Opinion

Tuscaloosa Resources, Inc. v. Alabama Department of Environmental Management

  • 165 So. 3d 597
  • 2014 Ala. LEXIS 153
  • 2014 WL 4798794
Court
Supreme Court of Alabama
Filed
Sep 26, 2014
Status
Published
On the bench
Bolin, Bryan, Main, Moore, Murdock, Parker, Shaw, Stuart, Wise
Cited by
2 cases
Authority
More cited than 33.2%

The opinion

Rel: 09/26/2014

Notice: This opinion is subject to formal revision before publication in the advance

sheets of Southern Reporter. Readers are requested to notify the Reporter of Decisions,

Alabama Appellate Courts, 300 Dexter Avenue, Montgomery, Alabama 36104-3741 ((334) 229-

0649), of any typographical or other errors, in order that corrections may be made before

the opinion is printed in Southern Reporter.

SUPREME COURT OF ALABAMA

SPECIAL TERM, 2014

____________________

1130393

____________________

Ex parte Alabama Rivers Alliance and Friends of Hurricane

Creek

PETITION FOR WRIT OF CERTIORARI

TO THE COURT OF CIVIL APPEALS

(In re: Tuscaloosa Resources, Inc.

v.

Alabama Department of Environmental Management et al.)

(Tuscaloosa Circuit Court, CV-10-900300;

Court of Civil Appeals, 2120482)

PARKER, Justice.

1130393

Alabama Rivers Alliance and Friends of Hurricane Creek

(hereinafter collectively referred to as "ARA") petitioned

this Court for a writ of certiorari to review the Court of

Civil Appeals' decision reversing a judgment of the Tuscaloosa

Circuit Court ("the trial court") dismissing an appeal by

Tuscaloosa Resources, Inc. ("TRI"), of a decision of the

Environmental Management Commission ("the Commission"). See

Tuscaloosa Res., Inc. v. Alabama Dep't of Envtl. Mgmt., [Ms.

2120482, October 4, 2013] ___ So. 3d ___ (Ala. Civ. App.

2013). The Alabama Department of Environmental Management

("ADEM") oversees the Commission. We granted certiorari

review to consider whether the Court of Civil Appeals'

decision conflicts with this Court's decision in Price v.

South Central Bell, 294 Ala. 144, 313 So. 2d 184 (1975), and

the Court of Civil Appeals' decision in Personnel Board of

Jefferson County v. Bailey, 475 So. 2d 863 (Ala. Civ. App.

1985). See Rule 39(a)(1)(D), Ala. R. App. P. For the

following reasons, we conclude that the Court of Civil

Appeals' decision in this case does conflict with Price and

Bailey, and we reverse its judgment.

Facts and Procedural History

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In Tuscaloosa Resources, the Court of Civil Appeals set

forth the relevant facts and procedural history, as follows:

"TRI sought a water-pollution permit from ADEM. The

Alabama Rivers Alliance and Friends of Hurricane

Creek (hereinafter referred to collectively as

'ARA') challenged the issuance of the permit through

ADEM's administrative-appeals process. One of the

grounds TRI asserted in its defense of the issuance

of the permit was whether ARA had standing to

contest the permit. At the evidentiary hearing of

the matter, TRI presented evidence regarding the

standing issue. After the hearing, the hearing

officer submitted his recommendations to the

Commission. In turn, the Commission entered an

order adopting the hearing officer's recommendation,

which, among other things, concluded that ARA did

have standing to contest the permit, and it upheld

the issuance of the permit to TRI.

"TRI appealed the Commission's order to the

trial court.[1] The trial court noted that, by

1

As set forth below, ARA subsequently filed an appeal in

the Montgomery Circuit Court. Section 41-22-20(b), Ala. Code

1975, allows an aggrieved party to seek judicial review

"either in the Circuit Court of Montgomery County or in the

circuit court of the county in which the agency maintains its

headquarters, or unless otherwise specifically provided by

statute, in the circuit court of the county where a party

other than an intervenor, resides or if a party, other than an

intervenor, is a corporation, domestic or foreign, having a

registered office or business office in this state, then in

the county of the registered office or principal place of

business within this state." TRI does not indicate in its

brief before this Court why it believes that the Tuscaloosa

Circuit Court was the appropriate venue for its appeal. In

its motion to transfer ARA's appeal from the Montgomery

Circuit Court, TRI indicated that venue was appropriate in the

Tuscaloosa Circuit Court because ARA "perform[s] in Tuscaloosa

County business functions for which [it was] created."

