§ 200.12 Functional responsibilities.

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Title 17—Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS > Subpart A—Organization and Program Management

This text was captured on Sep 22, 2026. It is a snapshot, not a live feed, so check the official code before relying on it.

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This section sets forth the administrative and substantive responsibilities of the Division Directors, Office Heads, Regional Directors, and certain other Commission officers. All Commission officers and other staff members, except administrative law judges and the Inspector General, shall perform, in addition to the duties herein set forth, such additional duties as the chairman of the Commission may assign from time to time. These officers also serve as liaison with Government and other agencies concerning matters within their respective functional responsibilities.

[37 FR 23826, Nov. 9, 1972, as amended at 59 FR 5943, Feb. 9, 1994; 60 FR 14624, Mar. 20, 1995; 73 FR 32223, June 5, 2008]

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§ 200.12 Functional responsibilities. · 17 CFR § 200.12 | Frix