Opinion

Huss v. Gayden

  • 571 F.3d 442
  • 2009 U.S. App. LEXIS 12665
  • 2009 WL 1609390
Court
Court of Appeals for the Fifth Circuit
Filed
Jun 10, 2009
Status
Published
On the bench
Higginbotham, Demoss and Owen, Circuit Judges
Cited by
285 cases
Authority
More cited than 6.2%

indicating that a condition is "idiopathic" when "the medical community has a poor understanding of what causes it"

How later courts described this case

  • indicating that a condition is "idiopathic" when "the medical community has a poor understanding of what causes it"
  • explaining that Mississippi courts generally treat statutes of limitations as procedural and thus apply domestic limitations periods
  • holding that exclusion of rebuttal expert called “to rebut an untenable conclusion” was abuse of discretion
  • noting, in dictum, that evidence of injury by negligent prescription must be shown “to a reasonable degree of medical certainty”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT United States Court of Appeals

Fifth Circuit

FILED

June 10, 2009

No. 04-60962 Charles R. Fulbruge III

Clerk

BARBARA HUSS; RODNEY HUSS

Plaintiffs - Appellees

v.

JOHN OVERTON GAYDEN, M.D.; MEMPHIS OBSTETRICS AND

GYNECOLOGICAL ASSOCIATION PC

Defendants - Appellants

Appeal from the United States District Court for the

Northern District of Mississippi

Before HIGGINBOTHAM, DeMOSS, and OWEN, Circuit Judges.

DeMOSS, Circuit Judge:

In this medical malpractice diversity suit, defendants appeal a jury’s $3.5

million award to plaintiff Barbara Huss. We reverse and remand for a new trial.

I.

We begin with a brief overview of this litigation. Barbara Huss and her

husband Rodney Huss filed this lawsuit on June 30, 2000. The parties consented

to have the case heard before a magistrate judge. Trial was held in Greenville,

Mississippi on August 17–20, 2004. A jury of eight returned a general verdict in

favor of Barbara Huss and awarded her $3,500,000. The jury also returned a

verdict in favor of Rodney Huss, but awarded him nothing. A divided panel of

No. 04-60962

this Court concluded that the applicable Mississippi statute of limitations barred

the Husses’ claims as a matter of law. Huss v. Gayden (Huss I), 465 F.3d 201,

208-09 (5th Cir. 2006). The Husses requested rehearing en banc. A poll was

taken and a majority of the judges in active service and not disqualified did not

vote in favor of granting rehearing en banc. Huss v. Gayden (Huss II), 2006 WL

5013195, at *1 (5th Cir. Dec. 27, 2006) (per curiam). However, this panel granted

rehearing before the panel. In light of the Mississippi Supreme Court’s opinion

in Sutherland v. Ritter, 959 So. 2d 1004 (Miss. 2007), a panel majority sua sponte

requested that the Mississippi Supreme Court accept a certified question

regarding the statute of limitations. Huss v. Gayden (Huss III), 508 F.3d 240,

245-48 (5th Cir. 2007). The Mississippi Supreme Court accepted the question,

and held that defendants’ limitations defense fails as a matter of law. See Huss

v. Gayden (Huss IV), 991 So. 2d 162, 165 (Miss. 2008). We now vacate our prior

decision and address the remaining issues.

II.

This is a medical malpractice suit against a physician and a professional

corporation of physicians. Barbara and Rodney Huss, citizens of Mississippi,

allege that defendants John Gayden and Memphis Obstetrics and Gynecological

Association PC (“Memphis OB/GYN”), citizens of Tennessee, negligently

administered the drug Terbutaline sulfate 1 to Barbara during her pregnancy.

The manufacturer of Terbutaline was not sued.

The Husses argued at trial that defendants breached the standard of care

by administering subcutaneous Terbutaline to Barbara as a tocolytic (an agent

to slow or halt premature labor contractions), the prescription of a tocolytic

without physical examination by a physician, the prescription of any tocolytic

when Barbara was not actually in labor, and the prescription of Terbutaline for

1

Terbutaline sulfate is the generic name for Brethine. We refer to the drug throughout

as Terbutaline.

2

No. 04-60962

four weeks when there was no indication that Barbara was in labor. The Husses

also said Barbara would not have consented to treatment with Terbutaline had

she been informed of the risks. The Husses say Terbutaline caused Barbara to

develop cardiomyopathy,2 pulmonary edema, and congestive heart failure.

A.

Barbara became the patient of Dr. Andrea Giddens, a member of Memphis

OB/GYN, on February 17, 1998. At that time, Barbara was twenty-seven weeks

pregnant, and had a due date of May 17. Barbara informed Dr. Giddens that her

medical history included one childbirth by Cesarian section, three miscarriages,

prior ovarian cysts, and hypertension. Barbara’s medical conditions and factors

on February 17 included: weight gain of forty to fifty pounds during pregnancy,

swelling, near-constant nausea and vomiting, gestational diabetes (i.e.,

pregnancy-induced diabetes), and continued cigarette smoking throughout

pregnancy. Dr. Giddens believed that the “excessive” weight gain was due in

part to retention of excess fluid, or edema, as well as excessive eating. Dr.

Giddens concluded that Barbara had a “high-risk pregnancy” and directed her

to cease working for the remainder of her term.

On March 8, 1998, when Barbara was thirty weeks pregnant, she felt

increasing cramping and pressure. She experienced contractions five to ten

minutes apart, and she thought she was in labor. She sought treatment from

Memphis OB/GYN’s emergency room at 11:15 p.m. The on-call physician, Dr.

John Albritton, attempted to stop the contractions. He did not personally

examine Barbara, but communicated by telephone with a nurse, first ordering

intravenous hydration and the drug Stadol. When contractions continued, Dr.

Albritton ordered subcutaneous injections of Terbutaline. Barbara was given two

2

The terms “cardiomyopathy,” “postpartum cardiomyopathy,” “peripartum

cardiomyopathy,” and “peripartal cardiomyopathy” all refer to the same condition for purposes

of this litigation.

3

No. 04-60962

injections, and the contractions ceased within a few hours. The next morning,

March 9, 1998, defendant Dr. John Gayden, a Memphis OB/GYN physician,

prescribed administration of 2.5 milligram oral Terbutaline tablets. Barbara

initially received 30 pills, and was to take a pill every six hours. The prescription

was refilled three times, meaning Barbara received 120 pills, or a supply for

approximately four weeks. Although contractions had ceased, Dr. Gayden

prescribed Terbutaline prophylactically to prevent the recurrence of pre-term

contractions and to forestall premature labor and delivery. Barbara was

discharged from the hospital on the morning of March 9.

On March 10, 1998, Barbara returned to Memphis OB/GYN for a follow-up

examination by Dr. Giddens. Barbara was experiencing occasional contractions

at that time. Dr. Giddens concurred in the prophylactic prescription of oral

Terbutaline as a tocolytic. At trial, Dr. Giddens was recognized as an expert in

obstetrics and gynecology. She testified that she was concerned with Barbara’s

past Cesarian section. Dr. Giddens said: “I was concerned about her contracting

at home and the risk for contractions . . . with a prior section is uterine rupture,

which can be devastating. The baby can die. The mother can die. So I did not

want her to have contractions regularly.” Moreover, Dr. Giddens testified that

premature delivery would have severe adverse impacts on the health of the

child. Dr. Giddens said she believed it was medically proper, and within the

standard of care, to prescribe Terbutaline prophylactically as a tocolytic.

Terbutaline is labeled for treatment of asthma, but Dr. Giddens indicated that,

when prescribed off-label as a tocolytic, it is safe, effective, and appropriate. Dr.

Giddens indicated that because Barbara had not shown any signs of high blood

pressure or heart problems, it was not necessary to conduct cardiac tests prior

to prescribing the drug.

Aside from her treatment for premature contractions on March 8–10, 1998,

Barbara experienced other complications that caused her to seek emergency

4

No. 04-60962

treatment on several occasions before her daughter Hannah Marie Huss was

delivered on May 6, 1998. Although disputed by defendants at trial, Barbara,

members of her family, and an acquaintance testified that Barbara experienced

severe shortness of breath. Barbara testified that for two and one-half to three

months before delivery, she had severe shortness of breath. On March 20, 1998,

during a family outing, Barbara felt leaking and contractions five minutes apart.

She thought that her water had broken. She testified that she also experienced

shortness of breath. Barbara was placed on oxygen by emergency medical

technicians and transported to a hospital. On April 5, 1998, Barbara felt

uncontrollable leaking and sought treatment at a local emergency room. On

Easter Sunday, April 12, 1998, Barbara experienced shortness of breath during

a family dinner and once more sought treatment at an emergency room. In late

April, Barbara was prescribed antibiotics for an ear infection. Barbara testified

that in the weeks preceding Hannah’s birth, she experienced such severe

shortness of breath that she had trouble speaking and slept sitting up.

Barbara continued to see Dr. Giddens and the physicians at Memphis

OB/GYN until the delivery of Hannah. She testified that she did not remember,

however, when she obtained her last Terbutaline refill. When asked whether the

date April 6, 1998 was correct, Barbara said: “It was in April sometime. I don’t

know the exact date.” She recalled that she received 30 pills, or a one-week

supply. While testifying, Barbara reviewed her own medical records. She was

asked whether it was noted that she was still on Terbutaline on April 15. She

indicated that the records said as much. When asked if she continued to take

Terbutaline after this point, Barbara said yes. When asked whether she was

taking Terbutaline on April 28, she also answered yes. Barbara’s medical records

indicate, however, that the drug was discontinued on April 21, 1998. A record

from Barbara’s treatment for ear infection, filled out on April 23, 1998, lists the

medications Barbara was taking; Terbutaline is not listed. When asked how a

5

No. 04-60962

four-week supply that should have run out in mid-April lasted so long, and how

the final week’s refill lasted well over two weeks, Barbara explained that she did

not always take four pills per day as instructed, but skipped a dose if she was

sleeping well. But she insisted that this seldom occurred, and she generally took

Terbutaline as she was told. Barbara also testified that after Hannah’s birth she

still had one or two Terbutaline tablets “left over.”