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statute, only aggrieved parties can appeal a

decision of the Commission to the circuit court and

found that TRI was not a 'person aggrieved by the

administrative action' of the Commission.

Therefore, the trial court held, it did not have

subject-matter jurisdiction over the appeal, and it

dismissed TRI's appeal."

___ So. 3d at ___.

Standard of Review

This case concerns TRI's standing to appeal the

Commission's final decision in TRI's favor. The facts related

to TRI's standing to appeal the decision are not in dispute;

thus, only a question of law is presented for our review.

This Court reviews questions of law de novo. National Ins.

Ass'n v. Sockwell, 829 So. 2d 111 (Ala. 2002); Moss v.

Williams, 822 So. 2d 392 (Ala. 2001); and Reed v. Board of

Trs. of Alabama State Univ., 778 So. 2d 791 (Ala. 2000). See

also New L&N Sales & Marketing, Inc. v. Revson, 29 Fed. App'x

582, 582 (Fed. Cir. 2002)(not selected for publication in the

Federal Reporter)("Whether a party has standing to appeal is

a question of law that we review de novo."); Garrison v.

Garrison, 8 So. 3d 904, 906 (Miss. Ct. App. 2009)("Whether a

party has standing to appeal a trial court's judgment is a

question of law, which is reviewed de novo."); and Anderson v.

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Access Med. Ctrs., 263 P.3d 328, 330 (Okla. Civ. App.

2011)("'Whether a party lacks standing to appeal is a question

of law, which this Court reviews de novo ....'" (quoting In re

Baby W., 220 P.3d 32, 32 (Okla. Civ. App. 2009))).

Discussion

In Tuscaloosa Resources, the main opinion set forth the

law the Court of Civil Appeals applied, as follows:

"This case does not involve issues related to

the Commission's procedures when hearing the appeal

of an action taken by ADEM, see § 22-22A-7, Ala.

Code 1975; therefore, our review of this case is

governed by the Alabama Administrative Procedure Act

('AAPA'), § 41-22-20, Ala. Code 1975. See Alabama

Dep't of Envtl. Mgmt. v. Legal Envtl. Assistance

Found., Inc., 973 So. 2d 369, 375 n. 3 (Ala. Civ.

App. 2007) (quoting Plumbers & Steamfitters, Local

52 v. Alabama Dep't of Envtl. Mgmt., 647 So. 2d 793,

794–95 (Ala. Civ. App. 1994) ('"because [the case]

concerns a matter unrelated to the perfecting of an

appeal, judicial review of a decision of the

Commission is governed by §§ 41–22–20 and –21"')).

"Section 41–22–20 provides, in pertinent part:

"'(a) A person who has exhausted all

administrative remedies available within

the agency, other than rehearing, and who

is aggrieved by a final decision in a

contested case is entitled to judicial

review under this chapter.'

"(Emphasis added.)

"Black's Law Dictionary 1232 (9th ed. 2009)

defines an 'aggrieved party' as '[a] party entitled

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to a remedy; esp., a party whose personal,

pecuniary, or property rights have been adversely

affected by another person's actions or by a court's

decree or judgment.' In Alabama Department of

Environmental Management v. Friends of Hurricane

Creek, 114 So. 3d 47, 51 (Ala. Civ. App. 2012), this

court discussed what constituted an 'aggrieved'

person under the AAPA.

"'We start with the proposition that,

for a person to demonstrate standing to

seek relief in the courts of Alabama, that

person must show "'(1) an actual concrete

and particularized "injury in fact" —- "an

invasion of a legally protected interest";

(2) a "causal connection between the injury

and the conduct complained of"; and (3) a

likelihood that the injury will be

"redressed by a favorable decision."'" Ex

parte HealthSouth Corp., 974 So. 2d 288,

293 (Ala. 2007) (quoting Stiff v. Alabama

Alcoholic Beverage Control Bd., 878 So. 2d

1138, 1141 (Ala. 2003), quoting in turn

Lujan v. Defenders of Wildlife, 504 U.S.

