COMAR 02.02.04.07. Designated Clearing Agency Exemption

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Code of Maryland Regulations › Title 02 OFFICE OF THE ATTORNEY GENERAL › Subtitle 02 DIVISION OF SECURITIES › Chapter 04 Exemption from Registration Regulations › COMAR 02.02.04.07

This text was captured on Aug 14, 2026. It is a snapshot, not a live feed, so check the official code before relying on it.

Text

A. The Options Clearing Corporation (OCC) shall be designated as a “clearing agency” for purposes of the Maryland Securities Act, Corporations and Associations Article, §11-601(13), Annotated Code of Maryland .

B. This designation may be revoked if the Commissioner finds that this action is advisable for the protection of investors or in the public interest.

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