By May 5, 1998, Barbara was experiencing severe swelling in her legs. Dr.

Giddens testified that at that time, Barbara had toxemia. Toxemia is also known

as preeclampsia; this is high blood pressure during pregnancy. Toxemia can lead

to eclampsia, a seizure of pregnancy, in which the baby can lose oxygen and

suffer retardation, cerebral palsy, or death. Dr. Giddens instructed Barbara to

go to the hospital for delivery. Barbara’s OB Assessment Record from the date

of her admittance, May 5, 1998, does not indicate that she was taking

Terbutaline at that time. At the hospital on May 5, attempts were made to

induce labor. They were unsuccessful. The next day, May 6, 1998, Dr. Gus

Giddens, the husband of Dr. Andrea Giddens, successfully performed a Cesarian

section, and Hannah was born healthy. Barbara was discharged from the

hospital on May 9, 1998. Her medical records from the four days Barbara spent

in the hospital indicate that she was breathing normally and without difficulty.

After returning home on May 9, Barbara experienced shortness of breath.

She took one of the Terbutaline tablets that she had “left over.” She had heard

that Terbutaline is used to open the bronchial tubes of asthma sufferers, and she

believed the Terbutaline would ameliorate the shortness of breath. However, at

some point later that evening, Barbara leaned back and could not breathe. In the

early morning hours of May 10, she was taken to the emergency room of

Methodist South in Memphis. This facility is not a defendant and is not affiliated

with defendants.

6

No. 04-60962

On May 10, 1998, Barbara was diagnosed by three physicians at Methodist

South with peripartum cardiomyopathy, pulmonary edema, and congestive heart

failure. Cardiomyopathy refers to a weak heart muscle. The condition can be

temporary or chronic. Dr. Gary Murray, Barbara’s treating cardiologist at the

time of trial, testified that peripartum cardiomyopathy “is defined as the

development of congestive heart failure in a woman occurring within one month

of delivery or by five months after delivery,” where there is “no other obvious

cause” for the disorder. Dr. Murray said that peripartum cardiomyopathy is a

rare condition occurring in one in three thousand to fifteen thousand births.

Congestive heart failure is the inability of the heart to contract normally,

causing a backup of fluid in the heart and throughout the body. Cardiologists

measure its severity by the ejection fraction, which is the measure of the heart’s

ability to pump. This condition can be temporary or chronic. Pulmonary edema

is the presence of fluid seeping from the vessels of the lungs into the air sacs of

the lungs. The condition inhibits breathing and can be life-threatening or fatal.

It is normally a temporary condition which can be completely remedied.

Testimony was presented that congestive heart failure can be associated with

pulmonary edema, as the presence of excess fluid in the lungs may inhibit the

heart’s ability to move fluid throughout the body effectively.

An ER physician, who is not a defendant in this case, and Dr. Albritton,

who was a member of Memphis OB/GYN, saw Barbara at Methodist South and

each diagnosed her conditions. Dr. Albritton requested that Barbara be

transferred to Methodist Hospital in Germantown (also not a defendant) and

that Dr. McDonald, a cardiologist, consult with her, which he did. That same

day, Dr. McDonald diagnosed Barbara as having cardiomyopathy and congestive

heart failure. Her medical records from these admissions reflect severe shortness

of breath and Barbara’s statement that she had been complaining of shortness

of breath for the last three months.

7

No. 04-60962

Barbara continued to see Dr. McDonald as her treating cardiologist

through the fall of 1998. In October of that year, he released her to return to

light work. Barbara testified that she felt worse after this and that her

grandparents referred her to another cardiologist, Dr. Murray, whom she

consulted in November of 1998. He concurred in the diagnosis of cardiomyopathy

and continued to treat Barbara through the time of trial. At the time of trial,

Barbara had made some progress, but continued to suffer from cardiomyopathy.

Through treatment by Dr. Murray, Barbara’s ejection fraction increased from

the low range (around 30%) in late 1998, to the low-normal range (50–55%) at

the time of Dr. Murray’s deposition on July 31, 2004. However, Barbara had

developed orthostatic hypotension, which is a drop in blood pressure while the

patient is standing. Because of this condition, which Dr. Murray could not say

was related to cardiomyopathy, Barbara had to stop taking the drug Coreg.

Coreg had helped to raise Barbara’s ejection fraction. Dr. Murray testified that,

although he had observed “a substantial improvement in her ejection fraction,”

Barbara’s cardiomyopathy and associated congestive heart failure would likely

remain life-long problems. Dr. Murray believed that these conditions endangered

Barbara’s life and necessitated continual medication and frequent treatment.

However, Barbara no longer had pulmonary edema at the time of trial.

B.

In June of 1999, Barbara and Rodney Huss sued Dr. Andrea Giddens for

medical malpractice. Dr. Giddens was Barbara’s primary treating physician at

Memphis OB/GYN until Hannah’s birth and Barbara’s discharge from the

hospital on May 9, 1998. The suit against Dr. Giddens was dismissed on

jurisdictional grounds.

Barbara testified that it was not until “shortly” or “less than a year” before

the present suit was filed on June 30, 2000, that she became aware that her

medical records had been reviewed by experts and that those experts had

8

No. 04-60962

concluded that the administration of Terbutaline and the course of treatment by

the defendants constituted negligence which may have caused or contributed to

her development of cardiomyopathy, congestive heart failure, and pulmonary

edema. She did not explain why or how she obtained these expert opinions or

why she did not or could not have obtained them earlier.

The jury heard conflicting evidence regarding the standard of obstetrical

care and whether it was breached. The Husses presented evidence that although

Terbutaline is used “off label” by obstetricians to slow or halt preterm

contractions, it should not be used when the cervix has not dilated and there is

no preterm labor, and that it should not have been administered for four weeks.

In contrast, Dr. Giddens testified that it is safe to use Terbutaline for obstetrical

patients, and that this was a common and accepted practice among obstetricians

in cases like Barbara’s.

Whether Terbutaline can cause cardiomyopathy, and whether it did cause

Barbara’s cardiomyopathy, was heavily disputed at trial. Dr. Murray, Barbara’s

treating cardiologist, agreed in his deposition, which was submitted into

evidence, that peripartum cardiomyopathy is idiopathic, meaning the

“pathogenesis is not known.” In other words, idiopathic means that the etiology

or medical cause of the condition is unknown. Dr. Murray agreed that diagnosis

of the condition results from a “diagnosis of exclusion,” which he said means that

“one can find no other reason for the cardiomyopathy other than the fact that the

woman was pregnant.” In contrast, the Husses’ primary causation expert, Dr.

Frederick Carlton, Jr., testified that Terbutaline is known in the medical

community to cause cardiomyopathy. Dr. Carlton opined that if Barbara had

experienced shortness of breath out of proportion to what a physician would

expect in a late-term pregnancy “beginning a couple of months before [delivery],”

such a fact “moves it less and less from just the idiopathic peripartum

cardiomyopathy” and led him to believe that Terbutaline caused or contributed

9

No. 04-60962

to Barbara’s heart and lung conditions. It was significant to him that the

medical records from Barbara’s readmission on May 10, 1998, reflected her

statements that she had suffered from severe shortness of breath for about two

months before the birth of Hannah.

Other experts testified that, while the causes of peripartum

cardiomyopathy are unknown, risk factors include multiple pregnancies,

excessive weight gain during pregnancy, smoking, and toxemia. Barbara

exhibited all of these by the end of her pregnancy.3 Defendants sought to elicit

testimony from their expert, Dr. Reddix, that medical literature relied upon by

Dr. Carlton in forming his opinion does not show a causative relationship

between Terbutaline and cardiomyopathy. The magistrate judge did not permit

Dr. Reddix to state this opinion, as this was “outside the area of his expertise.”

On the final day of trial, following the cross-examination of defendants’ last

expert witness, Dr. Martin Tucker, the magistrate judge quipped in the presence

of the jury: “Redirect? His meter is running.”

The parties agreed that Tennessee’s substantive law of medical

malpractice governed. The Husses sought to recover on theories of negligence in

administering Terbutaline and a lack of informed consent—reasoning that if

Barbara had been informed of the risks of Terbutaline, she would not have

consented to treatment with that drug. Defendants objected to the informed

consent instruction on the basis that in Tennessee, the theory does not apply

between a physician prescribing therapeutic drugs and a patient. The objection

was overruled, and the instruction was given to the jury.

During closing argument, the Husses’ attorney said the defendants did not

produce medical literature to support their arguments. Defendants’ counsel

objected to this as a mis-characterization of events at trial. The magistrate

3

Other risk factors which Barbara did not exhibit include age over 30 years, and

African-American race.

10

No. 04-60962

overruled the objection because “[t]his is counsel’s view of the matter.”

Ultimately, the jury rendered a general verdict. On a hand-written piece of note

paper, the jury found for Barbara Huss and awarded her $3,500,000. The jury

also found for Rodney Huss but awarded him no damages. The court entered

judgment on the verdict. The defendants filed a motion for judgment as a matter

of law, or in the alternative, for a new trial. This was denied.

The defendants appealed, arguing that: (1) the Husses’ claims are barred

by the statute of limitations, (2) there is insufficient evidence to prove that

Terbutaline caused Barbara Huss’s injuries, (3) the magistrate judge improperly

excluded portions of Dr. Reddix’s testimony regarding causation, (4) there were

errors in the jury charge, (5) the judge’s comment about Dr. Tucker’s “meter”

was prejudicial, and (6) the judge failed to correct a mischaracterization of the

evidence by the Husses’ counsel during closing arguments.