555, 560–61, 112 S. Ct. 2130, 119 L. Ed. 2d

351 (1992)). Those elements of an actual

or imminent injury, causation, and

redressability, which have their origins in

the "case or controversy" interpretive

jurisprudence pertaining to Article III of

the United States Constitution, amount to

constitutional minima, at least as to the

judicial branch. See Hollywood Mobile

Estates, Ltd. v. Seminole Tribe of Florida,

641 F.3d 1259, 1265 (11th Cir. 2011); see

also Pharmacia Corp. v. Suggs, 932 So. 2d

95, 97 n. 4 (Ala. [2005]) (indicating that

Section 139 of the Alabama Constitution of

1901 similarly empowers this state's

judiciary to "'decide discrete cases and

controversies involving particular parties

and specific facts'" rather than answering

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abstract questions) (quoting Alabama Power

Co. v. Citizens of Alabama, 740 So. 2d 371,

381 (Ala. 1999)); but see Climax Molybdenum

Co. v. Secretary of Labor, 703 F.2d 447,

451 (10th Cir. 1983) (indicating that

administrative agencies are not bound by

constitutional "case or controversy"

requirements).'"

___ So. 3d at ___.

After setting forth the above law, the Court of Civil

Appeals proceeded to analyze Bailey, supra:

"In Bailey, a deputy sheriff filed a grievance with

the Jefferson County Personnel Board ('the Board')

complaining that Sheriff Bailey had improperly

transferred him from patrol duty to jail duty. The

Board found that the deputy sheriff's complaint was

'grievable' and then, after a hearing on the merits,

entered a decision reinstating the deputy sheriff to

the patrol division. 475 So. 2d at 865. Sheriff

Bailey appealed the decision to the circuit court,

seeking a judgment declaring that matters of job

assignment were within the prerogative of the

sheriff and not subject to review by the Board. The

circuit court determined that the deputy sheriff's

complaint was a matter properly considered by the

Board but also held that the Board's reinstatement

of the deputy sheriff to patrol duty was arbitrary

and capricious. The deputy sheriff appealed to this

court, and Sheriff Bailey cross-appealed. Id.

"The deputy sheriff asserted that, because

Sheriff Bailey had prevailed, he did not have

standing to cross-appeal. However, this court

concluded that, because the circuit court's decision

'could have a prejudicial effect on [Sheriff

Bailey's] authority to assign and discipline

subordinates in his department,' he had the right to

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cross-appeal the finding that the complaint was

'grievable.' Id. at 866."

Tuscaloosa Resources, ___ So. 3d at ___.

Based on its analysis of Bailey, the Court of Civil

Appeals then stated:

"We find the rationale set forth in Bailey to be

applicable in this case. TRI sought a ruling that

ARA did not have standing to challenge the water-

pollution permit that ADEM had issued. It argues

that, in holding that ARA had standing, the

Commission's ruling subjects TRI to additional

litigation, that is, TRI now must take on the

expense and risk required to defend ARA's appeal of

the Commission's decision in the Montgomery Circuit

Court. However, if the trial court in the

underlying appeal reverses the Commission's ruling

on the issue of ARA's standing, TRI would not be

required to address the merits of the issuance of

the permit. Furthermore, we agree with TRI that the

Commission's ruling weakens procedural protections

against challenges to any permits TRI might require

for future operations. Therefore, we conclude that

TRI has demonstrated that it was aggrieved by the

Commission's decision that ARA had standing to

challenge the permit."

Tuscaloosa Resources, ___ So. 3d at ___. Accordingly, the

Court of Civil Appeals held that the trial court had erred in

dismissing TRI's appeal.

In its petition for certiorari review, ARA alleges that

the main opinion in Tuscaloosa Resources conflicts with Price,

supra, and Bailey, supra. Specifically, ARA alleges that the

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conclusion in Tuscaloosa Resources that TRI had standing to

appeal the Commission's decision to the trial court because

TRI was aggrieved by the Commission's decision that ARA had

standing to challenge TRI's application for a water-pollution

permit, even though TRI received all the relief it requested

from the Commission (TRI's water-pollution permit was granted,

even though the Commission determined that ARA had standing to

challenge TRI's application), conflicts with Price and Bailey.

We granted certiorari review to address this issue.

