Fisheries Off West Coast States and in the Western Pacific; Northern Anchovy Fishery; Amendment 8

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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

50 CFR Part 660

[Docket No. 990430115-9115-01; I.D. 030299B]

RIN 0648-AL48

Fisheries Off West Coast States and in the Western Pacific;

Northern Anchovy Fishery; Amendment 8

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and

Atmospheric Administration (NOAA), Commerce.

ACTION: Proposed rule; request for comments.

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SUMMARY: NMFS proposes regulations to implement Amendment 8 to the

Northern Anchovy Fishery Management Plan (FMP), which has been

submitted by the Pacific Fishery Management Council (Council) to NMFS

for review and approval by the Secretary of Commerce. This proposed

rule to implement Amendment 8 would: Change the name of the FMP to the

Fishery Management Plan for Coastal Pelagic Species (CPS); remove jack

mackerel north of 39 deg. N. lat. from the Pacific Coast Groundfish FMP

and add four species to the management unit of the CPS FMP; define a

new fishery management area and divide it into a limited entry zone and

two new subareas; establish a procedure for setting annual

specifications including harvest guidelines and quotas; provide for

closure of the directed fishery when the directed portion of a harvest

guideline or quota is taken; identify fishing seasons for Pacific

sardine and Pacific mackerel; establish catch restrictions in the

limited entry zone and, when the directed fishery for a CPS is closed,

limit harvest of that species to an incidental trip limit set by the

Southwest Regional Administrator, NMFS (Regional Administrator);

implement a limited entry program; authorize the Regional Administrator

to issue exempted fishing permits for the harvest of CPS that otherwise

would be prohibited; and establish a framework process by which

management decisions could be made without amending the FMP

harvest of that species to an incidental trip limit set by the

Southwest Regional Administrator, NMFS (Regional Administrator);

implement a limited entry program; authorize the Regional Administrator

to issue exempted fishing permits for the harvest of CPS that otherwise

would be prohibited; and establish a framework process by which

management decisions could be made without amending the FMP.

As discussed here in the preamble to this proposed rule, Amendment

8 would also: Establish Maximum Sustainable Yield (MSY) control rules

and define optimum yield (OY) and overfishing; and address requirements

in the Magnuson-Stevens Fishery Conservation and Management Act

regarding Essential Fish Habitat (EFH), bycatch, and fishing

communities. No changes in the regulations implementing the FMP are

required to implement these measures, if approved by NMFS.

DATES: Comments must be submitted in writing by July 9, 1999.

ADDRESSES: Send comments on the proposed rule to Rodney R. McInnis,

Acting Administrator, Southwest Region, NMFS, 501 West Ocean Boulevard,

Suite 4200, Long Beach, CA 90802. Copies of the FMP, which includes the

final supplemental environmental impact statement (FSEIS)/regulatory

impact review/initial regulatory flexibility analysis may be obtained

from Larry Six, Executive Director, Pacific Fishery Management Council,

2130 SW Fifth Avenue, Suite 224, Portland, Oregon, 97201. Send comments

regarding the reporting burden estimate or any other aspect of the

collection-of-information requirements in this proposed rule to Rodney.

R. McInnis, Acting Administrator, Southwest Region, NMFS, 501 West

Ocean Boulevard, Suite 4200, Long Beach, CA 90802, and to the Office of

Information and Regulatory Affairs, Office of Management and Budget

(OMB), Washington, DC 00503 (Attn: NOAA Desk Officer).

FOR FURTHER INFORMATION CONTACT: James Morgan, Sustainable Fisheries

Division, NMFS, at 562-980-4036 or Julie Walker, Pacific Fishery

Management Council, at 503-326-6352.

hwest Region, NMFS, 501 West

Ocean Boulevard, Suite 4200, Long Beach, CA 90802, and to the Office of

Information and Regulatory Affairs, Office of Management and Budget

(OMB), Washington, DC 00503 (Attn: NOAA Desk Officer).

FOR FURTHER INFORMATION CONTACT: James Morgan, Sustainable Fisheries

Division, NMFS, at 562-980-4036 or Julie Walker, Pacific Fishery

Management Council, at 503-326-6352.

SUPPLEMENTARY INFORMATION: On September 4, 1998 (63 FR 47288), a notice

of availability of a Draft Environmental Impact Statement (DSEIS) on

Amendment 8 to the FMP was published in the Federal Register. The

Council held public hearings on the amendment from September 8 to 11 in

Washington, Oregon, and California. On September 15, 1998, at its

meeting in Sacramento, California, the Council reviewed public comments

received on the amendment at the hearings, considered written comments,

adopted preferred options and voted to submit Amendment 8 for

Secretarial review. The Council submitted Amendment 8 for Secretarial

review by a letter dated December 11, 1998. On March 12, 1999, a notice

of availability of the FSEIS on Amendment 8 was published in the

Federal Register (64 FR 12279).

The impetus for Amendment 8 and this proposed rule is the

increasing abundance of Pacific sardine, which now extends from Mexico

to Canada, and the recent high demand for squid. Pacific sardine was

overfished in the

1930s, leading to the collapse of the fishery in the 1950s. Little is

known about the abundance of squid. The high variability of coastal

pelagic resources and the amount of fishing power that could be

employed to their harvest require a comprehensive management approach.

Species in the FMP

ds from Mexico

to Canada, and the recent high demand for squid. Pacific sardine was

overfished in the

1930s, leading to the collapse of the fishery in the 1950s. Little is

known about the abundance of squid. The high variability of coastal

pelagic resources and the amount of fishing power that could be

employed to their harvest require a comprehensive management approach.

Species in the FMP

Amendment 8 and this proposed rule would place Pacific mackerel

(Scomber japonicus), Pacific sardine (Sardinops sagax), Jack mackerel

(Trachurus symmetricus), and market squid (Loligo opalescens) in a

management unit with northern anchovy (Engraulis mordax). All of these

small CPS are harvested by a fleet of vessels using mainly roundhaul

nets (e.g., purse seines). Managed species would be divided into two

categories: ``Actively managed'' and ``monitored.'' Actively managed

species would be subject to annual harvest limits based on estimated

biomass. Monitored species would not be subject to mandatory harvest

limits, although other management measures such as area closures could

apply. Initially, Pacific sardine and Pacific mackerel would be

actively managed, while jack mackerel, northern anchovy, and market

squid would be monitored. This proposed rule would remove jack mackerel

from the Pacific Coast Groundfish FMP.