III.

The basis of the trial court’s jurisdiction was diversity of citizenship. The

Husses are citizens of Mississippi, defendants are citizens of Tennessee, and the

amount in controversy exceeds $75,000. See 28 U.S.C. § 1332.4 In diversity cases,

we apply federal procedural and evidentiary rules, and the substantive laws of

the forum state. Erie R.R. Co. v. Tompkins, 304 U.S. 64, 78 (1938). Under the

Erie doctrine, federal courts apply the statute of limitations that the forum state

would apply. See Guar. Trust Co. v. York, 326 U.S. 99, 109-10 (1945). We also

apply the forum state’s choice of law rules. See Denman v. Snapper Div., 131

F.3d 546, 548 (5th Cir. 1998). This may require applying one state’s statute of

limitations and another state’s substantive law. See, e.g., Boardman v. United

Svcs. Auto. Ass’n, 470 So. 2d 1024, 1031 (Miss. 1985) (“[T]he law of a single state

does not necessarily control every issue in a given case.”). This case was tried in

4

The parties consented to have this case tried by a magistrate judge. See 28 U.S.C. §

636(c). We have appellate jurisdiction pursuant to 28 U.S.C. § 1291 and § 636(c)(3).

11

No. 04-60962

Mississippi. The court applied Mississippi’s medical malpractice statute of

limitations, and instructed the jury according to Tennessee medical malpractice

law. The parties never objected to this choice of law. On appeal, the parties have

briefed limitations under Mississippi law, and briefed sufficiency of the evidence

and propriety of the jury instructions under Tennessee law.

Even had either party preserved an objection to this choice of law, which

the parties plainly did not, see Kucel v. Walter E. Heller & Co., 813 F.2d 67, 74

(5th Cir. 1987), we are confident that it was proper to apply Mississippi’s statute

of limitations and Tennessee’s law of medical malpractice. Mississippi courts

generally treat statutes of limitations as procedural and thus apply domestic

limitations periods. See Allison v. ITE Imperial Corp., 928 F.2d 137, 144 (5th

Cir. 1991); cf. Williams v. Taylor Mach., Inc., 529 So. 2d 606, 609 (Miss. 1988),

superseded on other grounds by statute, Miss. Laws, ch. 486, § 17.05 (1987), as

recognized in S. Pac. Transp. Co. v. Fox, 609 So. 2d 357, 361-62 (Miss. 1992).5 In

matters of substantive tort law, Mississippi follows the “center of gravity” test

of the Restatement (Second) of Conflicts of Law, under which a court applies the

law of the state with the most substantial contacts with the parties and the

subject matter of the action. See Mitchell v. Craft, 211 So. 2d 509, 515 (Miss.

1968) (citing Restatement (Second) of Conflicts of Law § 145). A court must

consider the place of injury, the place where the negligent conduct occurred, the

domicile or residence of the parties, and the place where the parties’ relationship

is centered. Price v. Litton Sys., Inc., 784 F.2d 600, 603 (5th Cir. 1986) (citing

Mitchell, 211 So. 2d at 515).

5

Mississippi courts treat foreign statutes of repose as substantive, and observe

limitations imposed by such statutes. See Wayne v. Tenn. Valley Auth., 730 F.2d 392, 400-02

(5th Cir. 1984) (holding that, while Mississippi courts typically apply domestic statutes of

limitations, Tennessee’s 10-year statute of repose applied to cut off plaintiffs’ right of action).

Because the Husses filed suit within the three-year period of Tennessee’s medical malpractice

repose statute, this exception is not implicated. See TENN . CODE ANN . § 29–26–116(a)(3) (2006

supp.).

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No. 04-60962

The defendants reside in Tennessee, and the parties’ relationship was

centered in Memphis. The breach of the standard of care, if any, occurred at the

Memphis OB/GYN clinic, where Barbara was administered subcutaneous

Terbutaline and prescribed oral Terbutaline. On the other hand, the Husses

reside in Mississippi, and Barbara has suffered harm chiefly in that state. On

balance, we believe that the “center of gravity” in this case is in Tennessee, and

that Mississippi does not have a more significant relationship to the case. See,

e.g., Bledsoe v. Crowley, 849 F.2d 639, 642-43 (D.C. Cir. 1988) (applying

Restatement and holding that where patient-physician relationship was based

in Maryland, Maryland law applied to D.C. resident’s medical malpractice

claim); cf. Denman, 131 F.3d at 549 (“Under Mississippi law, the substantive law

of the place of injury controls unless another state has a more significant

relationship to the occurrence and the parties.”) (citation omitted).

IV.

Because the limitations issue was potentially dispositive, this panel

initially addressed that issue. A panel majority held that, as a matter of federal

procedural law, defendants had preserved the argument that they were entitled

to judgment as a matter of law. Huss I, 465 F.3d at 205 (“There was no jury

question submitted concerning the date the Husses’ cause of action accrued;

therefore, defendants can prevail on their statute of limitations defense only if

the Husses’ claims accrued before June 30, 1998 as a matter of law.”). The panel

then held that, under Mississippi law, Barbara knew or should have known of

a connection between the defendants’ conduct and her injuries on the day she

was diagnosed with cardiomyopathy, May 10, 1998. Id. at 207-08 (citing Wright

v. Quesnel, 876 So. 2d 362, 367 (Miss. 2004)). In light of the fact that the Husses

filed suit two years and forty days after this time, the majority held that the

Husses’ claims were time-barred as a matter of law under Mississippi’s medical

13

No. 04-60962

malpractice statute of limitations. Id.; see M ISS. C ODE A NN. § 15–1–36.6 The

majority vacated the jury’s verdict and rendered judgment in defendants’ favor.

Huss I, 465 F.3d at 208-09. Judge Higginbotham dissented.

The Husses requested rehearing en banc. This failed: a majority of the

judges in active service and not disqualified did not vote in favor of granting

rehearing en banc. Huss II, 2006 WL 5013195, at *1. However, the panel sua

sponte granted rehearing by the panel. Id. The Mississippi Supreme Court

subsequently issued its opinion in Sutherland v. Ritter, 959 So. 2d 1004 (Miss.

2007). A majority of this panel concluded that no case of the Mississippi

Supreme Court was clearly controlling. See Huss III, 508 F.3d at 245-48. The

panel majority requested that the Mississippi Supreme Court accept the

following certified question:

When the alleged negligence is (1) administration of a drug by a

physician, or (2) failure to disclose what a reasonable practitioner

would have disclosed about the risks of a drug, and experts disagree

as to whether the drug caused the plaintiff’s injuries, is the date

that the alleged act, omission or neglect might, with reasonable

diligence, have been first known or discovered by the plaintiff the

date her condition or illness is diagnosed by non-defendant

physicians or experts, or the date the pertinent facts are available

in medical records, or is limitations tolled until one in a series of

physicians or other experts the plaintiff consults first tells her that

the drug caused her condition or illness?

Id. at 241-42. Judge Higginbotham dissented from certification. Id. at 248-55

(Higginbotham, J., dissenting).

6

The statute provides in relevant part:

[N]o claim in tort may be brought against a licensed physician [or] hospital . . . for

injuries or wrongful death arising out of the course of medical, surgical or other

professional services unless it is filed within two (2) years from the date the alleged act,

omission or neglect shall or with reasonable diligence might have been first known or

discovered.

§ 15–1–36(1), (2). While a statutory change took effect for claims accruing on or after July 1,

1998, the change does not affect the issues presented in this case. See id.

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No. 04-60962

The Mississippi Supreme Court accepted the certified question. The

Supreme Court’s response—that the Husses’ claims are not prescribed a matter

of law—has resolved the limitations issue, and we vacate our prior disposition

of this and hold that the magistrate judge properly denied defendants’ motion

for directed verdict on limitations grounds. The panel necessarily retains

jurisdiction of the remainder of the issues raised by the defendants in this

appeal. The five other points of error asserted by defendants are: sufficiency of

evidence to establish causation, the ruling on Dr. Reddix’s expert testimony,

prejudicial comments by the magistrate judge, the correctness of the jury

instructions, and mis-characterization of evidence during closing argument.

V.

We now take up the argument that the magistrate judge erred in striking

portions of the testimony of the defendants’ causation expert, Dr. Reddix. We

hold that the magistrate judge erred in prohibiting Dr. Reddix from expressing

opinions on medical causation, and that such error was not harmless.

A.

State law governs the substance of this case, but “the Federal Rules of

Evidence control the admission of expert testimony.” Mathis v. Exxon Corp., 302

F.3d 448, 459 (5th Cir. 2002).7 Experts qualified by “knowledge, skill, experience,

training or education” may present opinion testimony to the jury. F ED. R. E VID.

702. “A party seeking to introduce expert testimony must show ‘(1) the testimony

is based upon sufficient facts or data, (2) the testimony is the product of reliable

principles and methods, and (3) the witness has applied the principles and

methods reliably to the facts of the case.’” Smith v. Goodyear Tire & Rubber Co.,

495 F.3d 224, 227 (5th Cir. 2007) (quoting F ED. R. E VID. 702). The trial courts act

as “gate-keepers” which make a “preliminary assessment of whether the

7

The parties’ briefing of admissibility of expert testimony under Tennessee law is

therefore not relevant.

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No. 04-60962

reasoning or methodology underlying the testimony is scientifically valid and of

whether that reasoning or methodology properly can be applied to the facts in

issue.” Pipitone v. Biomatrix, Inc., 288 F.3d 239, 243-44 (5th Cir. 2002) (quoting

Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 592-93 (1993)).