For the reasons set forth in Judge Moore's dissent in

Tuscaloosa Resources, which is similar to the reasoning set

forth by ARA in its brief before this Court, we hold that the

Court of Civil Appeals' opinion in Tuscaloosa Resources

conflicts with Bailey and Price, and, thus, the Court of Civil

Appeals' judgment must be reversed. Judge Moore's convincing

dissent states, in pertinent part:

"The main opinion, citing Personnel Board of

Jefferson County v. Bailey, 475 So. 2d 863 (Ala.

Civ. App. 1985), adopts TRI's assertions that the

Commission's ruling subjects TRI to additional

litigation because 'TRI now must take on the expense

and risk required to defend ARA's appeal of the

Commission's decision in the Montgomery Circuit

Court.' ___ So. 3d at ___. The main opinion

further observes that, 'if the trial court in the

underlying appeal reverses the Commission's ruling

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on the issue of ARA's standing, TRI would not be

required to address the merits of the issuance of

the permit.' ___ So. 3d at ___.

"Although the main opinion relies on Bailey, I

find the circumstances in Bailey to be

distinguishable from those in the present case. In

Bailey, a deputy sheriff filed a grievance with the

Jefferson County Personnel Board ('the Board'),

asserting that the sheriff had transferred him from

patrol duty to jail duty in the sheriff's department

for disciplinary reasons. 475 So. 2d at 865. The

Board determined that the deputy sheriff's complaint

was 'grievable,' proceeded to hear the merits of the

complaint, and ultimately ruled in the deputy

sheriff's favor, ordering that he be reinstated to

the patrol division. Id. The sheriff then filed a

complaint in the circuit court, seeking a judgment

declaring that matters of job assignment, placement,

and transfer are prerogatives of the sheriff and,

thus, not subject to review by the Board and that

the Board's decision was erroneous. Id. The

circuit court ultimately entered a final judgment

ruling that the Board's decision was arbitrary and

capricious; the deputy sheriff and the Board

appealed from that portion of the circuit court's

order. Id. The circuit court had previously

entered a partial summary judgment, finding that the

deputy sheriff's complaint had been properly before

the Board for its consideration; the sheriff cross-

appealed from that portion of the judgment. Id.

"In determining that, although the sheriff was

the prevailing party below, the sheriff had the

right to cross-appeal the circuit court's finding on

the grievability issue, this court observed that

'the court's decision could have a prejudicial

effect on [the sheriff's] authority to assign and

discipline subordinates in his department.' Id. at

866. This court considered the case of Price v.

South Central Bell, 294 Ala. 144, 313 So. 2d 184

(1975), in reaching its conclusion as to that matter

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in Bailey.1 In Price, the prevailing party below and

the appellee before the Alabama Supreme Court

attempted to circumvent the decision reached on the

merits in its favor in the circuit court and to

avoid a potentially unfavorable decision on appeal

by arguing that the action should have been

dismissed because the appellant had failed to

prosecute the action in the name of the real party

in interest. 294 Ala. at 150, 313 So. 2d at 189.

The Alabama Supreme Court explained that '[i]f an

appellee wishes to have rulings of the trial court

adverse to it reviewed, an appellee must either take

a cross-appeal or cross-assign errors upon the

record brought up by appellant.' Id.

"This court determined in Bailey that the

sheriff merely had the right to cross-appeal, not to

initiate an independent appeal on the grievability

issue. The main opinion in the present case

improperly expands that determination to allow for

an independent appeal for appellants who are the

prevailing parties in the circuit court. The

reliance on Price by this court in Bailey supports

the assertion that the sheriff in Bailey, and TRI in

the present case, would not have standing to bring

an independent appeal because they were the

prevailing party in the lower court.

"In Hollywood Mobile Estates, Ltd. v. Seminole

Tribe of Florida, 641 F.3d 1259, 1265 (11th Cir.

2011), cited in Alabama Department of Environmental

Management v. Friends of Hurricane Creek, [114 So.

3d 47 (Ala. Civ. App. 2012)], ... the Eleventh

Circuit Court of Appeals observed:

"'"'[W]e should not speculate concerning

the existence of standing'" because we

"'lack[] the power to create jurisdiction

by embellishing a deficient allegation of

injury.'" DiMaio v. Democratic Nat'l Comm.,

520 F.3d 1299, 1301 (11th Cir. 2008)

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(quoting Elend v. Basham, 471 F.3d 1199,

1206 (11th Cir. 2006)).'

