United States v. Goluba

Case: 10-11301 Document: 00511763831 Page: 1 Date Filed: 02/22/2012

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT United States Court of Appeals

Fifth Circuit

FILED

February 22, 2012

No. 10-11301 Lyle W. Cayce

Clerk

UNITED STATES OF AMERICA

Plaintiff-Appellee

v.

DAVID L. GOLUBA

Defendant-Appellant

Appeal from the United States District Court

for the Northern District of Texas

Before JONES, Chief Judge, and DAVIS and DEMOSS, Circuit Judges.

EDITH H. JONES, Chief Judge:

This is an appeal from the sentencing decision of the district court

following the defendant-appellant David Goluba’s conviction. Goluba was

indicted and pleaded guilty, without a written plea agreement, to receipt of child

pornography in violation of 18 U.S.C. § 2252(a)(2). Before his sentencing,

Goluba filed objections to the district court’s calculation of his range under the

Federal Sentencing Guidelines of 151 to 188 months. He argued that he was

entitled to a two-level reduction under U.S.S.G. § 2G2.2(b)(1). The district court

overruled Goluba’s objection and sentenced him to 151 months followed by

10 years of supervised release. Goluba appeals. Because the district court did

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not err by declining to apply the two-level reduction provided under U.S.S.G.

§ 2G2.2(b)(1), we AFFIRM.

I. BACKGROUND

In November of 2009, a woman in Minnesota contacted local law

enforcement after she discovered sexually explicit internet chat conversations

between her ten-year-old daughter and several users of the social networking

site Tagged.com. The young daughter’s Tagged.com account revealed that a user

with the screen name “Dave G” sent several of the sexually explicit messages.

Dave G’s user profile stated that he was a forty-three-year-old male from

Arlington, Texas. His user profile photograph showed him sitting in a chair with

the tip of his erect penis visible. In one of his messages, Dave G directed the ten-

year-old girl to look at his picture, writing, “hey look at my profile pic at the

bottom ya see it?”

Minnesota law enforcement established that the Dave G account belonged

to the defendant-appellant, David Goluba. The Minnesota authorities

transmitted that information to the Arlington Police Department in Texas,

which initiated an investigation. On March 1, 2010, two Arlington police officers

interviewed Goluba at his workplace. During the interview, Goluba admitted

that he was a member of Tagged.com and that he sent sexually explicit messages

to the ten-year-old in Minnesota. Goluba additionally admitted that he

(1) possessed child pornography on his home computers, (2) had used his

computer to solicit a minor, (3) collected female children’s underwear, and (4) he

had tutored a man, via email, on how to have sex with the man’s twelve-year-old

daughter. After subsequently searching Goluba’s home, authorities found over

30,000 images and at least 987 videos containing child pornography. Shortly

thereafter, Goluba apparently fled the area. On April 14, 2010, Goluba was

charged with one count of receipt of child pornography, under 18 U.S.C.

§ 2252(a)(2), in the Northern District of Texas. He was arrested in Minnesota

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on April 19, 2010. Goluba pleaded guilty to the one-count indictment on August

11, 2010.

The presentence report (“PSR”) concluded that Goluba’s total offense level

was 32 and that his criminal history category was III, resulting in a guideline

range of 151 to 188 months. Goluba objected to this calculation of his guideline

range, arguing that he was entitled to a two-level reduction under U.S.S.G.

§ 2G2.2(b)(1). This provision applies when a “defendant’s conduct was limited

to the receipt or solicitation of material involving the sexual exploitation of a

minor” and the defendant “did not intend to traffic in, or distribute, such

material.” The Government responded to Goluba’s objection by arguing that he

did not qualify for the reduction because, inter alia, Goluba sent a sexually

graphic image to the minor in Minnesota. Thus, his conduct was not limited

merely to the receipt or solicitation of child pornography, but rather it included

other acts related to sexual exploitation of children that the court ought to

consider during sentencing. The PSR agreed with the Government’s reasoning.

At sentencing, the court adopted the factual findings of the PSR, overruled

Goluba’s objection, and found that the guideline range recommended by the PSR

was proper. The court sentenced Goluba to 151 months of imprisonment, a

sentence at the bottom of the 151-to-188-month range suggested by the

Sentencing Guidelines. Goluba here appeals that decision.