Fishery Management Areas and Subareas

The fishery management area is the exclusive economic zone (EEZ)

off the coasts of Washington, Oregon, and California between 3 and 200

nautical miles offshore, bounded in the north by the Provisional

International Boundary between the United States and Canada, and

bounded in the south by the International Boundary between the United

States and Mexico. The fishery management area is divided into subareas

for the regulation of fishing for CPS, with the following boundaries:

The CPS Limited Entry Zone means the EEZ between the northern boundary

at 39 deg.00'00'' N. lat. off California, and the southern boundary at

the U.S

he United States and Canada, and

bounded in the south by the International Boundary between the United

States and Mexico. The fishery management area is divided into subareas

for the regulation of fishing for CPS, with the following boundaries:

The CPS Limited Entry Zone means the EEZ between the northern boundary

at 39 deg.00'00'' N. lat. off California, and the southern boundary at

the U.S. Mexico-International Boundary. Subarea A means the EEZ between

the U.S.-Canada Provisional International Boundary and the southern

boundary at Pt. Piedras Blancas, California. Subarea B means the EEZ

between the northern boundary. at Pt. Piedras Blancas, California

35 deg.40'00'' N. lat. and the southern boundary at the U.S.-Mexico

International Boundary.

Limited Entry System

The limited entry system would be established in the commercial

fishery for CPS finfish (squid is not included) south of 39 deg. N.

latitude (Pt. Arena, California). Open access would continue north of

39 deg. N. latitude. Historically, 99 percent of the sardine resource

has been harvested south of Pt. Arena. When abundance is high,

fishermen in more northern areas would still be able to gain benefits

from the high abundance through the open access fishery. When abundance

declines, the resource tends to disappear from the north and move

south.

To qualify for a limited entry permit, a vessel would have had to

land at least 100 metric tons (mt) of CPS finfish during the period

January 1, 1993, through November 5, 1997. The estimated number of

vessels that would qualify for a limited entry permit is 70. These

vessels are responsible for approximately 99 percent of the harvest of

CPS.

The limited entry program would take effect on January 1, 2000.

Permits would be issued to the owner of the qualifying vessel and could

be transferred once only during the year 2000

d

January 1, 1993, through November 5, 1997. The estimated number of

vessels that would qualify for a limited entry permit is 70. These

vessels are responsible for approximately 99 percent of the harvest of

CPS.

The limited entry program would take effect on January 1, 2000.

Permits would be issued to the owner of the qualifying vessel and could

be transferred once only during the year 2000. This one-time transfer

would afford the owner of a qualifying vessel the opportunity to

upgrade his/her fishing vessel and would allow those who wish to enter

the fishery a 1-year opportunity to buy a permit. After the year 2000,

a permit could not be transferred to another person, but could be

registered for use with another vessel only if the permitted vessel was

lost, stolen, or was removed from all federally managed fisheries.

Currently, there is no way to ensure that a vessel that is able to fish

will not operate in another federally regulated fishery. Therefore, the

only way a permit may be transferred to a different vessel after

December 31, 2000, will be if the permitted vessel has been totally

lost, stolen, or scrapped. NMFS will investigate whether there is

another way to ensure a vessel may not be used in another fishery, such

as through documentation restrictions.

Under the amendment, vessels fishing for CPS in the limited entry

fishery could land no more than 125 mt tons of CPS from any fishing

trip. This limit is designed to curtail increases in harvest capacity.

Under the proposed system, vessel owners may make changes in fishing

gear, engines, or refrigeration, to adapt to changing conditions in the

fishery. Vessels harvesting CPS for live bait or in small amounts (as

described below) would be exempt from permit requirements

y

markets. Under the framework provisions of Amendment 8, the Council

could recommend landings between 1 and 5 mt by vessels without a

permit. Any change in the exempted trip limit would be implemented

through rulemaking. The proposed regulations would initially set the

exempted trip limit at 5 mt. NMFS request comments on the appropriate

level for the exempted trip limit.

Framework Process

A framework process similar to that used in the Council's

groundfish fishery would allow for management actions without amending

the plan. This proposed rule would establish a framework process to set

and adjust fishery specifications and management measures in accordance

with procedures and standards described in section 2 of Amendment 8.

The framework process consists of two procedural categories, the point-

of-concern framework procedure and the socio-economic framework

procedure, according to which the Council may recommend and NMFS

approve the establishment and adjustment of management measures. The

point-of-concern framework procedure would be used in response to

resource conservation and ecological issues, while the socio-economic

framework procedure would be used to address socio-economic issues in

the fishery. Under both of these procedures, the Council and NMFS may

carry out four types of actions: (1) Automatic actions for non-

discretionary actions, which would become effective upon publication of

a Federal Register notice without prior public notice and opportunity

for comment, and without a prior Council meeting; (2) notice actions,

which would be used for all

io-economic issues in

the fishery. Under both of these procedures, the Council and NMFS may

carry out four types of actions: (1) Automatic actions for non-

discretionary actions, which would become effective upon publication of

a Federal Register notice without prior public notice and opportunity

for comment, and without a prior Council meeting; (2) notice actions,

which would be used for all

management actions, except automatic action, intended to have temporary

affect that are either non-discretionary or have probable impacts that

were previously analyzed and which would require at least one Council

meeting and publication of one Federal Register notice; (3) abbreviated

rulemaking actions; which would be used for all discretionary

management actions intended to have permanent effect, the impacts of

which have not been previously analyzed, and which would require at

least one Council meeting and publication of one rule in the Federal

Register; and (4) full rulemaking actions, which would require at least

two Council meetings and publication of proposed and final rules in the

Federal Register with an opportunity for public comment.

Under the framework system, many different types of actions could

be taken to respond quickly to changes in the fishery. For example,

actively managed and monitored species could be moved between

categories as circumstances require. Other actions include trip

frequency limits, area or subarea closures, seasons, size limits, gear

limitations, and other appropriate measures. Amendment 8 and this

proposed rule authorize the Council to designate certain management

measures as ``routine management measures.'' This designation would

enable the Council to modify the measure through the single meeting

notice procedure described here.

Harvest Guidelines

frequency limits, area or subarea closures, seasons, size limits, gear

limitations, and other appropriate measures. Amendment 8 and this

proposed rule authorize the Council to designate certain management

measures as ``routine management measures.'' This designation would

enable the Council to modify the measure through the single meeting

notice procedure described here.

Harvest Guidelines

Annually, the Regional Administrator would calculate the harvest

guidelines for actively managed CPS based on the estimated biomass and

the standards set in the FMP. This is the same process that has been

used in the northern anchovy fishery and would be adapted for actively

managed CPS. The formulas used to set harvest guidelines for CPS are

straightforward and provide little latitude for judgement; therefore,

there is little discretion involved in setting annual specifications

for CPS.

Harvest guidelines for CPS would be calculated using the current

biomass estimate multiplied by a fixed harvest rate. The portion of the

resource in U.S. waters may change year to year; the harvest guidelines

would be calculated using the best estimate available. The amount of

the harvest guideline needed for incidental trip limits when the

fishery is nearing closure will vary depending on when the harvest

guideline is projected to be achieved, but the sum of the incidental

amount and the amount harvested directly must equal the total harvest

guideline.