"TRI filed the present appeal to this court on April

26, 2010. ARA filed an appeal of the Commission's

decision to the Montgomery Circuit Court on May 26,

2010. Thus, at the time TRI filed its appeal, no

appeal by ARA of the Commission's decision in favor

of TRI was pending. As a result, any purported

damage to TRI as a result of its potentially being

required to defend an appeal by ARA was only

speculative, not concrete, at the time TRI filed its

appeal. In accordance with the instruction of

Hollywood Mobile Estates, it would be error to

speculate so as to bestow TRI with standing to

appeal in this case.2

"With regard to TRI's argument, and the main

opinion's agreement therewith, that, had the

Commission determined that ARA did not have

standing, TRI would not have been required to

undergo further litigation and incur expenses in

addressing the merits of the issuance of the permit,

___ So. 3d at ___, I note that, under such

circumstances, ARA could appeal the Commission's

decision that it did not have standing, causing TRI

to undergo further litigation, including costs and

time. TRI's argument is circular; to accept its

argument as the main opinion has done would allow

any prevailing party to claim as damage the

possibility of additional time and expense in

defending an appeal and/or further litigation by the

opposing party in any action. Indeed, had the

Commission determined that ARA did not have

standing, TRI might have been required to take on

the additional time and expense of defending an

appeal of that decision by ARA as well.

Accordingly, TRI does not have standing to

independently appeal a decision wholly in its favor.

"The main opinion also agrees with TRI 'that the

Commission's ruling weakens procedural protections

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against challenges to any permits TRI might require

for future operations.' ___ So. 3d at ___. Again,

the only support for that statement is grounded in

Bailey, which I have distinguished above. TRI

offered no further citation to authority in support

of that assertion. ...

"Because I believe the main opinion improperly

allows TRI to bring an independent appeal,

misconstruing Bailey, and because I believe TRI, as

a prevailing party below does not have standing to

bring this appeal, I would dismiss TRI's appeal.

"____________________

"1This court also cited Katz v. Red Top Sedan

Service, Inc., 136 So. 2d 11 (Fla. Dist. Ct. App.

1962). In that case, however, the appellants had

been successful in the circuit court, but assigned

errors based on their assertion that the damages

awarded had been too minimal. Id. Thus, the

decision in that case has no bearing on the

considerations at issue in the present case.

"2See also ACS Enters., Inc. v. Norristown

Borough Zoning Hearing Bd., 659 A.2d 651, 654 (Pa.

Cmwlth. Ct. 1995) ('[A] prevailing party's

disagreement with the legal reasoning or basis for

a decision does not amount to a cognizable

aggrievement necessary to establish standing. ...

[T]he mere possibility of future litigation does not

satisfy the requirement that to be considered an

aggrieved party, the party's interest must be

immediately affected by a decision.')."

Tuscaloosa Resources, ___ So. 3d at ___ (Moore, J.,

dissenting). Judge Moore properly concluded that TRI did not

have standing to file an independent appeal from the judgment

entered in TRI's favor.

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Conclusion

Based on the foregoing, the judgment of the Court of

Civil Appeals is reversed and the case remanded to that court

for proceedings consistent with this opinion.

REVERSED AND REMANDED.

Stuart, Bolin, Main, Wise, and Bryan, JJ., concur.

Moore, C.J., and Murdock and Shaw, JJ., concur in the

result.

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MURDOCK, Justice (concurring in the result).