Whether an individual is qualified to testify as an expert is a question of

law. Mathis, 302 F.3d at 459 (citing F ED. R. E VID. 104(a)). However, we review

the admission or exclusion of expert testimony for an abuse of discretion. See St.

Martin v. Mobil Exploration & Producing U.S. Inc., 224 F.3d 402, 405 (5th Cir.

2000). “A district court should refuse to allow an expert witness to testify if it

finds that the witness is not qualified to testify in a particular field or on a given

subject.” Wilson v. Woods, 163 F.3d 935, 937 (5th Cir. 1999). Rule 702 does not

mandate that an expert be highly qualified in order to testify about a given

issue. Differences in expertise bear chiefly on the weight to be assigned to the

testimony by the trier of fact, not its admissibility. See Daubert, 509 U.S. at 596

(“Vigorous cross-examination, presentation of contrary evidence, and careful

instruction on the burden of proof are the traditional and appropriate means of

attacking shaky but admissible evidence.”); Holbrook v. Lykes Bros. S.S. Co.,

Inc., 80 F.3d 777, 782 (3d Cir. 1996) (reasoning that “most arguments about an

expert’s qualifications relate more to the weight to be given the expert’s

testimony than to its admissibility”). Rulings are subject to harmless error

analysis, under which an incorrect ruling will be affirmed unless it affected a

substantial right of the complaining party. See St. Martin, 224 F.3d at 405.

B.

Defendants designated Dr. Reddix as an expert witness. Dr. Reddix has

a medical degree, a master’s degree in public health, and is board-certified in

internal medicine. At the time of trial he had fifteen years of experience as an

internist. He stated that he had knowledge of cardiac conditions and toxicology

from medical school and his training as an internist. He had treated pregnant

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patients, and had treated patients with heart diseases, cardiomyopathy, and

pulmonary edema. Defendants’ counsel asked Dr. Reddix whether he had

studied Barbara’s medical records and the medical literature relied upon by the

Husses’ experts; Dr. Reddix said he had. Counsel then asked whether he had an

opinion, “based upon reasonable medical probabilities and your education,

training, and experience as a physician, as well as your review of the materials

I just read, as to whether or not Terbutaline caused or contributed to the

cardiomyopathy suffered by Barbara Huss?” The Husses’ attorney objected on

the basis that Dr. Reddix had stated in his Rule 26 report that he did not know

the cause of Barbara’s cardiomyopathy because the condition is idiopathic.8

The magistrate judge requested that the attorneys discuss the objection

outside the presence of the jury. In chambers, the following exchange occurred:

The Court: Now, on what basis is this witness qualified to offer any

opinion about whether administering Terbutaline did or

did not cause cardiomyopathy here?

Defendants’ Counsel: He’s an internal medicine physician who

treats patients with cardiomyopathies. He has a degree

from Harvard in Public Health, including studying

statistics. He’s reviewed the medical literature. I mean,

he has patients all the time who have cardiomyopathy.

He knows the drug interactions.

The Court: I don’t know about that last statement. I’m inclined to

think this is outside the area of his expertise.

Focusing on Dr. Reddix’s lack of “experience or training” which would “enable[]

him to say that the administration of this drug did or did not probably cause

cardiomyopathy,” the magistrate judge sustained the objection. The magistrate

8

Contrary to the objection made by the Husses’ counsel, Dr. Reddix said in his expert

report that Barbara’s cardiomyopathy “cannot be said to have been caused . . . by the

administration of oral Terbutaline.” The report has detailed criticism of the medical literature

on which the plaintiffs’ experts relied. Dr. Reddix also attaches a study involving 9,000

patients in which few, if any, had cardiomyopathy.

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judge did not focus on whether the opinion was beyond the scope of the opinions

set forth in Dr. Reddix’s Rule 26 report.

Following this ruling, defendants’ counsel asked Dr. Reddix outside of the

presence of the jury to state in narrative form the basis for his opinion that

Terbutaline did not cause or contribute to Barbara Huss’s cardiomyopathy. Dr.

Reddix said: “Basically, there’s no established evidence that has been tested and

published in major journals or the [Physician’s Desk Reference] that it causes

cardiomyopathy.” Counsel then asked “what in the medical records caused you

to believe that Terbutaline is not the causative agent?” Dr. Reddix said one could

not deduce a causative relationship because the articles relied on by the Husses’

experts had very small sample sizes, and additionally, some articles may have

confused pulmonary edema with cardiomyopathy. By contrast, Dr. Reddix was

prepared to testify based upon a study of 9,000 patients who took Terbutaline

and did not develop cardiomyopathy.9 The thrust of the proffered testimony was

that Terbutaline could not be said to be the cause of Barbara’s cardiomyopathy,

and that the cause of her condition could not be determined, i.e., the condition

is idiopathic. Following the proffer, the jury returned to the courtroom. The

magistrate judge explained to the jury: “I have sustained an objection to the

opinion Dr. Reddix was requested to express on the ground that it was outside

the field of his expertise.” Defendants then called their next witness.

After trial, defendants moved for a new trial in part due to the allegedly

erroneous exclusion of Dr. Reddix’s testimony. The magistrate judge denied this

motion in a written order, reasoning:

9

Dr. Reddix testified in part:

[M]any of the articles that they talk about were very, very small studies. And the

possibility of chance occurrences were very high. When you had four people out [of] 16,

where it only occurs in one in 5,000 to 10,000 patients. So a lot of times the journals

that were listed [by the Husses’ experts] also confused what was said about pulmonary

edema as a part of the problem, which would lead to a cardiomyopathy in any of those

studies.

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Dr. Reddix’s resume . . . reveals the deficiencies in Dr. Reddix’s

background and experience insofar as a causation expert in this case

is concerned. Dr. Reddix has virtually no experience in obstetrics

and gynecology and no experience whatsoever with Terbutaline.

Since 1991, Dr. Reddix’s employment has primarily been as a staff

physician for the Job Corp [sic], the Student Health Center of

Jackson State University, and the Hinds County Detention Center.

There is simply nothing in Dr. Reddix’s background which entitled

him to express opinions as to whether Terbutaline caused the

plaintiff’s cardiomyopathy or whether the cardiomyopathy was

idiopathic.

Defendants note that Dr. Reddix had a medical degree, was board-certified

in internal medicine, practiced internal medicine for fifteen years, treated

patients with heart conditions—some of whom were pregnant, was “familiar

with the term cardiomyopathy,” treated patients with enlarged hearts and

cardiomyopathy, and prescribed drugs similar to Terbutaline. Moreover, “Dr.

Reddix’s anticipated testimony was a natural extension of his medical and public

health training and his experience as a practicing physician of fifteen years.”

Defendants posit that this qualified Dr. Reddix to opine that the medical

literature and Barbara’s records did not allow one to infer that Terbutaline

causes cardiomyopathy, or that it caused it in Barbara’s case. Defendants say

Dr. Reddix was at least as qualified to give causation testimony as was Dr.

Carlton, the Husses’ main expert on causation. Defendants argue that the ruling

was prejudicial because it prevented them from challenging the Husses’

causation testimony and Dr. Carlton’s characterization of the medical literature.

The Husses note that Dr. Reddix was neither a cardiologist nor a

toxicologist. Relying on Tanner v. Westbrook, 174 F.3d 542 (5th Cir. 1999),

superseded in part by rule on other grounds, F ED. R. E VID. 103(a) (2000), as

recognized in Mathis, 302 F.3d at 459 n.16, the Husses argue that Dr. Reddix

could not have provided competent testimony about whether a particular heart

condition (cardiomyopathy) can be, or in Barbara’s case, was caused by a

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No. 04-60962

particular drug (Terbutaline). The Husses also aver that even if the ruling was

wrong, defendants did not suffer prejudice because other experts presented

similar opinions to those Dr. Reddix was prepared to express, except for the

claim that the studies relied on by Dr. Carlton are illogical.

C.

We believe that the exclusion of Dr. Reddix’s opinion testimony was an

abuse of discretion. Dr. Reddix reviewed Barbara’s records and the medical

literature relied on by the Husses. Through Dr. Reddix’s testimony, the

defendants sought primarily to discredit the contention that Terbutaline is a

known cause of cardiomyopathy, and consequently, that Terbutaline more likely

than not caused Barbara’s cardiomyopathy. Dr. Reddix did not need to be board-

certified in cardiology or toxicology to explain that the studies relied on by the

Husses do not prove a causative relationship—especially given the very small

number of patients in those studies. Dr. Reddix’s training and experience as a

medical professional qualify him to tell the jury why the literature does not

establish a causal link. Moreover, Dr. Reddix identified a study of over 9,000

people which tended to undermine the Husses’ claims. In short, Dr. Reddix’s

education and knowledge allowed him to form a reliable opinion as to whether,

as a general matter, Terbutaline causes cardiomyopathy.

We think that the more general nature of Dr. Reddix’s conclusions helps

to distinguish the present case from Tanner. There, all experts agreed as a

general matter that birth asphyxia can cause cerebral palsy. 174 F.3d at 548.

The issue was more specific: whether the defendants’ failure to properly treat a

newborn baby’s birth asphyxia caused the baby’s cerebral palsy, or whether the

cerebral palsy was caused by another event. See id. at 547-48. We held that it

was erroneous to admit an expert’s opinion that the defendants’ actions led to

the baby’s cerebral palsy when the medical literature did not support this theory

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of causation, the expert had not examined the baby, and the expert also had no

personal experience that would validate his theory. Id. at 548.