II. STANDARD OF REVIEW

When a defendant properly preserves an objection to a sentencing

guideline adjustment, as Goluba did here, this court will determine on appeal

whether the district court committed “significant procedural error.” United

States v. Delgado-Martinez, 564 F.3d 750, 753 (5th Cir. 2009). The court reviews

the district court’s application and interpretation of the Federal Sentencing

Guidelines de novo and its findings of fact for clear error. United States v.

Mudekunye, 646 F.3d 281, 286 (5th Cir. 2011).

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III. DISCUSSION

Section 2G2.2 of the Federal Sentencing Guidelines applies to the child

pornography offenses set forth in 18 U.S.C. §§ 1466A, 2252, 2252(A)(a)-(b), and

2260(b). It states in relevant part:

(a) Base Offense Level

(1) 18, if the defendant is convicted of 18 U.S.C. § 1466A(b),

§ 2252(a)(4), § 2252(a)(5), or § 2252(a)(7).

(2) 22, otherwise.

(b) Specific Offense Characteristics

(1) If (A) subsection (a)(2) applies; (B) the defendant’s conduct

was limited to the receipt or solicitation of material involving

the sexual exploitation of a minor; and (C) the defendant did

not intend to traffic in, or distribute, such material, decrease

by 2 levels.

U.S.S.G. § 2G2.2(a), (b)(1) (2009).

The first and third elements of subsection (b)(1) are not at issue here. The

district court properly assigned Goluba a base offense level of 22 under

§ 2G2.2(a)(2) and the Government does not argue that Goluba intended to traffic

in, or distribute, child pornography. The Government conceded that the forensic

analysis of Goluba’s computers “revealed that [Goluba] did not distribute his

collection of child pornography.” The key issue is whether Goluba’s conduct was

limited to the receipt or solicitation of child pornography within the meaning of

§ 2G2.2(b)(1)’s second element.

Goluba argues that, since he distributed no material involving the sexual

exploitation of a minor, he should be eligible for the two-level reduction. He

contends that the reduction applies to defendants who are charged solely with

receipt of child pornography, unless the defendant distributed or intended to

distribute the pornography. A plain reading of the guideline, Goluba argues,

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suggests that a minor must be visually depicted in the material referred to in

§ 2G2.2(b)(1). The image Goluba sent to the minor in Minnesota, while exposing

himself, did not visually depict a child. Thus, the image was not itself child

pornography and its transmission cannot disqualify him from the two-level

reduction provided for by § 2G2.2(b)(1).

Goluba’s argument, however, erroneously emphasizes the word “material”

instead of the word “conduct” in the applicable guideline. Moreover, this

argument disregards the totality of the defendant’s conduct.

Subsection (b)(1) offers a two-level decrease in sentencing only when the

defendant’s conduct was limited to the receipt or solicitation of material

involving the sexual exploitation of a minor that the defendant did not intend to

distribute. Nothing in its language suggests that the conduct must be limited

to the conduct expressly constituting the charged offense. Rather, “the

guidelines provide that in calculating the offense level the district court may

consider acts in addition to the acts underlying the offense of conviction so long

as those other acts constitute ‘relevant conduct’ as defined in the guidelines.”

United States v. Fowler, 216 F.3d 459, 461 (5th Cir. 2000). Neither do the

Sentencing Guidelines require that any surrounding conduct considered by the

district court necessarily is limited to “material involving the sexual exploitation

of a minor.”

The unindicted conduct discussed in Goluba’s PSR is replete with

instances that support the district court’s decision to deny Goluba the two-level

reduction at issue. Goluba sent a sexual photograph of himself to the child.

During subsequent internet chats with the child, he instructed her to look at the

bottom of the photograph, where his penis was visible. This conduct alone

demonstrates that Goluba acted beyond the mere viewing or collection of child

pornography. Rather than limiting his conduct to the receipt or solicitation of

such images, the defendant here sought to entice minors to engage in sexually

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explicit conversations and sexual acts, and discussed his interest in sexually

exploiting children with others. Goluba’s conduct was not limited to that of a

mere viewer of child pornography, nor was his conduct casual or isolated. The

(b)(1) reduction did not apply for his benefit.

IV. CONCLUSION

For the reasons discussed above, we AFFIRM the district court’s sentence.

