Disqualifier.
AlaskaStatutes
Ask Donna
How this section applies to your facts.
AK Code › Title 45 › Chapter 45.56 › Section 45.56.140
Text
Exemption from registration under AS 45.56.110 45.56.160 is not available for a security or transaction if the issuer, or any of its officers, controlling persons, or promoters, is subject to a disqualifier described in the regulations adopted under 15 U.S.C. 78c(a)(39) as of the date of the transaction or offer.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.