In this case, the parties fought mainly over whether Terbutaline can cause

cardiomyopathy. The Husses’ expert, Dr. Carlton (who is a toxicologist, not a

cardiologist), relied on this general premise when opining that Terbutaline

caused Barbara’s cardiomyopathy. Dr. Carlton explained that he formed his

opinion in part by exclusion. Specifically, he believed Terbutaline was the culprit

because he could not identify or think of any other reason that Barbara would

develop cardiomyopathy. The main purpose of Dr. Reddix’s opinion was to rebut

an untenable conclusion. Dr. Reddix’s knowledge qualified him to tell the jury

that Dr. Carlton’s inferential leap was unsupported by medical literature, and

that in his judgment, Barbara’s peripartum cardiomyopathy was idiopathic. We

do not think that Dr. Reddix needed to be specialized in cardiology or toxicology

to act as a counterpoint to the Husses’ experts.

The magistrate judge focused on the fact that Dr. Reddix had less training

and experience with Terbutaline than Dr. Carlton. This missed the purpose for

which defendants sought to elicit Dr. Reddix’s opinion. Moreover, the Daubert

standards are flexible, and the most important question is not whether one

party’s expert is more qualified than the other’s, but rather, whether an expert’s

testimony is reliable. See id. at 547. We believe that there were sufficient indicia

in this case that Dr. Reddix would provide a reliable opinion in rebuttal to Dr.

Carlton’s opinion. We disagree with the magistrate judge’s conclusion that there

is “nothing in Dr. Reddix’s background which entitled him to express opinions

as to whether Terbutaline caused the plaintiff’s cardiomyopathy or whether the

cardiomyopathy was idiopathic.” Cf. Holbrook, 80 F.3d at 782 (“The court’s

mistaken approach restricted Dr. Carpenter’s testimony based on a requirement

that the witness practice a particular specialty to testify concerning certain

matters.”). The ruling was an abuse of discretion.

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We also believe that this error prejudiced the defendants. The crux of this

case was whether Terbutaline causes cardiomyopathy. The magistrate judge’s

ruling prevented the defendants from demonstrating that the Husses relied on

medical literature which was unreliable, anecdotal, and contradicted by other

studies. The Husses insist the defendants were not prejudiced because the

defendants’ other witnesses disclaimed a causal link between the drug and

Barbara’s condition. However, none of the other witnesses gave the level of detail

that Dr. Reddix would have presented, nor did the witnesses testify about

studies showing no link between Terbutaline and cardiomyopathy. The exclusion

was not harmless error. In a close case such as this, Dr. Reddix’s testimony

would “have added information that, if the jurors found it credible, might have

been determinative” of the difficult causation questions. See Battle v. Mem’l

Hosp. at Gulfport, 228 F.3d 544, 553 (5th Cir. 2000). We hold that the exclusion

was reversible error, and defendants are entitled to a new trial on this basis.

VI.

We now turn to defendants’ argument that they are entitled to judgment

as a matter of law or a new trial because the Husses did not establish the

causation element of their medical malpractice claim. After trial, defendants

moved for judgment as a matter of law, or in the alternative, for a new trial. The

magistrate judge denied the motion because the Husses’ experts testified that

“Terbutaline is reported in some medical literature as a cause of

cardiomyopathy.” After reviewing the record, we have misgivings about whether

the evidence allows a reasonable trier of fact to find that Terbutaline caused or

contributed to Barbara Huss’s conditions. However, defendants failed to

adequately preserve this argument. Because we cannot render judgment on this

basis, we pretermit a full discussion of the sufficiency of the evidence.

Nevertheless, some observations about the causation evidence are intended to

aid the parties and court on retrial.

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A.

“A directed verdict is appropriate only if, after considering all the evidence

and drawing all inferences therefrom in favor of the non-moving party, the court

is convinced that no reasonable jury could find in favor of the non-movant.”

Pimental v. LTD Canadian Pac. Bul, 965 F.2d 13, 15 (5th Cir. 1992); see F ED. R.

C IV. P. 50(a). When reviewing the denial of a motion for a directed verdict or for

judgment notwithstanding the verdict, we reverse only if “there was no conflict

in substantial evidence such that reasonable minds could differ.” Horton v.

Buhrke, Div. of Klein Tools, Inc., 926 F.2d 456, 459 (5th Cir. 1991); see also

Daubert, 509 U.S. at 596 (“[I]n the event the trial court concludes that the

scintilla of evidence presented supporting a position is insufficient to allow a

reasonable juror to conclude that the position more likely than not is true, the

court remains free to direct a judgment[.]”). We review sufficiency differently

depending on whether the issue was preserved at trial. See Polanco v. City of

Austin, 78 F.3d 968, 973 (5th Cir. 1996). If the issue was preserved, we ask

whether substantial evidence supported the verdict. See McCann v. Texas City

Refining, Inc., 984 F.2d 667, 671 (5th Cir. 1993). If the issue was not preserved,

we ask whether any evidence supported the verdict. See Polanco, 78 F.3d at 974.

Sufficiency of the evidence is preserved by raising the issue in a motion at the

close of all of the evidence. See id. at 973. “Even if no evidence supports the

verdict, this Court lacks the power to enter judgment for the appellant. Instead,

appellate relief is limited to ordering a new trial.” McCann, 984 F.2d at 671.

Defendants failed to raise causation at the close of all of the evidence. The

Husses urge us to consider the issue forfeited. Defendants concede that they did

not raise the issue at the close of all of the evidence, but argue that we should

excuse their failure and determine whether substantial evidence supported the

verdict. In the past, we have construed the preservation requirements of Rule

50 liberally—but we have insisted that we may not simply ignore the Rule. See,

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e.g., Taylor Publ’g Co. v. Jostens, Inc., 216 F.3d 465, 472-73 (5th Cir. 2000). We

ask whether the departure from the Rule was “de minimis” and whether the

Rule’s purposes were fulfilled. See Polanco, 78 F.3d at 974-75. The purposes are

two-fold: “to enable the trial court to re-examine the sufficiency of the evidence

as a matter of law if, after verdict, the court must address a motion for judgment

as a matter of law, and to alert the opposing party to the insufficiency of his case

before being submitted to the jury.” MacArthur v. Univ. of Tex. Health Ctr. at

Tyler, 45 F.3d 890, 897 (5th Cir. 1995).

Defendants challenged the sufficiency of the evidence at the close of the

Husses’ prima facie case. The magistrate did not reserve judgment, but

immediately denied the motion. Approximately one day elapsed between the

close of the Husses’ evidence and the close of the defendants’ evidence. During

that time, defendants elicited causation testimony (albeit with portions of Dr.

Reddix’s opinion erroneously excluded). At the close of their case, defendants

failed to renew the motion for a directed verdict. In similar circumstances, we

have not excused non-compliance of this kind as “de minimis.” See McCann, 984

F.2d at 672. Therefore, defendants would at most be entitled to a new trial. See

id. at 671. Because we have already concluded that a new trial is necessary due

to the erroneous exclusion of testimony, we need not rule on the sufficiency of

the evidence. However, some observations about the evidence may aid the

parties on retrial.

B.

To establish a claim for medical malpractice in Tennessee, a plaintiff must

show, by a preponderance of evidence, that the defendant breached the standard

of care, and that the breach proximately caused the plaintiff’s injuries. T ENN.

C ODE A NN. § 29–26–115(a) (Supp. 2006); Kilpatrick v. Bryant, 868 S.W.2d 594,

598-99 (Tenn. 1993). The Tennessee Supreme Court counsels that causation “is

a matter of probability, not possibility, and in a medical malpractice case, such

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must be shown to a reasonable degree of medical certainty.” Kilpatrick, 868

S.W.2d at 602. Thus, a plaintiff must show that: (1) there is a known medical

nexus between the conduct and the harm suffered, and (2) the physician’s

conduct—and not an independent factor—more likely than not caused the injury.

See id. In toxic tort and negligent prescription cases, these two facets of

causation are often referred to, respectively, as general and specific causation.

See McClain v. Metabolife Int’l, Inc., 401 F.3d 1233, 1239 (11th Cir. 2005);

Ruggiero v. Warner-Lambert Co., 424 F.3d 249, 252 n.1 (2d Cir. 2005)

(explaining the distinction between “general” and “specific” causation and

recognizing that a failure to prove either undermines a negligence claim).

The Husses relied primarily on the expert testimony of Dr. Carlton to

establish causation. See Stokes v. Leung, 651 S.W.2d 704, 706 (Tenn. Ct. App.

1982) (“[I]n medical malpractice cases, negligence and causation are ordinarily

required to be proved by expert medical testimony.”). Dr. Carlton opined that

Terbutaline is a “known cause” of cardiomyopathy, and that it more likely than

not caused or contributed to Barbara’s development of cardiomyopathy. In other

words, he testified to both “general” and “specific” causation. This testimony

lacked an adequate basis in science or fact.

Major sources of medical literature, e.g., the Physicians’ Desk Reference

and reports from Terbutaline manufacturers, provide a list of risks associated

with Terbutaline; cardiomyopathy is not among them. Dr. Carlton’s statement

that Terbutaline is a “known cause” of cardiomyopathy relies mainly on a single

study. See Judith U. Hibbard, M.D., Chronic Terbutaline Therapy and

Peripartum Cardiomyopathy: A Case-Control Study, 15(2) H YPERTENSION IN

P REGNANCY 183 (1996) (“the Hibbard study”). The Hibbard study observed that

four out of fifteen peripartum cardiomyopathy patients, or 26.7%, at a Chicago

hospital received Terbutaline as a tocolytic. The study shows temporal proximity

between administration of Terbutaline and development of cardiomyopathy in

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four women. The study compares these four women with a control group of sixty

women who did not develop cardiomyopathy. Only three patients in the control

group took Terbutaline. The study did not investigate how frequently

cardiomyopathy occurred in all Terbutaline users. As Dr. Reddix noted in his

proffered testimony, the study’s small sample size creates a risk that unjustified

conclusions were drawn from scant data and chance occurrences.10 Dr. Carlton

insisted that the Hibbard study’s case-control method was “the best way to

arrive at an answer.” The study concludes that long-term use of Terbutaline is

“positively associated with peripartum cardiomyopathy.” Id. at 189. The study

warns: “Caution should be exercised in understanding that the case-control

design does not provide a causative relationship between the use of oral

[Terbutaline] therapy and cardiomyopathy.” Id. (emphasis added).