I agree with Judge Moore's, and therefore the main

opinion's, understanding of Personnel Board of Jefferson

County v. Bailey, 475 So. 2d 863 (Ala. Civ. App. 1985), and

why it fails to support the proposition that a prevailing

party in a case can file an appeal independent of an appeal by

the losing party.2 I am concerned, however, by the manner in

which Judge Moore and this Court in the main opinion both use

"standing" terminology to refer to an aggrieved party's right

to appeal. I believe this moniker presents the potential for

2

I would stop short of the notion expressed in Justice

Shaw's special writing that, even in the absence of an appeal

by the deputy sheriff of the circuit court's ultimate decision

that he was not entitled to reinstatement, there was "nothing

preventing Sheriff Bailey from filing an independent appeal

from the adverse judgment against him in the declaratory-

judgment action" regarding the proper role of the Jefferson

Personnel Board. ___ So. 3d at ___ (Shaw, J., concurring in

the result). I believe it fairly could be questioned whether,

had the deputy acquiesced in the circuit court's decision

reversing the personnel board's action on its merits, there

would have continued to be a present and actual controversy of

the nature contemplated by the Declaratory Judgment Act, §

6–6–220 et seq., Ala. Code 1975, or the requirement of an

ongoing "case or controversy" under Art. VI, § 139, Alabama

Constitution 1901, for the continuation of an appeal. See Ex

parte Valloze, 142 So. 3d 504, 508 and n.2 (Ala. 2013). See

also Harper v. Brown, Stagner, Richardson, Inc., 873 So. 2d

220, 223 (Ala. 2003) ("For a declaratory-judgment action to

withstand a motion to dismiss there must be a bona fide

justiciable controversy that should be settled.").

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confusion with the concept of, and the prerequisites for, the

"standing" to sue that so often has drawn the attention of

this Court in recent years.

Indeed, this potential appears to be realized to some

extent even in Judge Moore's dissenting opinion. In a portion

of Judge Moore's dissent quoted by the main opinion, he states

that "'any purported damage to [Tuscaloosa Resources, Inc.

("TRI"),] as a result of its potentially being required to

defend an appeal by [Alabama Rivers Alliance and Friends of

Hurricane Creek (collectively "ARA")] was only speculative,

not concrete, at the time TRI filed its appeal.'" ___ So. 3d

at ___ (quoting Tuscaloosa Res., Inc. v. Alabama Dep't of

Envtl. Mgmt., [Ms. 2120432, Oct. 4, 2013] ___ So. 3d ___, ___

(Ala. Civ. App. 2013) (Moore, J., dissenting)). This

statement implies that, but for the timing of things (the fact

that ARA had not yet filed its own appeal when TRI attempted

to file its appeal), the litigation costs and time that TRI

would incur in defending an appeal by ARA should be considered

a form of "injury" that would be relevant to a "standing"-to-

appeal analysis. I find this implication to be contrary to

the view embodied in the next paragraph of Judge Moore's

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writing (with which I fully agree) that the time and expense

of defending an appeal brought by an opposing party is not the

type of injury that informs a "standing" analysis. Tuscaloosa

Resources, ___ So. 3d at ___ (Moore, J., dissenting).

Standing is a concept concerned with substantive rights and

injuries, not appellate-litigation time and costs.

The "standing" commonly addressed by this Court is a

concept that speaks to whether a litigant has the requisite

personal, concrete interest to invoke the aid of the courts in

the first place, i.e., to file a complaint commencing an

action. TRI, or a litigant in its position, does not lose

whatever personal, concrete interest it had at the outset of

the litigation merely by virtue of prevailing in the initial

adjudication of the dispute in a lower court or other

tribunal; until such time as the adjudication of the dispute

is at an end by virtue of the exhaustion of, or lack of proper

invocation of, the appellate process, such a party has as much

of an interest in relation to the dispute as it always had

(and even then has what we normally think of as "standing" to

seek enforcement of the judgment in its favor).

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Although they may be somewhat analogous, the restraining

principle at issue here and the issue of "standing" are two

different things. See generally Joan Steinman, Shining a Light

in a Dim Corner: Standing to Appeal and the Right to Defend a

Judgment in the Federal Courts, 38 Ga. L. Rev. 813 (Spring

2004); 15A Charles Alan Wright, Arthur R. Miller & Edward H.

Cooper, Federal Practice and Procedure § 3902.1 (2d ed. 1992).

The term "standing to appeal," which admittedly has been used

by federal courts, is in actuality merely a way of referring

to a statutorily granted "procedural right" to have some

higher court conduct some further review of one's case.

"Congress has vested appellate jurisdiction in

the courts of appeals for review of final decisions

of the district courts. 28 U.S.C. § 1291.

