Opinion

Commonwealth v. Tharp

  • 627 Pa. 673
  • 101 A.3d 736
  • 2014 Pa. LEXIS 2501
Court
Supreme Court of Pennsylvania
Filed
Sep 24, 2014
Status
Published
Author
Stevens
On the bench
Baer, Castille, Eakin, McCaffery, Saylor, Stevens, Todd
Cited by
180 cases
Authority
More cited than 19.7%

holding that trial counsel was ineffective because he conducted a deficient investigation into mitigating evidence, presented no testimonial evidence during the penalty hearing, and, instead, relied on the defendant’s guilt phase testimony of abuse and domestic violence when ample life history and mental health mitigation evidence was readily available

How later courts described this case

  • holding that trial counsel was ineffective because he conducted a deficient investigation into mitigating evidence, presented no testimonial evidence during the penalty hearing, and, instead, relied on the defendant’s guilt phase testimony of abuse and domestic violence when ample life history and mental health mitigation evidence was readily available
  • finding no actual bias in trial counsel’s prior representation of jailhouse informants - 17 - J-S05013-15 where the appellant does not show a “nexus” between the prior representation and counsel’s performance at trial, i.e., that counsel “restricted his cross-examination” of his prior clients because of the conflict of interest
  • holding that, although “character evidence alone may be sufficient to raise a reasonable doubt and, thus, justify an acquittal,” PCRA relief is not due where “the presentation of character evidence under the facts presented would not have created in the minds of the jury a reasonable doubt”
  • concluding that record supported “PCRA court’s factual finding that no undisclosed agreement existed[ that] was suppressed by the Commonwealth” despite “that other evidence presented at the PCRA evidentiary hearing suggested that an oral agreement may have been reached”

Written by the judges who cited it.

The opinion

Justice STEVENS,

concurring and dissenting.

I agree with the majority’s conclusion that the PCRA court properly denied relief on Appellant’s guilt phase claims. I respectfully dissent, however, from the majority’s conclusion that Appellant is entitled to a new penalty hearing based on a claim that her trial counsel rendered ineffective assistance in failing to investigate and present mitigating evidence of Appellant’s mental health.

Counsel is presumed effective, and to rebut that presumption, Appellant was required to demonstrate (1) the underlying legal issue has arguable merit; (2) counsel’s actions lacked an objective reasonable basis; and (3) Appellant was prejudiced by counsel’s act or omission. Strickland v. Washington, 466 U.S. 668, 687-91 , 104 S.Ct. 2052 , 80 L.Ed.2d 674 (1984); Commonwealth v. Koehler, 614 Pa. 159, 178-79 , 36 A.3d 121, 132 (2012). 1

*779 To establish prejudice in a case involving the failure to investigate and present mitigating evidence, we must consider not only the evidence and argument presented at the penalty phase, but also the evidence and argument that would have been presented at the penalty hearing had trial counsel properly investigated such evidence. Prejudice is demonstrated when it is probable that at least one juror would have accepted at least one mitigating circumstance and found that it outweighed the aggravating circumstance found.

Commonwealth v. Ligons, 601 Pa. 103, 145 , 971 A.2d 1125, 1150 (2009) (citations omitted). Here, even if it is assumed that counsel did not properly investigate and present additional mitigating evidence of Appellant’s mental health, I would find that it is not probable that at least one juror would have accepted any additional mitigating circumstances, or found that such mitigating circumstances outweighed the aggravating circumstance of the victim’s age.

The jurors deliberated the penalty phase of Appellant’s trial the day after the guilt phase was concluded. The evidence presented during the guilt phase, thus fresh in the jurors’ minds, was incorporated into the penalty phase. 2 N.T. 11/14/00 at ,984. In addition to receiving specific instructions regarding aggravating and mitigating factors, the jury was instructed to “consider all of the evidence and arguments of both the Commonwealth and the defendant, including all of the evidence that you heard during the earlier trial and the statement that the defendant personally made to you when she addressed the jury during the original guilt phase of the trial.” Id. at 997-1000, 1003. 3 Pursuant to these instructions, the jury found that the mitigating circumstances (that Appellant had no prior criminal history and had been abused and neglected herself) did not outweigh the aggravating circumstance (the age of the victim). The particular cireum- *780 stances of this case lead to the conclusion that not even a single juror would have rendered a punishment other than death, even if counsel had presented additional evidence of Appellant’s mental health. Because Appellant has failed to show that she was prejudiced by counsel’s representation, she is entitled to no relief.

Appellant’s conviction and sentence withstood vigorous review during the direct appeal process. At the post-conviction stage the courts have again exhausted enormous effort to ensure that justice has been served. 4 Finding no error on the part of the PCRA court, I respectfully dissent from the majority’s conclusion to the contrary.

. The failure to meet any of these three elements precludes relief. Koehler, 614 Pa. at *779 179 , 36 A.3d at 132 (citing Commonwealth v. Lesko, 609 Pa. 128, 176 , 15 A.3d 345, 374 (2011)).

. Appellant did not object.

. As this Court summarized in affirming Appellant's judgment of sentence on direct appeal, such evidence established that:

[Ajppellant possessed a willful, deliberate and premeditated intent to starve her daughter to death. Over a long period of time, [Ajppellant purposely denied Tausha proper nourishment and directed others to do the same. Appellant even went so far as to physically restrain Tausha so that the young girl would be unable to feed herself. Tausha was reduced to surreptitiously eating dog food, picking through the trash, and drinking out of the commode.

Moreover, [Ajppellant continued the deliberate mistreatment of her daughter despite obvious physical indications that Tau-sha was dangerously malnourished and comments from others that her daughter looked seriously ill. The fact that [Ajppel-lant was conscious of what she was doing was suggested by her own conduct and admissions. She avoided taking Tausha to the doctor and she removed Tausha when the CYS caseworker was scheduled to visit, thus ensuring that those who might have noticed Tausha’s condition and taken steps to help her would be unable to do so. In addition, as noted above, [Ajppellant told Lisa Camp that Tausha “belonged six feet under and in a body bag,” and, after her arrest, [Ajppellant stated to one of her prison cellmates: "I’m glad the little retarded baby is dead.” N.T. 11/8/00 at 487. Appellant made a similarly disturbing comment to another cellmate, Dena Chandler, when Chandler asked [Ajppellant how she could kill her daughter. Appellant responded: “Easily. I never loved her. She interfered with my life.” Id. at 508. The further fact that [Ajppellant dumped Tausha's body and concocted a false tale of kidnapping suggests consciousness of guilt.

Commonwealth v. Tharp, 574 Pa. 202, 216 , 830 A.2d 519, 527 (2003).

. Appellant's PCRA Petition, filed on her behalf by the Federal Community Defender Association, raised so many claims and involved such a volume of material as to cause the PCRA court to opine that counsels' intent was to delay Appellant's execution by delaying the PCRA proceedings. In deciding this matter, the PCRA court expressly noted that it had considered literally thousands of pages of ex-Mbits, appendices, transcripts and briefs.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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