Statutes and regulations

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B02-04 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

U.S.C 1033. … U.S.C 1033.

Bank Secrecy Act Banco Delta Asia Sarl - Designation of Primary Money Laundering Concern

FDIC FIL-30-2007 · Federal · Agency guidance

FDIC Financial Institution Letters › Bank Secrecy Act Banco Delta Asia Sarl - Designation of Primary Money Laundering Concern

DATES: This final rule is effective on April 18, 2007. FOR FURTHER INFORMATION CONTACT: Regulatory Policy and Programs Division, Financial Crimes Enforcement Network, (800) 949–2732. … Title III of the USA PATRIOT Act amends the anti-money- laundering provisions of the Bank Secrecy Act, codified at 12 U.S.C. 1829b, 12 U.S.C. 1951–1959, and 31 U.S.C. 5311–5314 and 5316–5332, to

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B02-17 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

U.S.C 1033. … U.S.C 1033.

Eligible Surplus Lines Insurers in the State of Alaska

AK Insurance Bulletin B03-06 · Alaska · Agency guidance

Alaska Division of Insurance Bulletins › Eligible Surplus Lines Insurers in the State of Alaska

U.S.C 1033. … U.S.C 1033.

FDIC’s Final Statement of Policy on Bank Merger Transactions

FDIC FIL-63-2024 · Federal · Agency guidance

FDIC Financial Institution Letters › FDIC’s Final Statement of Policy on Bank Merger Transactions

SPECIAL CONSIDERATIONS FOR MERGERS WITH CERTAIN CHARACTERISTICS Interstate Bank Mergers Pursuant to Section 44 of the FDI Act (12 U.S.C.1831u), the FDIC may approve a merger transaction between … . 1842(a)), section 18(c) of the FDI Act (12 U.S.C. 1828(c)), or section 10 of the Home Owners' Loan Act (12 U.S.C. 1467a). 9 A PBO is created when at least one U.S. depository institution and one

Regulatory Capital Rules: Regulatory Capital, Implementation of Basel III, Minimum Regulatory Capital Ratios, Capital Adequacy, and Transition Provisions

FDIC FIL-25-2012 · Federal · Agency guidance

FDIC Financial Institution Letters › Regulatory Capital Rules: Regulatory Capital, Implementation of Basel III, Minimum Regulatory Capital Ratios, Capital Adequacy, and Transition Provisions

. 603(a). 100 5 U.S.C. 605(b). 101 See, e.g., 12 U.S.C. 1467a(g)(1); 12 U.S.C. 1831o(c)(1); 12 U.S.C. 1844; 12 U.S.C. 3907; and 12 U.S.C. 5371. 102 See 13 CFR 121.201. 103 See, ‘‘Update on Basel … . 605(b). 106 See, e.g., 12 U.S.C. 1467a(g)(1); 12 U.S.C. 1831o(c)(1); 12 U.S.C. 1844; 12 U.S.C. 3907; and 12 U.S.C. 5371. 107 See 13 CFR 121.201.

International Banking

FDIC FIL-85-2004 · Federal · Agency guidance

FDIC Financial Institution Letters › International Banking

In general, they implement the FDIC’s statutory authority under section 18(d)(2) of the Federal Deposit Insurance Act (FDI Act) (12 U.S.C ed U.S. branches of foreign banks. … (a) This subpart is issued pursuant to section 18(d) and (l) of the Federal Deposit Insurance Act (12 U.S.C. 1828(d), 1828(l)).

Retail Foreign Exchange Transactions

FDIC FIL-36-2011 · Federal · Agency guidance

FDIC Financial Institution Letters › Retail Foreign Exchange Transactions

participant” is found in CEA section 1a(18) and is discussed below. 18 7 U.S.C. 2(c)(2)(B)(i)(I). 19 7 U.S.C. 2(c)(2)(B)(i)(I). 20 7 U.S.C. 2(c)(2)(C). 4 “retail forex transactions.” … participant” is found in CEA section 1a(18) and is discussed below. 18 7 U.S.C. 2(c)(2)(B)(i)(I). 19 7 U.S.C. 2(c)(2)(B)(i)(I). 20 7 U.S.C. 2(c)(2)(C). 4 DRAFT 05-10-2011 two currencies

The Division of Clearing and Risk extended the no-action relief granted in CFTC Letter 14-27 to Eurex Clearing and its U.S. clearing members with regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act....