Ordinarily, only a party aggrieved by a judgment or

order of a district court may exercise the statutory

right to appeal therefrom. A party who receives all

that he has sought generally is not aggrieved by the

judgment affording the relief and cannot appeal from

it. Public Service Comm'n v. Brashear Freight

Lines, Inc., 306 U.S. 204 (1939); New York Telephone

Co. v. Maltbie, 291 U.S. 645 (1934); Corning v. Troy

Iron & Nail Factory, 15 How. 451 (1854); 9 J. Moore,

Federal Practice ¶ 203.06 (2d ed. 1975). The rule

is one of federal appellate practice, however,

derived from the statutes granting appellate

jurisdiction and the historic practices of the

appellate courts; it does not have its source in the

jurisdictional limitations of Art. III[, U.S.

Const.]."

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Deposit Guar. Nat'l Bank v. Roper, 445 U.S. 326, 333-34 (1980)

(emphasis added).3

That said, I agree with the main opinion to the extent it

can be read as standing for the proposition that TRI was the

prevailing party before the Commission and therefore did not

have the "right" to file an appeal. Further, of course, even

with the subsequent filing of an appeal by ARA, TRI had no

right to "piecemeal" to some different "appellate" tribunal --

i.e., other than one to which ARA had properly appealed -- its

request for consideration of an alternative ground for

upholding the lower tribunal's decision (which is what ARA's

alleged lack of "standing" to sue would have been in this case

had it been meritorious). Nor could TRI "piecemeal" a cross-

appeal (if it had a basis for one, which, unlike the sheriff

in Bailey, I do not believe it does), to some "appellate"

tribunal other than the one in which the losing party properly

filed its appeal.

3

If there is any constitutional constraint on the ability

of a prevailing party to appeal in the absence of an appeal by

the losing party, it might be the loss of a continuing "case

or controversy" as a result of the loss of an adverse party.

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SHAW, Justice (concurring in the result).

I am not convinced that the decision relied upon by the

Court of Civil Appeals, Personnel Board of Jefferson County v.

Bailey, 475 So. 2d 863 (Ala. Civ. App. 1985), supports that

court's decision. Specifically, the cross-appellant in that

case, Sheriff Bailey, had filed a declaratory-judgment action

seeking a determination whether the appellant, the Personnel

Board of Jefferson County ("the Board"), had the power to

overrule his personnel decision. He also filed what was

deemed as a separate common-law certiorari petition

challenging the merits of the Board's holding that overruled

his personnel decision.

Sheriff Bailey first received a nonfinal adverse judgment

on the declaratory-judgment action and then also later

received a favorable judgment on the certiorari petition. The

Board appealed from the judgment against it on the certiorari

petition, and Sheriff Bailey cross-appealed from the adverse

judgment against him on the declaratory-judgment action. Even

if the Board had filed no appeal, I see nothing preventing

Sheriff Bailey from filing an independent appeal from the

adverse judgment against him in the declaratory-judgment

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action. The analysis in Bailey, which focused on whether

Sheriff Bailey could appeal from a favorable judgment, was

misplaced--he was not appealing the favorable judgment on the

certiorari petition. I see no support in Bailey for the Court

of Civil Appeals' decision in the instant case on the issue

whether a party may appeal from a favorable judgment.

Both the Court of Civil Appeals' decision in the instant

case, as well as Judge Moore's dissenting opinion, which is

quoted at length in the main opinion, rely on the test for

standing found in Lujan v. Defenders of Wildlife, 504 U.S. 555

(1992). In my dissenting opinion in Ex parte Alabama

Educational Television Commission, [Ms. 1111494, Sept. 27,

2013] ___ So. 3d ___ (Ala. 2003), I rejected the application

of Lujan in situations other than general constitutional

challenges, especially when the legislature provides a cause

of action and subject-matter jurisdiction by statute.

This case does not present a general constitutional

challenge. Further, the legislature, in Ala. Code 1975, § 41-

22-20(a), has provided Tuscaloosa Resources, Inc., with the

right to appeal to the trial court when it is "aggrieved" by

a decision of the Environmental Management Commission ("the

21

1130393

Commission"). I agree with the portion of Judge Moore's

dissent, quoted in the main opinion, demonstrating that any

"purported damage" to TRI by the Commission's decision is only

speculative and based on conjecture. I thus do not believe

that TRI was "aggrieved" by the Commission's decision for

purposes of § 41-22-20(a).

22

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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