Following the determination of the estimated biomass, a public

meeting would be held, where the Coastal Pelagics Management Team and

Advisory Subpanel would review the biomass estimate and resultant

harvest guideline. Public comments and comments of the Advisory

Subpanel would be reported to the Council. After hearing public

comments at its meeting, the Council would either adopt the harvest

guideline for the upcoming fishing season or recommend a different

harvest guideline, accompanied by a justification for the

recommendation

y Subpanel would review the biomass estimate and resultant

harvest guideline. Public comments and comments of the Advisory

Subpanel would be reported to the Council. After hearing public

comments at its meeting, the Council would either adopt the harvest

guideline for the upcoming fishing season or recommend a different

harvest guideline, accompanied by a justification for the

recommendation. There is little flexibility in setting harvest

guidelines, but errors in calculations and in the way the specific

factors were used in determining the biomass are elements that could be

examined.

The annual process for calculating harvest guidelines would include

public review of the estimated biomass and harvest guidelines before

the fishing season begins; however, the Regional Administrator is not

precluded from announcing the harvest guideline in the Federal Register

before the process is completed so that fishermen may plan their

activities and begin harvesting when the fishing season begins.

Fishing Seasons

This proposed rule would set the Pacific sardine season at January

1 to December 31, unless closed earlier, and the Pacific mackerel

season at July 1 to June 30, unless closed earlier.

Other Elements of Amendment 8

The SFA amended section 303(a) of the Magnuson-Stevens Act, which

describes the required components of each FMP. The SFA established a 2-

year deadline (ending October 11, 1998) by which each Regional Fishery

Management Council was required to submit amendments to NMFS to bring

all FMPs into compliance with the new provisions of section 303(a).

Amendment 8 seeks to make the FMP consistent with the Magnuson-Stevens

Act, as amended by the SFA, by defining, OY, overfishing, and levels at

which managed stocks are considered overfished and by addressing EFH,

bycatch in the fisheries for CPS, and social and economic data on

fishing communities.

MSY, OY, and Overfishing Definitions

nto compliance with the new provisions of section 303(a).

Amendment 8 seeks to make the FMP consistent with the Magnuson-Stevens

Act, as amended by the SFA, by defining, OY, overfishing, and levels at

which managed stocks are considered overfished and by addressing EFH,

bycatch in the fisheries for CPS, and social and economic data on

fishing communities.

MSY, OY, and Overfishing Definitions

Harvest strategies for CPS would take into account uncontrolled

harvests in the Mexican fishery, natural variability in the stocks, and

the importance of coastal pelagics as forage for other fish, marine

mammals, and birds. The harvest strategies are established through the

definition of OY, MSY control rules, and levels at which species would

be considered overfished. Amendment 8 contains a default CPS MSY

control rule and default overfishing definitions for northern anchovy,

jack mackerel, and market squid. It also contains specific MSY control

rules and overfishing definitions for Pacific sardine and Pacific

(chub) mackerel.

Bycatch

Bycatch, as defined in the Magnuson-Stevens Act, is minimal in the

CPS fisheries. Any bycatch issues that might arise if a high volume

fishery occurred in the northern portion of the management area are

unknown. Amendment 8 authorizes the Council to set incidental catch

allowances as a percentage of landed weight or as an allowable

incidental trip limit.

EFH

Presence/absence data were used to determine EFH for CPS and are

based on a thermal range bordered within the geographic area where a

CPS species occurs at any life stage, where the CPS species has

occurred historically during periods of similar environmental

conditions, or where environmental conditions do not preclude

colonization by the CPS species. The amendment discusses non-fishing

and fishing impacts on CPS EFH, and conservation and enhancement

measures. No new management measures are proposed to address fishing

impacts on EFH.

Fishing Communities

age, where the CPS species has

occurred historically during periods of similar environmental

conditions, or where environmental conditions do not preclude

colonization by the CPS species. The amendment discusses non-fishing

and fishing impacts on CPS EFH, and conservation and enhancement

measures. No new management measures are proposed to address fishing

impacts on EFH.

Fishing Communities

Amendment 8 describes the commercial and recreational CPS

fisheries. It also profiles several fishing communities.

Classification

At this time, NMFS has not determined that Amendment 8, which this

rule would implement, is consistent with the national standards of the

Magnuson-Stevens Act and other applicable laws. NMFS, in making that

determination, will take into account the data, views, and comments

received during the comment period.

The Council prepared a DSEIS for Amendment 8; a notice of

availability was published in the Federal Register on September 4, 1998

(63 FR 47288), inviting public comment. The comments are addressed in

the FSEIS. The FSEIS for Amendment 8 was filed with the Environmental

Protection Agency on March 19, 1999. A notice of availability of the

FSEIS was published in the Federal Register on March 26, 1999 (64 FR

14720).

The environmental impacts of the various measures contained in

Amendment 8 are expected to be neutral or positive. These impacts are

summarized below by key management measures. Limited entry--The effects

of limited entry and open access management are primarily socioeconomic

although some positive environmental effects may arise if the tendency

to overfish in open access fisheries is reduced by limited entry.

Environmental effects in the open access fishery are expected to be

neutral unless fishing effort increases and overfishing occurs. OY,

MSY, and Overfishing definitions--Harvest of forage fish like sardine

involves direct, indirect, and cumulative impacts on the environment

sitive environmental effects may arise if the tendency

to overfish in open access fisheries is reduced by limited entry.

Environmental effects in the open access fishery are expected to be

neutral unless fishing effort increases and overfishing occurs. OY,

MSY, and Overfishing definitions--Harvest of forage fish like sardine

involves direct, indirect, and cumulative impacts on the environment.

Species specific control rules are recommended for Pacific sardine and

Pacific mackerel. Allowable harvest is based on MSY and the importance

of each species as forage for other fish, marine mammals, and birds.

This approach is expected to minimize environmental impacts. The

default MSY control rules proposed for northern anchovy and jack

mackerel (which are underutilized species with low levels of catch) are

conservative and will have minimal environmental impacts. There is not

enough information available to evaluate impacts of the default MSY

control rule for market squid because there is little information

available for this species. However, an aggressive research program is

underway to define the status of the resource, develop a management

program, and minimize any possible impacts resulting from the harvest

of market squid. Framework management--Impacts of establishing a

framework management procedure are procedural and not environmental.

EFH--The identification and description of EFH for coastal pelagic

species per se is expected to have no effect on the environment,

because NMFS is making an administrative designation. However, given

the fact that once EFH is designated, the effect of fishing and non-

fishing activities on CPS EFH must be analyzed, there is a greater

chance of habitat protection. Bycatch and Incidental Catch--There are

no direct, indirect, or cumulative impacts from the recommended options

for managing incidental catch. There are no recommended options for

managing bycatch.

This proposed rule has been determined to be not significant for

the purposes of E.O. 12866

nd non-

fishing activities on CPS EFH must be analyzed, there is a greater

chance of habitat protection. Bycatch and Incidental Catch--There are

no direct, indirect, or cumulative impacts from the recommended options

for managing incidental catch. There are no recommended options for

managing bycatch.