Dr. Carlton testified about other reports, none of which say Terbutaline

causes cardiomyopathy. Vague statements that a drug led to “cardiovascular

complications” or even death do not show general causation for the conditions at

issue. Likewise, anecdotes detailing individual patients’ experiences when taking

the drug, such as chest pain, fall short of providing scientifically reliable

evidence applicable to all other patients. Dr. Carlton drew an analogy between

Terbutaline and other drugs in its family, called sympathomimetics. Cocaine and

amphetamines are in this family, and to some extent, “they all tend in one way

or another to rev the individual up.” Dr. Carlton said that one “can assume that

drugs in a particular class have similar effects and side effects,” and that

sympathomimetics can lead to cardiomyopathy as a “potential complication.”

10

The women who developed cardiomyopathy were more likely to have smoked, drunk

alcohol, abused cocaine, and used narcotics during pregnancy. Id. at 185-86. Of the

cardiomyopathy patients, 14 of 15 (or 93.3%) were African-American. One was Hispanic. The

average age was over 30. While 20.0% of the cardiomyopathy patients had preeclampsia, only

3.3% of the control group did. Id. As noted above, smoking, African-American race, age over

30, and toxemia/preeclampsia are recognized risk factors of peripartum cardiomyopathy.

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However, Dr. Carlton did not indicate whether this theory has been accepted in

the scientific community or tested via the scientific method. On cross-

examination he acknowledged that sympathomimetics can have dissimilar

effects. Dr. Carlton’s theory regarding similarities between cocaine and

Terbutaline provides no support for what is in essence a scientifically untenable

thesis.

The medical link between Terbutaline and cardiomyopathy is too tenuous

to support causation “to a reasonable degree of medical certainty.” See

Kilpatrick, 868 S.W.2d at 602; cf. Dubois v. Haykal, 165 S.W.3d 634, 638-39 &

n.3 (Tenn. Ct. App. 2004) (holding that defendants were not entitled to summary

judgment on causation because plaintiff presented peer-reviewed scientific

studies showing that drug prescribed to her reduced efficacy of oral

contraceptives). As the Eleventh Circuit’s decision in McClain cogently explains,

courts must not allow evidence of temporal correlation to serve as a substitute

for science-based causation evidence:

[S]imply because a person takes drugs and then suffers an injury

does not show causation. Drawing such a conclusion from temporal

relationships leads to the blunder of the post hoc ergo propter hoc

fallacy. The post hoc ergo propter hoc fallacy assumes causality from

temporal sequence. It literally means “after this, because of this.”

B LACK’S L AW D ICTIONARY 1186 (7th ed. 1999). It is called a fallacy

because it makes an assumption based on the false inference that a

temporal relationship proves a causal relationship.

401 F.3d at 1243. Here, the Husses presented evidence of statistical correlation

between use of Terbutaline and peripartum cardiomyopathy. Any scientist or

statistician must acknowledge, however, that correlation is not causation.

Moreover, peripartum cardiomyopathy is typically regarded as an idiopathic

condition: the medical community has a poor understanding of what causes it.

Consequently, a plaintiff who insists that a drug, not another factor, caused the

disease faces a high burden in proving general causation. A plaintiff must

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present more than a single study showing correlation, accompanied by unrelated

anecdotes and quasi-scientific musings about how a class of drugs affects the

human body. However, that is what the Husses presented at trial.

It is axiomatic that causation testimony is inadmissible if an expert relies

upon studies or publications, the authors of which were themselves unwilling to

conclude that causation had been proven. See, e.g., Gen. Elec. Co. v. Joiner, 522

U.S. 136, 145-46 (1997) (studies did not support experts’ conclusion that PCB

exposure caused cancer because the doctors who conducted the studies were

unwilling to draw that conclusion); Vargas v. Lee, 317 F.3d 498, 501-02 (5th Cir.

2003) (two studies did not support conclusion that trauma causes fibromyalgia

because authors of both studies determined that causation was not established);

McClain, 401 F.3d at 1247-48 (studies did not authorize conclusion that

combination of ephedrine and caffeine is dangerous because authors of studies

indicated that causation was not proven). Strangely, the parties did not request,

and the court did not conduct, a Daubert hearing. However, Daubert “assigned

the trial court a gatekeeper role to ensure [expert] testimony is both reliable and

relevant.” Hodges v. Mack Trucks, Inc., 474 F.3d 188, 194 (5th Cir. 2006). Upon

retrial, such a hearing will be essential to the court’s “preliminary assessment

of whether the reasoning or methodology underlying the testimony is

scientifically valid and of whether that reasoning or methodology properly can

be applied to the facts in issue.” See Daubert, 509 U.S. at 592-93.

The Husses have identified no case, and we have found none, from

Tennessee or elsewhere, finding that Terbutaline causes cardiomyopathy.11

11

In Richardson v. Miller, 44 S.W.3d 1 (Tenn. Ct. App. 2000), the Court of Appeals

declined to direct a verdict in favor of physicians sued for administration of Terbutaline as a

tocolytic. Id. at 30-31. The plaintiff’s expert opined that Terbutaline caused an artery to split

in the plaintiff’s heart, causing a heart attack. Id. at 31. The court accepted this testimony at

face value, as it was based on the expert’s medical experience and examination of the plaintiff.

Id. In this case, however, Dr. Carlton did not examine Barbara, and he testified based on

medical literature which does not prove the causal link. In the only reported Tennessee case

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Courts must be arbiters of truth, not junk science and guesswork. See id. at 596-

97. The general causation evidence marshaled at trial suggests speculation, not

a reasonable degree of medical certainty. The parties and the trial court must

carefully consider on retrial whether the Husses’ assertions are scientifically

reliable, or whether their theory of causation is supported by other evidence

which was not presented or was not available at the time of the first trial. The

court must also not conflate ‘admissible’ with ‘sufficient’: the say-so of an expert

is not necessarily grounds to deny judgment as a matter of law. See id. at 596;

cf. Guile v. United States, 422 F.3d 221, 227 (5th Cir. 2005) (“A claim cannot

stand or fall on the mere ipse dixit of a credentialed witness.”) (citation omitted).

Had defendants adequately preserved objections to the admissibility and

sufficiency of causation evidence, judgment could be entered on this basis. See

Hodges, 474 F.3d at 193 (“An appellate court, in deciding whether [judgment as

a matter of law] should have been awarded, must first excise inadmissible

evidence; such evidence ‘contributes nothing to a legally sufficient evidentiary

basis.’”) (quoting Weisgram v. Marley, 528 U.S. 440, 454 (2000)). Given the

procedural posture of this case, only a new trial is available.

Even if Terbutaline was a “known cause” of cardiomyopathy, there is scant

evidence of specific causation, i.e., that Terbutaline caused Barbara’s

cardiomyopathy and related conditions.12 See Kilpatrick, 868 S.W.2d at 598-99.

Dr. Carlton did not personally examine Barbara at any time, but believed that

the drug caused her cardiomyopathy because “she was on Terbutaline.

Terbutaline is a known cause. And you don’t have any other explanation for why

in which a plaintiff alleged that Terbutaline led to cardiomyopathy, the Tennessee Court of

Appeals affirmed the trial court’s dismissal on limitations grounds. Crawford v. Beatty, 108

S.W.3d 877, 879-80 (Tenn. Ct. App. 2003).

12

The jury was only asked to return a general verdict. It may make more sense upon

retrial to pose separate questions to the jury regarding each of the conditions allegedly caused

by Terbutaline: peripartum cardiomyopathy, congestive heart failure, and pulmonary edema.

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she would have developed it.” Post hoc ergo propter hoc. Dr. Carlton also believed

that Barbara was taking Terbutaline “basically up until delivery.” She actually

ceased taking the drug weeks before delivery. Barbara’s medical records

demonstrate a conspicuous absence of breathing problems in the weeks before

delivery and during the four days she spent in the hospital at the time of

Hannah’s birth. Belabored breathing is a symptom of cardiomyopathy and

congestive heart failure, both of which the Husses say Barbara developed weeks

or months before Hannah’s birth. Moreover, Barbara’s history included

attributes recognized by medical literature as risk factors for cardiomyopathy:

four prior pregnancies, smoking, severe weight gain, gestational diabetes, and

toxemia. If Dr. Carlton thought that Barbara did not possess these

characteristics, his opinion was based on inaccurate facts. If he disregarded

these characteristics and concluded that Terbutaline must have been the sole

“culprit,” his opinion borders on fantasy.

The observations about general and specific causation are not a part of the

holding today. However, it is important to identify problematic aspects in the

scientific and factual proof necessary to this case so that any shortcomings can

be properly addressed upon retrial.

VII.

We now turn to defendant’s argument that the jury should not have been

instructed on a theory of lack of informed consent. Because this case must be

remanded for a new trial, our resolution of this issue will aid the parties and

court in crafting the proper jury instructions. “We review challenges to jury

instructions for abuse of discretion.” Battle, 228 F.3d at 554 (citing United States

v. Monroe, 178 F.3d 304, 307 (5th Cir. 1999)). “A judgment will be reversed only

if the charge as a whole creates substantial and ineradicable doubt whether the

jury has been properly guided in its deliberations.” Id. (citation omitted).

