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WAC 460-20C-015. Cross-reference to other sections relating to broker-dealers and salespersons

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Washington Administrative Code › Title 460 › Chapter 460-20C › Section 460-20C-015

This text was captured on Aug 14, 2026. It is a snapshot, not a live feed, so check the official code before relying on it.

Text

Chapter 460-23B WAC applies to salespersons of issuers. Chapter 460-21C WAC applies to the provision of broker-dealer services on the premises of financial institutions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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