This proposed rule has been determined to be not significant for

the purposes of E.O. 12866.

The Chief Counsel for Regulation of the Department of Commerce

certified to the Chief Counsel for Advocacy of the Small Business

Administration that this proposed rule, if adopted, would not have a

significant economic impact on a substantial number of small entities

as follows:

The National Marine Fisheries Service (NMFS) considers an impact

to be ``significant'' if it results in a reduction in annual gross

revenues by more than 5 percent, an increase in compliance costs at

least 10 percent higher for smaller entities than for large

entities, compliance costs that require significant capital

expenditures, or the likelihood that 2 percent of the small entities

would be forced out of business. NMFS considers a ``substantial

number'' of small entities to be more than 20 percent of those small

entities affected by the regulation engaged in the fishery.

Coastwide, 811 vessels landed at least some CPS finfish or

squid, or both, during the 1993-1997 window period. All vessels are

small entities. Of these 811 vessels, 640 had CPS finfish landings

south of 39 deg. N. latitude. This is the population affected by

limited entry. The other 171 vessels are expected to experience

minimal or no economic impact as a result of this proposed rule. A

total of 570 vessels would not qualify for a limited entry permit.

Of these non-qualifying vessels, only 122 vessels depended on CPS

finfish landings for at least 5 percent of their total exvessel

revenues, which is 19 percent of the affected population

fected by

limited entry. The other 171 vessels are expected to experience

minimal or no economic impact as a result of this proposed rule. A

total of 570 vessels would not qualify for a limited entry permit.

Of these non-qualifying vessels, only 122 vessels depended on CPS

finfish landings for at least 5 percent of their total exvessel

revenues, which is 19 percent of the affected population. However,

average aggregate CPS finfish landings for these 122 vessels was 10

mt for the 1993-1997 period, or 2 mt per year. Even at one trip per

year at 2 mt per trip, the 122 non-qualifying vessels would be

allowed to continue landing CPS finfish under the proposed 5 mt

exempted landing limit. If the exempted landing limit were lowered

to 1 mt, then up to 12 of the 122 vessels could be forced to reduce

harvests south of 39 deg. N. latitude and, depending on per trip

costs, could be forced out of business, because with annual total

exvessel revenues less than $2,000, they would not be able to afford

the purchase of a limited entry permit. These vessels would comprise

less than 2 percent of the affected population.

A total of 70 vessels accounted for 99 percent of all finfish

landings during the qualifying period.

Because of this certification, an Initial Regulatory Flexibility

Analysis was not required and one was not prepared.

This proposed rule contains collection-of-information requirements

subject to review and approval by OMB under the Paperwork Reduction Act

(PRA). These requirements have been submitted to OMB for approval. The

public reporting burden for these requirements is estimated to be 30

minutes for a limited entry permit application, 30 minutes for

requesting the transfer of a permit, 2 hours to prepare a request for

the appeal of the decision to deny a permit, and 45 minutes to affix

the official number of a vessel to its bow and weather deck. The

additional permit qualification evidence and burden of proof is

estimated to take 1 hour per response

nts is estimated to be 30

minutes for a limited entry permit application, 30 minutes for

requesting the transfer of a permit, 2 hours to prepare a request for

the appeal of the decision to deny a permit, and 45 minutes to affix

the official number of a vessel to its bow and weather deck. The

additional permit qualification evidence and burden of proof is

estimated to take 1 hour per response. These estimates include the time

for reviewing instructions, searching existing data sources, gathering

and maintaining the data needed, and completing and reviewing the

collection of information.

Public comment is sought regarding whether these proposed

collections of information are necessary for the proper performance of

the functions of the agency, including whether the information shall

have practical utility, the accuracy of the burden estimate, ways to

enhance the quality, utility, and clarity of the information to be

collected, and ways to minimize the burden of the collection of

information, including through the use of automated collection

techniques or other forms of information technology. Send comments on

these or any other aspects of the collection of information to NMFS,

Southwest Region (see ADDRESSES), and to OMB at the Office of

Information and Regulatory Affairs, Office of Management and Budget,

Washington, DC 20503 (Attn: NOAA Desk Officer).

Notwithstanding any other provision of the law, no person is

required to respond to, nor shall any person be subject to a penalty

for failure to comply with, a collection of information subject to the

requirements of the PRA, unless that collection of information displays

a currently valid OMB control number.

An informal consultation under the Endangered Species Act has been

initiated with the U.S. Fish and Wildlife Service (FWS) with regard to

the possible effects of the fishery on endangered and threatened

seabirds under FWS jurisdiction that forage on coastal pelagic species

ect to the

requirements of the PRA, unless that collection of information displays

a currently valid OMB control number.

An informal consultation under the Endangered Species Act has been

initiated with the U.S. Fish and Wildlife Service (FWS) with regard to

the possible effects of the fishery on endangered and threatened

seabirds under FWS jurisdiction that forage on coastal pelagic species.

Consultation is also underway within NMFS with regard to the possible

effects of the fishery on endangered or threatened marine mammals,

Pacific salmon, and steelhead.

List of Subjects in 50 CFR Part 660

Administrative practice and procedure, American Samoa, Fisheries,

Fishing, Guam, Hawaiian Natives, Indians, Northern Mariana Islands,

Reporting and recordkeeping requirements.

Dated: May 18, 1999.

Andrew A. Rosenberg,

Deputy Assistant Administrator for Fisheries, National Marine Fisheries

Service.

For the reasons set out in the preamble, NMFS proposes to amend 50

CFR part 660 as follows:

PART 660--FISHERIES OFF WEST COAST STATES AND IN THE WESTERN

PACIFIC

1. The authority citation for part 660 continues to read as

follows:

Authority: 16 U.S.C. 1801 et seq.

Sec. 660.302 [Amended]

2. In Sec. 660.302, under the definition of ``Groundfish'' and

under the term ``Roundfish,'' remove the text ``jack mackerel (north of

39 deg. N. lat.), Trachurus symmetricus''.

3. In Sec. 660.337, paragraph (a)(1) is revised to read as follows:

Sec. 660.337 Limited entry permits--``designated species B''

endorsement.

as

follows:

Authority: 16 U.S.C. 1801 et seq.

Sec. 660.302 [Amended]

2. In Sec. 660.302, under the definition of ``Groundfish'' and

under the term ``Roundfish,'' remove the text ``jack mackerel (north of

39 deg. N. lat.), Trachurus symmetricus''.

3. In Sec. 660.337, paragraph (a)(1) is revised to read as follows:

Sec. 660.337 Limited entry permits--``designated species B''

endorsement.

(a) * * *

(1) General. Designated species means Pacific whiting and

shortbelly rockfish. Bycatch allowances in fisheries for these species

will be established using the procedures specified for incidental

allowances in joint venture and foreign fisheries in the PCGFMP.