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Harold R. DeMoss, Jr., Circuit Judge, dissenting:

The sole issue in this appeal is whether Goluba’s “conduct was limited to

the receipt or solicitation of material involving the sexual exploitation of a

minor” within the meaning of the second element of U.S.S.G. § 2G2.2(b)(1). To

answer that question, the court must first determine the type and scope of “other

conduct” that the Sentencing Commission intended would prevent a defendant

from qualifying for the reduction. While that issue has not yet been addressed

by this circuit, or apparently any other, the majority’s opinion clearly misses the

mark.

The majority seems to suggest that any relevant, sexually deviant conduct

by a defendant—not just conduct involving child pornography—will preclude

application of § 2G2.2(b)(1)’s two-level reduction. It reasons as follows: (1) courts

consider relevant conduct, as defined by the Guidelines, when determining

whether a defendant qualifies for a reduction; (2) the reduction under

§ 2G2.2(b)(1) applies only when a defendant’s conduct was limited to the receipt

or solicitation of child pornography; and (3) § 2G2.2(b)(1) does not explicitly state

that only conduct involving child pornography should be considered when

determining whether that requirement is satisfied. Applying that standard, the

majority notes that Goluba sent a sexual photograph of himself to a minor in

November of 2009, and that he engaged in the online solicitation of a minor and

discussed his interest in sexually exploiting children with others. The majority

concludes that, in light of those acts, Goluba’s conduct was not limited to “that

of a mere viewer of child pornography” and he does not qualify for the reduction.

There are several problems with the majority’s reasoning. First, and most

glaring, the conduct that the majority contends precludes the reduction is not

relevant conduct as defined by the Sentencing Guidelines. As the majority itself

notes, when calculating a defendant’s offense level, “the district court may

consider acts in addition to the acts underlying the offense of conviction so long

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as those other acts constitute ‘relevant conduct’ as defined by the guidelines.”

United States v. Fowler, 216 F.3d 459, 461 (5th Cir. 2000) (emphasis added); see

also U.S.S.G. § 1B1.3(a). The Guidelines define relevant conduct as “all acts and

omissions committed, aided, abetted, counseled, commanded, induced, procured,

or willfully caused by the defendant . . . that occurred during the commission of

the offense of conviction, in preparation for that offense, or in the course of

attempting to avoid detection or responsibility for that offense.” § 1B1.3(a).

Goluba pleaded guilty to a one count indictment that charged him with

receiving child pornography between February 1, 2010, and March 1, 2010, in

violation of 18 U.S.C. § 2252(a)(2). The indictment lists the file names of two

pornographic images that Goluba received. The files are dated February 25, and

27, 2010, and Goluba admitted in the factual resume accompanying his plea that

he downloaded those images from the Internet. The factual resume does not

discuss the photo that Goluba sent to the minor, or any of the other conduct that

the majority asserts precludes the two-level reduction.

Goluba sent the picture to the minor in November of 2009, months before

the time period set forth in the indictment. That conduct, therefore, could not

have occurred “during the commission of the offense of conviction.” § 1B1.3(a).

Nor is there any indication that Goluba sent the picture in preparation to

download the images he was charged for receiving, or in the course of attempting

to avoid detection or responsibility for that offense. The majority also points to

the fact that Goluba admitted, during his interview with Arlington police

officers, that he had engaged in the online solicitation of a minor and that he had

e-mail discussions about having sex with children. The PSR, however, provides

no information as to when that conduct occurred. Rather, it suggests that Goluba

simply admitted to having done those things at some point in the past.

Consequently, there is no basis to conclude that that conduct occurred “during

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the commission of the offense of conviction, in preparation for that offense, or in

the course of attempting to avoid detection or responsibility for that offense.” Id.

