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Ch. 516: Definition of Client for Purposes of Investment Adviser Licensing and Notice Filing by Federal Covered Investment Advisers

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Code of Maine Rules › -032 Department of Professional and Financial Regulation Rules › Ch. 516

This text was captured on Aug 14, 2026. It is a snapshot, not a live feed, so check the official code before relying on it.

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: February 23, 2006 – capitalizations only 02-

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Ch. 516: Definition of Client for Purposes of Investment Adviser Licensing and Notice Filing by Federal Covered Investment Advisers · 032 Ch. 516 | Frix