* * * * *

4. Revise Subpart I to read as follows:

Subpart I--Coastal Pelagics Fisheries

660.501 Purpose and scope.

660.502 Definitions.

660.503 Management subareas.

660.504 Vessel identification.

660.505 Prohibitions.

660.506 Gear restrictions.

660.507 Closed areas to reduction fishing.

660.508 Annual specifications.

660.509 Closure of directed fishery.

660.510 Fishing seasons.

660.511 Catch restrictions.

660.512 Limited entry fishery.

660.513 Permit conditions.

660.514 Transferability.

660.515 Renewal of limited entry permits.

660.516 Exempted fishing.

660.517 Framework for revising regulations.

Figure 1 to Subpart I of Part 660--Existing California Area Closures

Subpart I--Coastal Pelagics Fisheries

Sec. 660.501 Purpose and scope.

This subpart implements the Fishery Management Plan for Coastal

Pelagic Species (FMP). These regulations govern commercial fishing for

CPS in the EEZ off the coasts of Washington, Oregon, and California.

Sec. 660.502 Definitions.

or revising regulations.

Figure 1 to Subpart I of Part 660--Existing California Area Closures

Subpart I--Coastal Pelagics Fisheries

Sec. 660.501 Purpose and scope.

This subpart implements the Fishery Management Plan for Coastal

Pelagic Species (FMP). These regulations govern commercial fishing for

CPS in the EEZ off the coasts of Washington, Oregon, and California.

Sec. 660.502 Definitions.

In addition to the definitions in the Magnuson-Stevens Act and in

Sec. 610.10 of this chapter, the terms used in this subpart have the

following meanings:

Actively managed species (AMS) means those CPS for which the

Secretary has determined that harvest guidelines or quotas are needed

by Federal management according to the provisions of the FMP.

Advisory Subpanel (AP) means the Coastal Pelagic Species Advisory

Subpanel that comprises members of the fishing industry and public

appointed by the Council to review proposed actions for managing the

coastal pelagic fisheries.

Biomass means the estimated amount, by weight, of a coastal pelagic

species population. The term biomass means total biomass (age 1 and

above) unless stated otherwise.

Coastal pelagic species (CPS) means northern anchovy (Engraulis

mordax), Pacific mackerel (Scomber japonicus), Pacific sardine

(Sardinops sagax), jack mackerel (Trachurus symmetricus), and market

squid (Loligo opelescens).

Coastal Pelagic Species Management Team (CPSMT) means the

individuals appointed by the Council to review, analyze, and develop

management measures for the CPS fishery.

Council means the Pacific Fishery Management Council, including its

CPSMT, AP, Scientific and Statistical Committee (SSC), and any other

committee established by the Council.

Finfish means northern anchovy, Pacific mackerel, Pacific sardine,

and jack mackerel

Team (CPSMT) means the

individuals appointed by the Council to review, analyze, and develop

management measures for the CPS fishery.

Council means the Pacific Fishery Management Council, including its

CPSMT, AP, Scientific and Statistical Committee (SSC), and any other

committee established by the Council.

Finfish means northern anchovy, Pacific mackerel, Pacific sardine,

and jack mackerel.

Fishery Management Area means the EEZ off the coasts of Washington,

Oregon, and California between 3 and 200 nautical miles offshore,

bounded in the north by the Provisional International Boundary between

the United States and Canada, and bounded in the south by the

International Boundary between the United States and Mexico.

Fishing trip means a period of time between landings when fishing

is conducted.

Harvest guideline means a specified numerical harvest objective

that is not a quota. Attainment of a harvest guideline does not require

complete closure of a fishery.

Harvesting vessel means a vessel involved in the attempt or actual

catching, taking or harvesting of fish, or any activity that can

reasonably be expected to result in the catching, taking or harvesting

of fish.

Land or Landing means to begin transfer of fish from a fishing

vessel. Once transfer begins, all fish aboard the vessel are counted as

part of the landing.

Limited entry fishery means the commercial fishery consisting of

vessels fishing for CPS in the CPS Management Zone under limited entry

permits issued under Sec. 660.512.

Live bait fishery means fishing for CPS for use as live bait in

other fisheries.

Monitored species (MS) means those CPS the Secretary has determined

not to need management by harvest guidelines or quotas according to the

provisions of the FMP.

Nonreduction fishery means fishing for CPS for use as dead bait or

for processing for direct human consumption

ry

permits issued under Sec. 660.512.

Live bait fishery means fishing for CPS for use as live bait in

other fisheries.

Monitored species (MS) means those CPS the Secretary has determined

not to need management by harvest guidelines or quotas according to the

provisions of the FMP.

Nonreduction fishery means fishing for CPS for use as dead bait or

for processing for direct human consumption.

Owner, as used in this subpart, means a person who is identified as

the current owner in the Certificate of Documentation (CG-1270) issued

by the U.S. Coast Guard for a documented vessel, or in a registration

certificate issued by a state or the U.S. Coast Guard for an

undocumented vessel.

Person, as used in this subpart, means any individual, corporation,

partnership, association or other entity (whether or not organized or

existing under the laws of any state), and any Federal, state, or local

government, or any entity of any such government that is eligible to

own a documented vessel under the terms of 46 U.S.C. 12102(a).

Processing or to process means preparing or packaging coastal

pelagic species to render the fish suitable for human consumption, pet

food, industrial uses or long-term storage, including, but not limited

to, cooking, canning, smoking, salting, drying, filleting, freezing, or

rendering into meal or oil, but does not mean heading and gutting

unless there is additional preparation.

Quota means a specified numerical harvest objective for a single

species of CPS, the attainment (or expected attainment) of which causes

the complete closure of the fishery for that species.

Reduction fishery means fishing for CPS for the purposes of

conversion into fish flour, fish meal, fish scrap, fertilizer, fish

oil, other fishery products, or byproducts for purposes other than

direct human consumption.

Regional Administrator means the Administrator, Southwest Region,

NMFS, 501 W. Ocean Boulevard, Suite 4200, Long Beach, CA 90802-4213, or

a designee

shery for that species.

Reduction fishery means fishing for CPS for the purposes of

conversion into fish flour, fish meal, fish scrap, fertilizer, fish

oil, other fishery products, or byproducts for purposes other than

direct human consumption.

Regional Administrator means the Administrator, Southwest Region,

NMFS, 501 W. Ocean Boulevard, Suite 4200, Long Beach, CA 90802-4213, or

a designee.

Reserve means a portion of the harvest guideline or quota set aside

at the beginning of the year for specific purposes, such as for

individual harvesting groups to ensure equitable distribution of the

resource or to allow for uncertainties in preseason estimates of DAP

and JVP.

Sustainable Fisheries Division (SFD) means the Assistant Regional

Administrator for Sustainable Fisheries, Southwest Region, NMFS, or a

designee.

