§ 9401.110 Prohibited recommendations.

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Title 5—Administrative Personnel > CHAPTER LXXXIV—BUREAU OF CONSUMER FINANCIAL PROTECTION > PART 9401—SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR EMPLOYEES OF THE BUREAU OF CONSUMER FINANCIAL PROTECTION

This text was captured on Sep 22, 2026. It is a snapshot, not a live feed, so check the official code before relying on it.

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An employee shall not make recommendations or suggestions, directly or indirectly, concerning the acquisition or sale or other divestiture of a security in an entity supervised by the Bureau, or an entity that is a party or represents a party to a particular matter involving specific parties to which the employee is assigned.

[82 FR 35887, Aug. 2, 2017]

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§ 9401.110 Prohibited recommendations. · 5 CFR § 9401.110 | Frix