Opinion

Medina County Bar Ass'n v. Lewis

  • 121 Ohio St. 3d 596
  • 906 N.E.2d 1102
  • 2009 Ohio 1765
Court
Ohio Supreme Court
Filed
Apr 21, 2009
Status
Published
On the bench
Moyer, Pfeifer, O'Connor, O'Donnell, Cupp, Stratton, Lanzinger
Cited by
3 cases
Authority
More cited than 32.1%

The opinion

[Cite as Medina Cty. Bar Assn. v. Lewis, 121 Ohio St.3d 596, 2009-Ohio-1765.]

MEDINA COUNTY BAR ASSOCIATION v. LEWIS.

[Cite as Medina Cty. Bar Assn. v. Lewis, 121 Ohio St.3d 596, 2009-Ohio-1765.]

Attorneys at law — Misconduct — Multiple violations of the Rules of Professional

Conduct — Forging a judge’s signature — One-year suspension from the

practice of law.

(No. 2008-2068 — Submitted January 20, 2009 — Decided April 21, 2009.)

ON CERTIFIED REPORT by the Board of Commissioners on Grievances and

Discipline of the Supreme Court, No. 08-015.

__________________

Per Curiam.

{¶ 1} Respondent, Kenneth J. Lewis of Hinckley, Ohio, Attorney

Registration No. 0073002, was admitted to the practice of law in Ohio in 2000. In

April 2008, relator, Medina County Bar Association, filed a complaint against

respondent alleging that he had forged a judge’s signature on a previously time-

stamped judgment entry.

{¶ 2} Respondent stipulated to the facts and violations set forth in the

complaint, namely Prof.Cond.R. 8.4(b) (prohibiting illegal conduct adversely

reflecting on a lawyer’s honesty or trustworthiness), 8.4(c) (prohibiting conduct

involving dishonesty, fraud, deceit, or misrepresentation), 8.4(d) (prohibiting

conduct prejudicial to the administration of justice), and 8.4(h) (prohibiting

conduct adversely reflecting on a lawyer’s fitness to practice law). A panel of the

Board of Commissioners on Grievances and Discipline heard the matter on

September 27, 2008, and recommended that respondent’s license to practice law

be suspended for one year. The board adopted the panel’s findings of fact and

conclusions of law but not its recommendation, advocating instead a two-year

suspension. Respondent filed objections to the board’s report, urging a six-month

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suspension with all six months stayed. The appropriate sanction to be imposed is

the issue now before us.

{¶ 3} Respondent was retained by Danielle Burkhard in 2007 to

represent her before the Berea Municipal Court on traffic charges. Of vital

importance to Burkhard was the retention of occupational driving privileges.

Although the court had a standard form, motions and entries drafted by an

attorney were usually accepted.

{¶ 4} Respondent drafted his own motion and judgment entry for driving

privileges in Burkhard’s case and presented several copies to a court deputy clerk

on May 21, 2007. According to respondent, the clerk began to time-stamp the

documents, but then handed them back and told respondent to use the standard

forms instead. Respondent scheduled a hearing for Burkhard and left.

{¶ 5} On May 25, respondent and Burkhard attended a pretrial.

According to respondent, after the pretrial, Burkhard asked about the process of

receiving driving privileges. He claims that Burkhard asked, “What does the

driving privileges look like?” Respondent admits that he answered her by pulling

out the rejected time-stamped judgment entry from four days earlier and, in

Burkhard’s presence, signing the judge’s name to it and giving it to her.

Respondent then let Burkhard leave with the document and did not “even think

twice about it.”

{¶ 6} Burkhard later met with her probation officer and discussed

driving privileges. Burkhard gave the officer the judgment entry with the judge’s

forged signature. The probation officer apparently recognized the signature as a

forgery and informed the Berea Municipal Court.

{¶ 7} At the panel hearing, respondent could offer no explanation for his

actions. He testified, however, that it was never his intent to make Burkhard

believe that she had driving privileges at that time. He attributed his behavior to a

“serious lapse of judgment” and expressed shame and remorse for it.

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January Term, 2009

{¶ 8} In urging a shorter, stayed suspension, respondent emphasized (1)

his full cooperation with the disciplinary process, (2) his lack of any prior

disciplinary offenses, (3) the absence of any pattern of misconduct, (4) the

admission and recognition of the wrongfulness of his acts, (5) the lack of client

harm, and (6) his good reputation in the community. See Section 10 of the Rules

and Regulations Governing Procedure on Complaints and Hearings Before the

Board of Commissioners on Grievances and Discipline (“BCGD Proc.Reg.”)

10(B)(2)(a), (b), (d), and (e).

{¶ 9} Respondent insisted that his actions lacked a selfish or dishonest

motive. He produced an affidavit from Raymond J. Wohl, clerk of courts for

Berea Municipal Court, who stated, “Driving privileges are routinely granted in

OVI cases, such as Ms. Burkhard’s.” Respondent argues that the forged

instrument did not advance Burkhard’s desire for driving privileges. Respondent

did not present Burkhard’s testimony to corroborate his own.