Totally lost means that the vessel being replaced no longer exists

in specie, or is absolutely and irretrievably

sunk or otherwise beyond the possible control of the owner, or the

costs of repair (including recovery) would exceed the repaired value of

the vessel.

Trip limit means the total allowable amount of a CPS species by

weight or by percentage of weight of fish on board the vessel that may

be taken and retained, possessed, or landed from a single fishing trip

by a vessel that harvests CPS.

Sec. 660.503 Management subareas.

The fishery management area is divided into subareas for the

regulation of fishing for CPS, with the following designations and

boundaries:

(a) CPS Limited Entry Zone means the EEZ between:

(1) Northern boundary--at 39 deg.00'00'' N. lat. off California;

and

(2) Southern boundary--the United States-Mexico International

Boundary, which is a line connecting the following coordinates:

32 deg.35'22'' N. lat., 117 deg.27'49'' W. long.

32 deg.37'37'' N. lat., 117 deg.49'31'' W. long.

31 deg.07'58'' N. lat., 118 deg.36'18'' W. long.

30 deg.32'31'' N. lat., 121 deg.51'58'' W. long.

een:

(1) Northern boundary--at 39 deg.00'00'' N. lat. off California;

and

(2) Southern boundary--the United States-Mexico International

Boundary, which is a line connecting the following coordinates:

32 deg.35'22'' N. lat., 117 deg.27'49'' W. long.

32 deg.37'37'' N. lat., 117 deg.49'31'' W. long.

31 deg.07'58'' N. lat., 118 deg.36'18'' W. long.

30 deg.32'31'' N. lat., 121 deg.51'58'' W. long.

(b) Subarea A means the EEZ between:

(1) Northern boundary--the United States-Canada Provisional

International Boundary, which is a line connecting the following

coordinates:

48 deg.29'37.19'' N. lat., 124 deg.43'33.19'' W. long.

48 deg.30'11'' N. lat., 124 deg.47'13'' W. long.

48 deg.30'22'' N. lat., 124 deg.50'21'' W. long.

48 deg.30'14'' N. lat., 124 deg.54'52'' W. long.

48 deg.29'57'' N. lat., 124 deg.59'14'' W. long.

48 deg.29'44'' N. lat., 125 deg.00'06'' W. long.

48 deg.28'09'' N. lat., 125 deg.05'47'' W. long.

48 deg.27'10'' N. lat., 125 deg.08'25'' W. long.

48 deg.26'47'' N. lat., 125 deg.09'12'' W. long.

48 deg.20'16'' N. lat., 125 deg.22'48'' W. long.

48 deg.18'22'' N. lat., 125 deg.29'58'' W. long.

48 deg.11'05'' N. lat., 125 deg.53'48'' W. long.

47 deg.49'15'' N. lat., 126 deg.40'57'' W. long.

47 deg.36'47'' N. lat., 127 deg.11'58'' W. long.

47 deg.22'00'' N. lat., 127 deg.41'23'' W. long.

46 deg.42'05'' N. lat., 128 deg.51'56'' W. long.

46 deg.31'47'' N. lat., 129 deg.07'39'' W. long.; and

(2) Southern boundary--at 35 deg.40'00'' N. lat. (Pt. Piedras

Blancas).

(c) Subarea B means the EEZ between:

(1) Northern boundary--35 deg.40'00'' N. lat. (Pt. Piedras

Blancas); and

(2) Southern boundary--the United States-Mexico International

Boundary described in paragraph (a)(2) of this section.

Sec. 660.504 Vessel identification.

(a) Official number. Each fishing vessel subject to this subpart

must display its official number on the port and starboard sides of the

deckhouse or hull, and on an appropriate weather deck so as to be

visible from enforcement vessels and aircraft.

rn boundary--the United States-Mexico International

Boundary described in paragraph (a)(2) of this section.

Sec. 660.504 Vessel identification.

(a) Official number. Each fishing vessel subject to this subpart

must display its official number on the port and starboard sides of the

deckhouse or hull, and on an appropriate weather deck so as to be

visible from enforcement vessels and aircraft.

(b) Numerals. The official number must be affixed to each vessel

subject to this subpart in block Arabic numerals at least 14 inches

(35.56 cm) in height. Markings must be legible and of a color that

contrasts with the background.

Sec. 660.505 Prohibitions.

In addition to the general prohibitions specified in Sec. 600.725

of this chapter, it is unlawful for any person to do any of the

following:

(a) In the CPS Limited Entry Zone, take and retain, possess or land

more than 5 mt of CPS finfish, other than live bait, on a harvesting

vessel without a limited entry permit.

(b) In the CPS Limited Entry Zone, take and retain, possess or land

more than 125 mt of CPS finfish on a harvesting vessel.

(c) Sell CPS without an applicable commercial state fishery

license.

(d) Fish in the reduction fishery for CPS in any closed area

specified in Sec. 660.507.

(e) Fish in the reduction fishery for northern anchovy using gear

not authorized under Sec. 660.506.

(f) When fishing for CPS, not to return a prohibited species to the

sea as soon as practicable with a minimum of injury.

(g) Falsify or fail to affix and maintain vessel markings as

required by Sec. 660.504.

(h) Fish for CPS in violation of any terms or conditions attached

to an exempted fishing permit issued under Sec. 600.745 of this

chapter.

(i) When a directed fishery has been closed, take and retain,

possess or land more than the incidental trip limit announced in the

Federal Register.

inimum of injury.

(g) Falsify or fail to affix and maintain vessel markings as

required by Sec. 660.504.

(h) Fish for CPS in violation of any terms or conditions attached

to an exempted fishing permit issued under Sec. 600.745 of this

chapter.

(i) When a directed fishery has been closed, take and retain,

possess or land more than the incidental trip limit announced in the

Federal Register.

(j) Refuse to submit fishing gear or fish subject to such person's

control to inspection by an authorized officer, or to interfere with or

prevent, by any means, such an inspection.

(k) Falsify or fail to make and/or file any and all reports of

fishing, landing, or any other activity involving CPS, containing all

data, and in the exact manner, required by the applicable State law, as

specified in Sec. 660.3.

(l) Fail to carry aboard a vessel that vessel's limited entry

permit issued under Sec. 660.512 or exempted fishing permit issued

under Sec. 660.516.

(m) Make a false statement on an application for issuing, renewing,

transferring, or replacing a limited entry permit for the CPS fishery.

Sec. 660.506 Gear restrictions.

Only authorized fishing gear may be used in the reduction fishery

for northern anchovy off California. Authorized fishing gear is round

haul nets that have a minimum wet-stretch mesh size of \10/16\ of an

inch (1.59 cm) excluding the bag portion of a purse seine. The bag

portion must be constructed as a single unit and must not exceed a

rectangular area, adjacent to 20 percent of the total corkline of the

purse seine. Minimum mesh size requirements are met if a stainless

steel wedge can be passed with only thumb pressure through 16 of 20

sets of 2 meshes each of wet mesh. The wedges used to measure trawl

mesh size are made of 20 gauge stainless steel, and will be no wider

than \10/16\ of an inch (1.59 cm) less one thickness of the metal at

the widest part.