CFTC Letter No. 14-156 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › The Division of Clearing and Risk extended the no-action relief granted in CFTC Letter 14-27 to Eurex Clearing and its U.S. clearing members with regard to Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act....

CFTC Letter No. 14-27 extended the no-action relief originally granted in CFTC Letter No. 13-44 (July 11, 2013). 2 7 U.S.C. § 7a-1(a). Mr. Thomas Book Mr. … See Statement of the Commission concerning CME Rule 1001 (March 6, 2013), page 6, available at: http://www.cftc.gov/ucm/groups/public/@newsroom/documents/file/statementofthecommission.pdf.

DISCIPLINARY ACTIONS AGAINST ACCOUNTANTS PERFORMING SECTION 36 AUDIT SERVICES

FDIC FIL-1-2003 · Federal · Agency guidance

FDIC Financial Institution Letters › DISCIPLINARY ACTIONS AGAINST ACCOUNTANTS PERFORMING SECTION 36 AUDIT SERVICES

; 15 U.S.C. 78(h) and (i), 78o–4(c), 78o– 5, 78q–1, 78s, 78u, 78u–2, 78u–3, and 78w; 28 U.S.C. 2461 note; 31 U.S.C. 330, 5321; and 42 U.S.C. 4012a. 2. … 1, 78s, 78u, 78u–2, 78u–3 and 78w, 6801(b), 6805(b)(1); 28 U.S.C. 2461 note; 31 U.S.C. 330, 5321; 42 U.S.C. 4012a; Sec. 3100(s), Pub.

Requirements for Compliance with Privacy Notices

NE Insurance Company Bulletin CB-127 · Nebraska · Agency guidance

Nebraska DOI Insurance Guidance Documents and Company Bulletins › Requirements for Compliance with Privacy Notices

December 7, 2011 CB-127 1 of 18 PRIOR VERSION 2 of 18 CB-127 December 7, 2011 Use of Other Types of Privacy Notices Use of the attached Model Privacy Form is not required. … (c) Note that disclosure of certain information, such as assets, income, and information from a consumer reporting agency, may give rise to obligations under the Fair Credit Reporting Action [15 U.S.C

Retail Foreign Exchange Transactions

FDIC FIL-55-2011 · Federal · Agency guidance

FDIC Financial Institution Letters › Retail Foreign Exchange Transactions

. 2(c)(2)(B)(i)(I). 16 7 U.S.C. 2(c)(2)(B)(i)(I). 17 7 U.S.C. 2(c)(2)(C). 18 7 U.S.C. 2(c)(2)(B) and (C). 19 See generally CFTC v vided that each counterparty has the ability to deliver and accept … 2(c)(2)(B)(i)(I). 16 7 U.S.C. 2(c)(2)(B)(i)(I). 17 7 U.S.C. 2(c)(2)(C). 18 7 U.S.C. 2(c)(2)(B) and (C). 19 See generally CFTC v.

Margin and Capital Requirements for Covered Swap Entities

FDIC FIL-47-2014 · Federal · Agency guidance

FDIC Financial Institution Letters › Margin and Capital Requirements for Covered Swap Entities

See 7 U.S.C. 6s(e)(3)(C); 15 U.S.C. 78o–10(e)(3)(C). 11 12 U.S.C. 221 et seq., 12 U.S.C. 1818, 12 U.S.C. 1841 et seq., 12 U.S.C. 3101 et seq. and 12 U.S.C. 1461 et seq. … ■18.

Principles for Climate-Related Financial Risk Management for Large Financial Institutions

FDIC FIL-56-2023 · Federal · Agency guidance

FDIC Financial Institution Letters › Principles for Climate-Related Financial Risk Management for Large Financial Institutions

Although all financial institutions, regardless of size, may have material exposures to climate-related VerDate Sep<11>2014 18:18 Oct 27, 2023 Jkt 262001 PO 00000 Frm 00042 Fmt 4703 Sfmt 4703 E:\FR … Moreover, the principles are not subject to APA notice and comment requirements. 5 U.S.C. 533(b) (excluding interpretive rules, general statements of policy, and rules of agency organization, procedures

Extension of a Time-Limited No-Action Relief to Japan Securities Clearing Corporation and Its Qualifying Participants and Affiliates concerning Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act.

