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§ Â 73-211. Filing of sales and advertising literature.

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Delaware Code › Title 6 › Chapter 73 › Subchapter II › Section 73-211

This text was captured on Aug 14, 2026. It is a snapshot, not a live feed, so check the official code before relying on it.

Text

The Director may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser unless the security or transaction is exempted by § 73-207 of this title or is a federal covered security.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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§ Â 73-211. Filing of sales and advertising literature. · 6 Del. C. § 73-211 | Frix