Sec. 660.507 Closed areas to reduction fishing.

The following areas are closed to reduction fishing:

steel wedge can be passed with only thumb pressure through 16 of 20

sets of 2 meshes each of wet mesh. The wedges used to measure trawl

mesh size are made of 20 gauge stainless steel, and will be no wider

than \10/16\ of an inch (1.59 cm) less one thickness of the metal at

the widest part.

Sec. 660.507 Closed areas to reduction fishing.

The following areas are closed to reduction fishing:

(a) Farallon Islands closure (see Figure 1 to this subpart). The

portion of Subarea A bounded by--

(1) A straight line joining Pigeon Point Light (37 deg.10.9' N.

lat., 122 deg.23.6' W. long.) and the U.S. navigation light on

Southeast Farallon Island (37 deg.42.0' N. lat., 123 deg.00.1' W.

long.); and

(2) A straight line joining the U.S. navigation light on Southeast

Farallon Island (37 deg.42.0' N. lat., 123 deg.00.1' W. long.) and the

U.S. navigation light on Point Reyes (37 deg.59.7' N. lat.,

123 deg.01.3' W. long.).

(b) Subarea B closures. Those portions of Subarea B described as--

(1) Oxnard closure (see Figure 1 to this subpart). The area that

extends offshore 4 miles from the mainland shore between lines running

250 deg. true from the steam plant stack at Manadalay Beach

(34 deg.12.4' N. lat., 119 deg.15.0' W. long.) and 220 deg. true from

the steam plant stack at Ormond Beach (34 deg.07.8' N. lat.,

119 deg.10.0' W. long.).

(2) Santa Monica Bay closure (see Figure 1 to this subpart). Santa

Monica Bay shoreward of that line from Malibu Point (34 deg.01.8' N.

lat., 188 deg.40.8' W. long.) to Rocky Point (Palos Verdes Point)

(33 deg.46.5' N. lat., 118 deg.25.7' W. long.).

(3) Los Angeles Harbor closure (see Figure 1 to this subpart). The

area outside Los Angeles Harbor described by a line extending 6 miles

180 deg. true from Point Fermin (33 deg.42.3' N. lat., 118 deg.17.6' W.

long.) and then to a point located 3 miles offshore on a line 225 deg.

true from Huntington Beach Pier (33 deg.39.2' N. lat., 118 deg.00.3' W.

long.).

N. lat., 118 deg.25.7' W. long.).

(3) Los Angeles Harbor closure (see Figure 1 to this subpart). The

area outside Los Angeles Harbor described by a line extending 6 miles

180 deg. true from Point Fermin (33 deg.42.3' N. lat., 118 deg.17.6' W.

long.) and then to a point located 3 miles offshore on a line 225 deg.

true from Huntington Beach Pier (33 deg.39.2' N. lat., 118 deg.00.3' W.

long.).

(4) Oceanside to San Diego closure (see Figure 1 to this subpart).

The area 6 miles from the mainland shore south of a line running

225 deg. true from the tip of the outer breakwater (33 deg.12.4' N.

lat., 117 deg.24.1' W. long.) of Oceanside Harbor

to the United States-Mexico International Boundary.

Sec. 660.508 Annual specifications.

(a) The Regional Administrator will determine the harvest

guidelines or quotas for all AMS from the estimated biomass and the

formulas in the FMP.

(b) Harvest guidelines or quotas, including any apportionment

between the directed fishery and set-aside for incidental harvest, will

be published in the Federal Register before the beginning of the

fishing season for each CPS.

(c) The announcement of each harvest guideline or quota will

contain the following information:

(1) A summary of the status of AMS and MS;

(2) The estimated biomass on which the harvest guideline or quota

was determined;

(3) The portion, if appropriate, of the harvest guideline or quota

set aside to allow for incidental harvests after closure of the

directed fishery;

(4) The estimated level of the incidental trip limit that will be

allowed after the directed fishery is closed; and

(5) The allocation, if appropriate, between Subarea A and Subarea

B.

ss on which the harvest guideline or quota

was determined;

(3) The portion, if appropriate, of the harvest guideline or quota

set aside to allow for incidental harvests after closure of the

directed fishery;

(4) The estimated level of the incidental trip limit that will be

allowed after the directed fishery is closed; and

(5) The allocation, if appropriate, between Subarea A and Subarea

B.

(d) Harvest guidelines and quotas will receive a public review

according to the following procedure:

(1) A meeting will be held between the Council's CPSMT and AP,

where the estimated biomass and the harvest guideline or quota will be

reviewed and public comments received. This meeting will be announced

in the Federal Register before the date of the meeting.

(2) All materials relating to the biomass and harvest guideline or

quota will be forwarded to the Council and its Scientific and

Statistical Committee and will be available to the public from the

Regional Administrator.

(3) At a regular meeting of the Council, the Council will review

the estimated biomass and harvest guideline or quota and offer time for

public comment. If the Council requests a revision, justification must

be provided.

(4) The Regional Administrator will review the Council's

recommendations, justification, and public comments and base his or her

final decision on the requirements of the FMP.

Sec. 660.509 Closure of directed fishery.

When the directed fishery portion of the harvest guideline or quota

is estimated to be taken, the Regional Administrator will announce in

the Federal Register the date of closure of the directed fishery for

CPS and the amount of the incidental trip limit that will be allowed.

Sec. 660.510 Fishing seasons.

nal decision on the requirements of the FMP.

Sec. 660.509 Closure of directed fishery.

When the directed fishery portion of the harvest guideline or quota

is estimated to be taken, the Regional Administrator will announce in

the Federal Register the date of closure of the directed fishery for

CPS and the amount of the incidental trip limit that will be allowed.

Sec. 660.510 Fishing seasons.

(a) All seasons will begin at 0001 hours and terminate at 2400

hours local time. Fishing seasons for the following CPS species are:

(1) Pacific sardine. January 1 to December 31, or until closed

under Sec. 660.509.

(2) Pacific mackerel. July 1 to June 30, or until closed under

Sec. 660.509.

Sec. 660.511 Catch restrictions.

(a) All CPS harvested shoreward of the outer boundary of the EEZ

(0-200 nautical miles off shore) will be counted toward the catch

limitations specified in this section.

(b) The trip limit for harvesting vessels fishing in the CPS

Limited Entry Zone for CPS other than live bait without a limited entry

permit is 5 mt tons of all CPS finfish combined.

(c) The trip limit for vessels with a limited entry permit on a

fishing trip in which the vessel fishes or lands fish in the Limited

Entry Zone is 125 mt of all CPS finfish combined.

(d) After the directed fishery for a CPS is closed under

Sec. 660.509, no person may take and retain, possess or land more of

that species than the incidental trip limit set by the Regional

Administrator.