{¶ 10} The panel unanimously found that respondent “was not truthful on

the witness stand when he testified that the only reason he forged the Judge’s

signature was because his client wanted to see what a Judgment Entry granting

occupational driving privileges would look like. This explanation is simply not

believable.”

{¶ 11} The board deferred to the panel’s credibility determination, as do

we. Respondent’s lack of credibility coupled with the seriousness of the offense

persuades us that an actual rather than a stayed suspension is warranted, and we

accept the panel’s recommended sanction. Respondent, in the presence of his

client, forged a judge’s signature on a time-stamped judgment entry and then gave

it to the client. In doing so, moreover, respondent, in his own words, did not

“think twice about it.”

{¶ 12} Respondent is hereby suspended from the practice of law for one

year. Costs are taxed to respondent.

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Judgment accordingly.

MOYER, C.J., and PFEIFER, O’CONNOR, O’DONNELL, and CUPP, JJ.,

concur.

LUNDBERG STRATTON and LANZINGER, JJ., dissent.

__________________

LUNDBERG STRATTON, J., dissenting.

{¶ 13} The majority suspends Lewis from practicing law for one year

because of the seriousness of his signing a judge’s name to an entry without

permission and because the majority did not find credible his explanation for the

conduct. Because I find Lewis’s explanation credible, I believe that a lesser

sanction is warranted.

{¶ 14} While our usual practice is to defer to a panel on judging

credibility, “[w]e are the ultimate arbiters in disciplinary proceedings.”

Cincinnati Bar Assn. v. Powers, 119 Ohio St.3d 473, 2008-Ohio-4785, 895

N.E.2d 172, ¶ 21. It is undisputed that Lewis scrawled a signature on the judge’s

signature line of an entry without the judge’s permission and that doing so was a

violation of the Rules of Professional Conduct. However, I believe Lewis’s

assertion that he never intended to pass off the entry as genuine.

{¶ 15} Neither Lewis nor the bar association called Lewis’s client as a

witness at his disciplinary hearing. Lewis testified as follows: At a pretrial

hearing on her traffic charges, Lewis’s client asked him whether she had driving

privileges; he informed her that she did not have such privileges. Because his

client wanted to see what a document granting driving privileges looked like,

Lewis retrieved the proposed driving entry that had been rejected by the clerk’s

office, scrawled a signature on it, and said, “This is what a driving privileges

entry would look like if you had that.” He then gave her the entry. While he later

recognized that signing the document was a “serious lapse of judgment,” Lewis

maintained that he never intended his client to believe that the entry was valid and

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January Term, 2009

provided her temporary driving privileges. While this explanation, on its face,

appears questionable, I believe that the evidence supports Lewis’s assertion.

{¶ 16} Even after signing the entry, Lewis arranged hearings, scheduled

on several different dates, for the purpose of seeking temporary driving privileges

for his client. Ultimately, these hearing dates were canceled at the client’s

request, and a plea was reached before the issue of temporary driving privileges

was resolved. Had Lewis considered the entry valid, there would have been no

need for these hearings.

{¶ 17} The signature on the entry bore no resemblance to the judge’s

actual signature, as evidenced by the fact that Lewis’s client’s probation officer

brought the entry to the attention of municipal court clerk, who launched an

investigation that determined the signature not to be genuine. Even the attorney

questioning Lewis at the disciplinary hearing stated, “When I look at that entry

and I see something on it, that appears to be scratching.” Had Lewis intended the

entry to seem authentic, he certainly would have taken more care to accurately

depict the judge’s signature.

{¶ 18} Moreover, Lewis never attempted to file the entry or pass it off as

genuine. It was his client who presented it to her probation officer, despite having

been told by Lewis that she did not have driving privileges.

{¶ 19} Finally, because the municipal court involved herein routinely

grants temporary driving privileges to first-time drunk-driving offenders, Lewis

had nothing to gain by forging the entry, but had everything to lose.

{¶ 20} I believe that these facts corroborate Lewis’s testimony that

signing the entry was only to show his client what an entry granting driving

privileges looked like; it was not intended to make anyone believe that the entry

was genuine. Thus, while signing the entry for any reason was still an incredibly

foolish act and a violation of the Rules of Professional Conduct, I believe that it

was not done with the intent to benefit his client or to defraud the judge or the

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judicial system. Because of these facts, and because this is Lewis’s first

disciplinary violation, I would impose a stayed one-year suspension of Lewis’s

license to practice law. Accordingly, I respectfully dissent.

LANZINGER, J., concurs in the foregoing opinion.

__________________

John C. Oberholtzer, John Crilly, and Kelly O’Kell, for relator.

Crabbe, Brown & James, L.L.P., Larry H. James, and Christina L. Corl,

for respondent.

______________________

6

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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