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Over defendants’ objection, the jury was instructed on the issue of

informed consent under Tennessee law. Relying on Cary v. Arrowsmith, 777

S.W.2d 8 (Tenn. Ct. App. 1989), defendants aver that the instruction was

improper because a “doctor is not liable for lack of informed consent in

connection with therapeutic drug treatment.” The nature of defendants’ objection

to this instruction is that the jury likely construed informed consent as a stand-

alone claim, instead of focusing on the Husses’ medical malpractice claim, which

provides a sufficient remedy. The Husses disagreed. In support of the

instruction, the Husses’ attorney cited at trial Mitchell v. Ensor, 2002 WL

31730908 (Tenn. Ct. App. Nov. 18, 2002) (not reported). Defendants insisted that

Mitchell was not designated for publication and is not binding precedent.

Defendants moved post-verdict for a new trial on the basis that the informed

consent instruction was prejudicial error. The magistrate judge did not consider

Cary binding authority, and cited Burroughs v. Magee, 118 S.W.3d 323, 332-33

(Tenn. 2003), and Pittman v. Upjohn Co., 890 S.W.2d 425, 430 (Tenn. 1994), in

holding that an informed consent instruction is proper in medical malpractice

cases. On appeal, the Husses still argue that the informed consent instruction

was consistent with their malpractice claim, citing Ashe v. Radiation Oncology

Assocs., 9 S.W.3d 119 (Tenn. 1999).

To prevail in a lack of informed consent case, a patient must prove that the

doctor “did not supply appropriate information to the patient in obtaining his

informed consent to the procedure out of which plaintiff’s claim allegedly arose

. . . .” T ENN. C ODE A NN. § 29–26–118 (2006 supp.). The plaintiff must also prove

that such failure to disclose constituted malpractice. See Ashe, 9 S.W.3d at 121

(citing T ENN. C ODE A NN. § 29–26–115). In Cary, relied on by defendants, a

Tennessee Court of Appeals reasoned:

The doctrine of lack of informed consent is based upon “battery.” “If

informed consent is not effectively obtained, the defendant’s

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No. 04-60962

departure from the standard care is not negligence but battery. . . .”

Cardwell v. Bechtol, 724 S.W.2d 739, 750 (Tenn. 1987) (emphasis

supplied). “[I]f no battery can be shown, then the issue clearly

emerges as one of malpractice.” Id. at 751. A battery necessarily

requires an unpermitted touching of the plaintiff by the defendant

or by some object set in motion by the defendant.

777 S.W.2d at 21 (citation omitted). The court then discussed a Pennsylvania

Superior Court case, Boyer v. Smith, 497 A.2d 646 (Pa. Super. Ct. 1985), before

concluding that:

the better rule is that a treating physician must obtain the patient’s

informed consent for the medical treatment of the patient and not

for each component part of the treatment process. The patient has

an adequate legal remedy, i.e., a malpractice action sounding in

negligence, for the injurious consequence of therapeutic drug

treatment.

Cary, 777 S.W.2d at 21.

However, in Ashe, the Tennessee Supreme Court more recently clarified

that informed consent cases and medical battery cases are not the same:

A medical battery may typically occur when: (1) a professional

performs a procedure that the patient was unaware that the doctor

was going to perform; or (2) the procedure was performed on a part

of the body other than that part explained to the patient (i.e.,

amputation of the wrong leg). A lack of informed consent claim

typically occurs when the patient was aware that the procedure was

going to be performed but the patient was unaware of the risk

associated with the procedure.

9 S.W.3d at 121 (citing Blanchard v. Kellum, 975 S.W.2d 522, 524 (Tenn. 1998)).

The Tennessee Supreme Court noted that the plaintiff contended that she was

not apprised of risks inherent in her treatment, and this rendered her consent

to treatment invalid. Id. The pleading and proffer of such a factual scenario

rendered an informed consent instruction proper in that case. Id. Notably, the

Court did not limit its holding to cases involving surgical procedures, as opposed

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to therapeutic drug treatments, see id., nor do we see reason to read a limitation

into the Court’s holding that is simply not there.

In light of this statement of the law by Tennessee’s highest court, we do

not believe that it was an abuse of discretion for the magistrate judge to instruct

the jury on informed consent along with medical malpractice. The Husses raised

lack of consent in the pretrial order. Barbara testified at trial that she was not

informed of the risks associated with Terbutaline, and that she would not have

consented to tocolysis with Terbutaline therapy had she been apprised of the

risks of taking the drug. The instruction also comported with Tennessee’s

“objective approach” to informed consent. See id. at 123. In sum, the physician

must warn the patient of “all significant perils.” Id. at 124. The court may craft

the proper instruction to the jury upon retrial.

VIII.

Lastly, defendants argued on appeal that the magistrate judge made a

prejudicial comment about their expert’s “meter” in the presence of the jury, and

that counsel for the Husses made a prejudicial mis-characterization of the

evidence during closing argument. We perceive no need to discuss the merit vel

non of such issues, as the case must be retried.

IX.

We hold that the Husses’ claims are not barred as a matter of law on

limitations grounds; that the magistrate judge committed reversible error in

striking portions of defendants’ expert testimony; and that the magistrate judge

did not abuse his discretion in instructing the jury on a theory of lack of

informed consent. A new trial is ordered.

REVERSED and REMANDED.

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No. 04-60962

PRISCILLA R.OWEN, Circuit Judge, concurring.

I join in all but part VI(B) of the foregoing opinion. While the scientific

reliability of the evidence pertaining to causation presented by the Husses would

merit scrutiny on remand if challenged, the issue was not pursued in this court.

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No. 04-60962

PATRICK E. HIGGINBOTHAM, Circuit Judge, dissenting.

There is only one real issue in this case—whether the trial judge

committed reversible error in excluding a part of the testimony of one of the

defendant’s expert witnesses.1

I cannot agree that the magistrate judge abused his discretion in refusing

to allow Dr. Michael Reddix to express his opinion as to whether Terbutaline

caused Barbara Huss’ cardiomyopathy. Plaintiffs at trial objected that defense

counsel’s question invited Dr. Reddix to exceed his disclosure filed under Rule

26. Looking to a colloquy with the judge during a proffer of Dr. Reddix’s

testimony and to a post-verdict denial of a new trial, the majority holds that the

ruling rested on a broader assessment of qualifications. Perhaps, but both

grounds were sound. There was no abuse of discretion in excluding this

particular expression of opinion on either ground, and one solid ground for an

evidentiary decision is sufficient for our deferential review.

I

Our decision in Tanner binds this panel. It would have been error to

allow Dr. Reddix to express an opinion regarding specific causation. The

majority flips conformity to Tanner into reversible error. In Tanner we reversed

a judgment for plantiffs where the trial court over objection allowed a medical

doctor with general medical training to venture an opinion that doctors

attending a childbirth caused the child to contract cerebral palsy.

1

Two matters may be quickly put aside. Judge DeMoss writing for himself instructs

the trial court on remand. I do not think this one judge exegesis is sound. Nor can I join the

panel majority’s statement that it need not decide the question of sufficiency of the evidence

since the case is being remanded. The testimony of the Husses’ expert witnesses was admitted

without objection at trial. To question the sufficiency, on this record, is inexplicable.

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As in Tanner, Reddix sought to move in the latter part of his testimony to

matters that “hinge[d] on . . . the depth of [his] knowledge of a complicated,

specialized medical subject matter.” 2 It was this move to which the plaintiff

rightfully objected. Under Tanner it would have been reversible error to admit

Reddix’s opinion that Terbutaline was not the cause. After quoting the judge’s

explanations for excluding this part of Reddix’s testimony, the majority repeats

defense-supplied protests of Reddix’s competence, but these arguments do not

undermine the judge’s salient observations regarding Reddix’s thin training and

experience on the relevant subjects. The weakness of the majority’s position

speaks from the pages of its decision.3 Even if the matter could be argued both

ways, there it must lie.

II

Dr. Reddix’s expert report filed under Rule 26 stated that his opinion

would be that cardiomyopathy was idiopathic. He gave this opinion to the jury

without any objection. This accords with the core defense asserted at trial—that

science did not know the cause of cardiomyopathy and hence the prescribing

doctors could not have known. The trial court was well within its discretion in

not allowing the witness to expand his testimony over plaintiffs’ objection, from

“it was not knowable” to “it was not a cause of injury.” Nor did the objection

come as a surprise. Defendants had on the eve of trial sought to expand Reddix’s

2

Tanner v. Westbrook, 174 F.3d 542, 547 (5th Cir. 1999) (reversing on grounds that a

doctor’s expert testimony was erroneously admitted, when it went beyond general standard

of care and into specific causation issues on which he lacked relevant background knowledge

or experience). Tanner was demanding of qualifications for plaintiffs’ expert witnesses. It

cannot be relaxed for defendants.

3

The majority’s counter argument to the magistrate judge essentially amounts to

pointing out that Reddix was “familiar with the term cardiomyopathy,” and had “prescribed

drugs similar to Terbutaline.” Plainly, these are inadequate challenges to a trial judge’s

exercise of discretion.

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No. 04-60962

anticipated trial testimony beyond the filed Rule 26 Report but at the start of the

trial the judge sustained plaintiffs’ objection to the effort. It is not happenstance

that defense counsel led the direct testimony first over the ground within the

Rule 26 disclosure. This put before the jury Dr. Reddix’s opinions that

cardiomyopathy is idiopathic, the heart of the defense. Only then did defense

counsel push the envelope of the trial court refusal to allow a last minute

expansion of the report.

Huss’ condition, Reddix’s report opined, “cannot be said to have been

caused, to a reasonable of [sic] medical certainty/probability, by the

administration of oral Terbutaline. Postpartum cardiomyopathy occurs in a

small number of women who are pregnant. Such condition is idiopathic in

nature.” At trial he sought to go further, to bridge the gap by eliciting an opinion

that Terbulatine was not the cause. This crucial distinction underlies the

ground for the objection, rightly sustained, at trial.