The majority also fails to provide any meaningful direction as to the type

of conduct a district court should consider when determining whether a

defendant’s conduct was limited to the receipt or solicitation of child

pornography within the meaning of § 2G2.2(b)(1). The only support the majority

provides for its conclusion that the conduct considered need not involve child

pornography is that § 2G2.2(b)(1) does not explicitly state otherwise. Again,

§ 2G2.2(b)(1) provides that, to qualify for the reduction, “the defendant’s conduct

[must have been] limited to the receipt or solicitation of material involving the

sexual exploitation of minor.” Obviously, § 2G2.2(b)(1)’s language does not

explicitly exclude any type of conduct from being considered when determining

whether that requirement is satisfied. Thus, under the majority’s reasoning, the

conduct need not involve the sexual exploitation of a child, or even be sexual in

nature. Indeed, by that reasoning the district court can consider any conduct

whatsoever when deciding whether a defendant’s conduct was “limited” to the

receipt or solicitation of child pornography. That standard, however, is no

standard at all, and lends itself to arbitrary application of the reduction and

raises serious due process concerns. See United States v. Bacon, 646 F.3d 218,

221–22 (5th Cir. 2011) (“A guideline violates due process only if it has no

rational basis or is subject to arbitrary application.”).

Finally, the majority’s opinion ignores the guidance provided in the

Guidelines as to the intended purpose and proper application of § 2G2.2(b)(1).

The commentary accompanying Guidelines Amendment 664, which added

§ 2G2.2(b)(1), provides as follows:

The amendment also provides a two-level decrease at § 2G2.2(b)(1)

for a defendant whose base offense level is 22, whose conduct was

limited to the receipt or solicitation of material involving the sexual

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exploitation of a minor, and whose conduct did not involve an intent

to traffic in or distribute the material. Thus, individuals convicted

of receipt of child pornography with no intent to traffic or distribute

the material essentially will have an adjusted based offense level of

20, as opposed to an offense level of 22, for receipt with intent to

traffic, prior to application of any other specific offense

characteristics. The Commission’s review of these cases indicated

the conduct involved in such “simple receipt” cases in most instances

was indistinguishable from “simple possession” cases. The statutory

penalties for “simple receipt” cases, however, are the same as the

statutory penalties for trafficking cases. Reconciling these

competing concerns, the Commission determined that a two-level

reduction from the base offense level of level 22 is warranted, if the

defendant establishes that there was no intent to distribute the

material.

U.S.S.G. app. C, amend. 664 (2004).

The commentary makes clear that § 2G2.2(b)(1) was intended to establish

an adjusted base offense level for defendant’s charged with “simple receipt” of

child pornography to counteract the disparity in mandatory sentences between

simple receipt and simple possession offenses. Against this backdrop, and in

light of the statutory framework for the offenses covered by § 2G2.2, subsection

(b)(1)’s “conduct limited to” language makes perfect sense.

As the majority notes, § 2G2.2 covers the child pornography offenses set

forth in 18 U.S.C. §§ 1466A, 2252, 2252A(a)–(b), and 2260(b). Sections 1466A,

2252, and 2252A group receipt of child pornography with other child

pornography offenses in establishing the applicable minimum and maximum

sentences, while providing separate, less severe minimum and maximum

sentences for simple possession offenses. For example, under § 1466A(a) a

conviction for production, distribution, receipt, or possession with intent to

distribute child pornography requires a sentence no less than five years and no

more than twenty, while a conviction for simple possession requires no minimum

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sentence and a maximum sentence of ten years.1 See § 1466A(a)–(b). Similarly,

under § 2252 a conviction for the transportation, shipment, receipt, distribution,

sale, or possession with intent to sell child pornography requires a minimum

sentence of five years, and a maximum of twenty of years, while a conviction for

simple possession requires no minimum sentence and a maximum sentence of

ten years. § 2252(a)–(b). Section 2252A provides a similar framework.

Considering that § 2G2.2(b)(1) was intended to counteract the sentencing

disparity between simple receipt and possession offenses, and that the statutes

covered by § 2G2.2 group receipt with other child pornography offenses for the

purpose of establishing mandatory sentences, it seems clear that § 2G2.2(b)(1)’s

“conduct limited to” language was intended to distinguish simple receipt offenses

from the offenses with which receipt is grouped for the purpose of sentencing. In

other words, a defendant’s conduct is limited to the receipt of child pornography

within the meaning of § 2G2.2(b)(1) if his indicted and relevant conduct does not

include any of the offenses that are grouped with receipt for the purpose of

sentencing. Because Goluba satisfies that standard, he was entitled to the two-

level reduction.

I respectfully dissent.

1

The sentences become more severe for all of the offenses listed in § 1466A if the

defendant has certain previous convictions. The same is true under §§ 2252 and 2252A.

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