the petitioner, it was not inadmissible on privilege grounds.”

A majority of the Court applied the same constitutional interpretation to the search and seizure provisions of the Fourth Amendment over the dissent of Mr. Justice Miller, concurred in by Chief Justice Waite.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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