The majority claims that Dr. Reddix’s “report has detailed criticism of the

medical literature,” but the full extent of this criticism is that the studies are

“outdated,” that they “often confuse pulmonary edema with cardiomyopathy,”

and that they use data from IV administration of Terbutaline when oral

administration was at issue in Huss’ case. Important points, but the critique is

emphatically not detailed, nor is it damning. Most importantly, the latter two

points were abundantly testified to at trial—and the former point was never

proffered.4 Nowhere does Reddix’s report mention sample sizes or other

statistical challenges to the general causation claims of the plaintiff’s articles;

4

The defense counsel said, in chambers: “Plaintiffs have brought up pulmonary edema

and tried to put it in the same intellectual wastebasket as cardiomyopathy and act like they’re

the same thing. It’s important that he explains to the jury that they are not the same thing.”

The judge’s ruling, in reply, was: “Well, he did so. It took him forever to get around to

it. But I’m not going to let him express an opinion as to whether the administration of this

drug caused or did not cause the cardiomyopathy here.”

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as for the “study involving 9,000 patients,” it was merely attached to the report,

and the report offers no reference to it, commentary on it, or description of it

whatsoever.5

Further, the defense never offered into evidence the article that Reddix

referred to in his proffer, despite many points at which it could have done so.

The defense did not even try to seek admission. Defense expert Dr. Tucker,

vastly more qualified than Reddix as to peer-reviewed medical literature and

testifying immediately after the allegedly erroneous exclusion, was not asked

about the article.6 This despite the fact that Dr. Tucker did testify to a point at

which the article would be relevant, if the majority here were correct: “I’ve never

been able to find any relationship, a causal relationship between Terbutaline

and cardiomyopathy. Granted, Terbutaline has other side effects, and we’ve

talked about those. But as far as cardiomyopathy, I’ve never been able to find

any causal relationship between the two.” The defense never cross-examined

plaintiff’s witnesses using the article as the basis for challenge, even when it

repeatedly would have been appropriate to do so. They did confront them with

other articles and other medical literature on the specific causation and standard

of care arguments, because these were the sites of actual conflict at trial. The

defendant Dr. Gayden was directly challenged on causation, but he too never

mentioned this article.

5

Even if it had been discussed in the report or in testimony, it would have affected

little. The article is by no means a decisive refutation of the causal connection between

cardiomyopathy and Terbutaline under the circumstances presented by Huss. The article did

not involve a controlled experiment, nor were the factors relevant to Huss’ case adequately

accounted for in the data analysis.

6

Dr. Tucker was a manuscript reviewer for the American College of Obstetricians and

Gynecologists, and he boasts an extensive list of research publications over the course of his

career. He would thus have been imminently more qualified to critique the plaintiff’s

causation studies, had the defense actually been interested in mounting such a challenge.

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In sum, the defense did not offer freestanding statistical challenges, and

Reddix’s statistical observations were to support a causation conclusion that

Reddix was rightly restricted from rendering. Reddix’s partial exclusion was not

an error, and certainly no abuse of discretion. Even if there were error, any

reasonable view of the defense case at trial yields the insight that it was not

prejudicial to the defense case, which received ample airing at trial. The

proffered testimony lacks coherence sufficient to persuade that its exclusion was

prejudicial. The jury was already awash with testimony of both sides regarding

specific causation, all admitted without objection and explained at length in

direct and cross examination. And Dr. Reddix was followed by another defense

expert who testified at length to conclude the case.

III

After erasing the Husses’ jury verdict based on the district court’s

exclusion of a portion of Dr. Reddix’s testimony, Judge DeMoss then includes

nine pages of dicta “making observations” about the admissibility of the Husses’

expert evidence, an issue plainly not before this court; this while finding

reversible error in the district court’s refusal to admit part of the testimony of

a defense expert—which somehow escapes its volunteer Daubert examination.

Neither Judge Owen nor myself join this part of the opinion on admissibility.

Judge DeMoss’ opinion itself acknowledges that the defendants waived any

challenge to the admissibility of the Huss’ expert evidence by not objecting before

or during trial, despite the explicit warning in the pretrial order that all

objections to depositions not submitted to the trial judge ten days prior to

trial—including the video deposition of Dr. Murray that was played for the

jury—are waived.7 It also acknowledges that the defendants failed to preserve

7

Pucket v. U.S., 556 U.S. ___ (2009) (“If a litigant believes that an error has occurred

(to his detriment) during a federal judicial proceeding, he must object in order to preserve the

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No. 04-60962

a challenge to the sufficiency of the evidence, but never mentions that this

failure restricts this court’s review of the Huss’ expert evidence to “whether the

plaintiff has presented any evidence in support of his claim” 8 —a standard that

beyond peradventure the Husses surpassed.

issue. If he fails to do so in a timely manner, the claim for relief from the error is forfeited. .

. . If an error is not properly preserved, appellate-court authority to remedy the error (by

reversing the judgment, for example, or ordering a new trial) is strictly circumscribed.”).

8

Polanco v. City of Austin, 78 F.3d 968, 974 (5th Cir. 1996).

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The uniform law of the circuits,9 the Fifth included,10 is that without a

timely objection to the admission of expert evidence, appellate review is waived

absent plain error. The unobjected-to evidence is competent and passes to the

jury for credibility and weight determinations.11

9

U.S. v. Mornan, 413 F.3d 372, 379 (3d Cir. 2005) (“Where a defendant fails to object

to the admission of evidence (including expert testimony) during trial, this Court reviews the

decision to admit that evidence for plain error.”); U.S. v. Gaskin, 364 F.3d 438, 460 n.8 (2d Cir.

2004) (“Where a party questions whether sound scientific methodology provides a basis for an

expert opinion, it may move to preclude the admission of the opinion. Gaskin made no such

motion; instead, he stipulated to the admissibility of the expert opinion. Under such

circumstances, he cannot complain on appeal that the opinion lacks foundation.”) (internal

citation omitted); Mascenti v. Becker, 237 F.3d 1223, 1231 (10th Cir. 2001) (“[W]e find no plain

error such as to excuse a timely Daubert objection to plaintiff Mascenti’s expert testimony.

We are convinced that Defendant forfeited the opportunity to subject the expert testimony of

Dr. Sullivan and plaintiff’s other experts to a Daubert challenge by failure to make a timely

objection before that testimony was admitted.”); C.B. Fleet Co. v. Smithkline Beecham

Consumer Healthcare, L.P., 131 F.3d 430, 437 (4th Cir. 1997) (“Fleet made no Daubert

objection to admission of the extensive testimony of SmithKline’s expert witnesses about the

blue-dye tests’ methodology, conduct, and results. Fleet contends that it need not have: that

its challenge here is not to the admissibility of this evidence but to its insufficiency when

tested by Daubert principles to support the district court’s finding of the tests’ scientific

reliability. That cannot be right.”); Marbled Murrelet v. Babbitt, 83 F.3d 1060, 1067 (9th Cir.

1996) (“We conclude Pacific Lumber waived its Daubert objections to EPIC’s scientific evidence

of impaired breeding by failing to request a ruling on the admissibility of the evidence in the

district court.”); Christopher v. Cutter Labs., 53 F.3d 1184, 1192 (11th Cir. 1995) (“If Armour

believed that Dr. Robinson’s testimony was statistically invalid, it should have objected to that

testimony, giving him the chance to explain his answer. . . . Absent an objection, we can

review the challenged evidence only for plain error.”); McKnight v. Johnson Controls, Inc., 36

F.3d 1396, 1406–07 (8th Cir. 1994) (“We need not reach this issue, however, because JCI failed

to object to Jacobson’s testimony on the basis that he was not qualified as an expert or that

he lacked a scientific basis for his opinions.”).

10

See H.E. Stevenson v. E.I. DuPont De Nemours and Co., 327 F.3d 400, 406–07 (5th

Cir. 2003) (DeMoss, J.); SEC v. Snyder, 292 F. App’x 391, 400 n.1 (5th Cir. 2008) (“Many of

Snyder’s arguments appear to be belated attempts to challenge the admissibility of Hoffman’s

opinions under Fed. R. Evid. 702 and Daubert, rather than challenges to the sufficiency of the

evidence. Because Snyder did not object to the admissibility of Hoffman’s testimony

concerning the accounting practices at issue, that issue has been forfeited.”) (internal citation

omitted); U.S. v. Bates, 240 F.3d 1073, *3 (5th Cir. 2000) (unpublished) (“If the defendant fails

to object to the expert’s testimony, then the defendant ‘waives appellate review absent plain

error.’”).

11

Consider hearsay which is generally inadmissible on grounds of unreliability.

However, if hearsay evidence is admitted into testimony without an objection, it is treated as

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No. 04-60962

IV

This case answers no scientific questions and sheds little of the light of

science on its difficult medical problems. Able lawyers tried this case. This jury

answered the questions the court and the lawyers put to it.

Defendants have had their day in three courts and, accepting as we do the

answer by the Supreme Court of Mississippi to our certified question regarding

limitations, have raised no other grounds of error which persuade me to disturb

this jury verdict. To these eyes the court today oversteps its judicial role and in

doing so produces grave error. In lowering the hurdle of Tanner for defendants

it fails to treat plaintiffs and defendants with an even hand and in the process

perversely invites the junk science it decries.

I would affirm.

competent evidence for the jury to weigh and on which to rest its verdict. See Gochicoa v.

Johnson, 118 F.3d 440, 448 n.7 (5th Cir. 1997) (“Otherwise inadmissible hearsay admitted

without objection is treated the same as any other evidence, and may be considered by the jury

in support of its verdict.”) (interpreting Texas law); U.S. v. Spletzer, 535 F.2d 950, 955 n.7 (5th

Cir. 1976).

42

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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