CFTC Letter No. 13-73 · Federal · Agency guidance

CFTC Staff Letters (2008-present) › Extension of a Time-Limited No-Action Relief to Japan Securities Clearing Corporation and Its Qualifying Participants and Affiliates concerning Sections 5b(a) and 2(h)(1)(A) of the Commodity Exchange Act.

application. 1 CFTC Letter No. 12-56 (Dec. 17, 2012), available at: http://www.cftc.gov/ucm/groups/public/@lrlettergeneral/documents/letter/12-56.pdf 2 7 U.S.C … See Statement of the Commission concerning CME Rule 1001 (March 6, 2013), page 6, available at: http://www.cftc.gov/ucm/groups/public/@newsroom/documents/file/statementofthecommission.pdf See also Commission

Rule 42. Protecting Identities—Sealed Items and Identification Numbers

N.C. R. App. P. 42 (version codified 1 January 2022, superseded) · North Carolina · Court rules

North Carolina Court Rules › North Carolina Rules of Appellate Procedure › N.C. R. App. P. 42 (version codified 1 January 2022, superseded)

. § 7B-1001; (2) Appeals filed under N.C.G.S. § 7B-2602; (3) Appeals filed under N.C.G.S. § 7A-27 that involve a sexual offense committed against a minor; and (4) Cases in which the right to appeal … Contract (Appellee) 28 Appellant Filing or Giving Notice of Appeal 7(b)(2) 18(b)(3) Serving Appellate Entries (Clerk of Superior Court) 14 Judge Signing Appellate Entr e Otherwise) 18(

Rule 42. Protecting Identities—Sealed Items and Identification Numbers

N.C. R. App. P. 42 (version codified 1 April 2025, superseded) · North Carolina · Court rules

North Carolina Court Rules › North Carolina Rules of Appellate Procedure › N.C. R. App. P. 42 (version codified 1 April 2025, superseded)

. § 7B-1001; (2) Appeals filed under N.C.G.S. § 7B-2602; (3) Appeals filed under N.C.G.S. § 7A-27 that involve a sexual offense committed against a minor; and (4) Cases in which the right to appeal … Contract (Appellee) 28 Appellant Filing or Giving Notice of Appeal 7(b)(2) 18(b)(3) Serving Appellate Entries (Clerk of Superior Court) 14 Judge Signing Appellate Entr e Otherwise) 18(

Banker Teleconference Series

FDIC FIL-29-2015 · Federal · Agency guidance

FDIC Financial Institution Letters › Banker Teleconference Series

, 12 U.S.C. 4001 et seq.; 12 CFR Part 229 (Regulation CC). 7 Truth in Savings Act, 12 U.S.C. 4301 et seq.; 12 CFR Part 1030 (Regulation DD). 8 Federal Trade Commission Act, Section 5, 15 U.S.C. 45(a) … Students,” OCC Community Developments Insights report (April 2009), available at http://www.occ.gov/topics/community- affairs/publications/insights/insights-school-based-bank-savings-programs.pdf. 18

Proposed Revisions to the Reports of Condition and Income (Call Report)

FDIC FIL-86-2005 · Federal · Agency guidance

FDIC Financial Institution Letters › Proposed Revisions to the Reports of Condition and Income (Call Report)

General Description of Reports These information collections are mandatory: 12 U.S.C. 161 (for national banks), 12 U.S.C. 324 (for State member banks), and 12 U.S.C burden estimates include the effect … General Description of Reports These information collections are mandatory: 12 U.S.C. 161 (for national banks), 12 U.S.C. 324 (for State member banks), and 12 U.S.C. 1817 (for insured State nonmember

Office of Foreign Assets Control Enforcement Guidelines

FDIC FIL-9-2006 · Federal · Agency guidance

FDIC Financial Institution Letters › Office of Foreign Assets Control Enforcement Guidelines

The authority citation for Part 501 continues to read as follows: Authority: 18 U.S.C. 2332d; 21 U.S.C. 1901–1908; 22 U.S.C. 287c; 22 U.S.C. 2370(a); 31 U.S.C. 321(b); 50 U.S.C cedure, Banks, banking … The authority citation for Part 501 continues to read as follows: Authority: 18 U.S.C. 2332d; 21 U.S.C. 1901–1908; 22 U.S.C. 287c; 22 U.S.C. 2370(a); 31 U.S.C. 321(b); 50 U.S.C. 1701– VerDate Aug<