(e) While fishing for CPS, all species of trout and salmon

(Salmonidae) and Pacific halibut (Hippoglossus stenolepis) are

prohibited species and must be released immediately with a minimum of

injury.

Sec. 660.512 Limited entry fishery.

ed under

Sec. 660.509, no person may take and retain, possess or land more of

that species than the incidental trip limit set by the Regional

Administrator.

(e) While fishing for CPS, all species of trout and salmon

(Salmonidae) and Pacific halibut (Hippoglossus stenolepis) are

prohibited species and must be released immediately with a minimum of

injury.

Sec. 660.512 Limited entry fishery.

(a) General. (1) This section applies to fishing for or landing CPS

finfish in the limited entry fishery in the Limited Entry Zone.

(2) Effective January 1, 2000, the owner of a vessel with more than

5 mt of CPS finfish on board in the CPS Limited Entry Zone, other than

live bait, must have a limited entry permit registered for use with

that vessel.

(3) Only a person eligible to own a documented vessel under the

terms of 46 U.S.C. 12102(a) may be issued or hold; by ownership or

otherwise, a limited entry permit.

(b) Initial qualification. (1) SFD will issue a limited entry

permit only for a vessel that landed 100 mt tons of CPS finfish from

January 1, 1993, through November 5, 1997.

(2) A limited entry permit will be issued only to the current owner

of the vessel, unless:

(i) The previous owner of a vessel qualifying for a permit, by the

express terms of a written contract, reserved the right to the limited

entry permit, in which case the limited entry permit will be issued to

the previous owner based on the catch history of the qualifying vessel,

or

(ii) A vessel that would have qualified for a limited entry permit

was totally lost prior to issuance of a limited entry permit. In this

case, the owner of the vessel at the time it was lost retains the right

to a permit for a replacement vessel, unless the owner conveyed the

right to another person by the express terms of a written contract. The

lost vessel must be replaced within 2 years of the date that the

qualifying vessel was lost, and the replaced vessel must be of equal or

less net tonnage.

mited entry permit. In this

case, the owner of the vessel at the time it was lost retains the right

to a permit for a replacement vessel, unless the owner conveyed the

right to another person by the express terms of a written contract. The

lost vessel must be replaced within 2 years of the date that the

qualifying vessel was lost, and the replaced vessel must be of equal or

less net tonnage.

(c) Evidence and burden of proof. A vessel owner (or person holding

limited entry rights under the express terms of a written contract as

specified in paragraph (a)(2) of this section) applying for issuance,

renewal, transfer, or registration of a limited entry permit has the

burden to submit evidence to prove that qualification requirements are

met. The following evidentiary standards apply:

(1) A certified copy of the vessel's documentation as a fishing

vessel of the United States (U.S. Coast Guard or state) is the best

evidence of vessel ownership;

(2) A certified copy of a state fish landing receipt is the best

evidence of a landing of a vessel;

(3) A copy of a written contract reserving or conveying limited

entry rights is the best evidence of reserved or acquired rights; and

(4) Other relevant, credible evidence that the applicant may submit

or that the SFD may request or require may also be considered.

(d) Fees. The Regional Administrator may charge fees to cover

administrative expenses related to issuing limited entry permits, as

well as renewing, transferring, and replacing permits. The amount of

the fee is calculated in accordance with the procedures of the NOAA

Finance Handbook for determining the administrative costs of each

special product or service. The fee may not exceed such costs and is

specified with each application form. The appropriate fee must

accompany each application.

suing limited entry permits, as

well as renewing, transferring, and replacing permits. The amount of

the fee is calculated in accordance with the procedures of the NOAA

Finance Handbook for determining the administrative costs of each

special product or service. The fee may not exceed such costs and is

specified with each application form. The appropriate fee must

accompany each application.

(e) Initial decisions. (1) The SFD will make initial decisions

regarding issuing, renewing, transferring, and registering limited

entry permits.

(2) Adverse decisions shall be in writing and shall state the

reasons for the adverse decision.

(3) The SFD may decline to act on an application for issuing,

renewing, transferring, or registering a limited entry permit if the

permit sanction provisions of the Magnuson-Stevens Act at 16 U.S.C.

1858(a) and implementing

regulations at 15 CFR part 904, subpart D, apply.

(f) Initial issuance. (1) The SFD will issue limited entry permits.

(2) In order to receive a final decision on a limited entry permit

application before January 1, 2000, an applicant must submit the

application to the SFD on or before August 1, 1999.

(3) A separate, complete, and accurate application form,

accompanied by any required supporting documentation and the

appropriate fee, must be submitted for each vessel for which a limited

entry permit is sought.

(4) Upon receipt of an incomplete or improperly executed

application, the SFD will notify the applicant of the deficiency. If

the applicant fails to correct the deficiency within 30 days following

the date of notification, the application will be considered void.

(5) The SFD may request further documentation before acting on an

application.

(6) The SFD will not accept applications for a limited entry permit

after July 1, 2000.

improperly executed

application, the SFD will notify the applicant of the deficiency. If

the applicant fails to correct the deficiency within 30 days following

the date of notification, the application will be considered void.

(5) The SFD may request further documentation before acting on an

application.

(6) The SFD will not accept applications for a limited entry permit

after July 1, 2000.

(g) Appeals. (1) Any applicant for an initial permit may appeal the

initial issuance decision to the Regional Administrator. To be

considered by the Regional Administrator, such appeal must be in

writing and state the reasons for the appeal, and must be submitted

within 30 days of the action by the Regional Administrator. The

appellant may request an informal hearing on the appeal.

(2) Upon receipt of an appeal authorized by this section, the

Regional Administrator will notify the permit applicant, or permit

holder as appropriate, and will request such additional information and

in such form as will allow action upon the appeal.

(3) Upon receipt of sufficient information, the Regional

Administrator will decide the appeal in accordance with the permit

eligibility criteria set forth in this section and in the FMP, as

appropriate, based upon information relative to the application on file

at NMFS and the Council and any additional information submitted to or

obtained by the Regional Administrator, the summary record kept of any

hearing and the hearing officer's recommended decision, if any, and

such other considerations as the Regional Administrator deems

appropriate. The Regional Administrator will notify all interested

persons of the decision, and the reasons for the decision, in writing,

normally within 30 days of the receipt of sufficient information,

unless additional time is needed for a hearing.

kept of any

hearing and the hearing officer's recommended decision, if any, and

such other considerations as the Regional Administrator deems

appropriate. The Regional Administrator will notify all interested

persons of the decision, and the reasons for the decision, in writing,

normally within 30 days of the receipt of sufficient information,

unless additional time is needed for a hearing.

(4) If a hearing is requested, or if the Regional Administrator

determines that one is appropriate, the Regional Administrator may

grant an informal hearing before a hearing officer designated for that

purpose after first giving notice of the time, place, and subject

matter of the hearing to the applicant. The appellant, and, at the

discretion of the hearing officer, other interested persons, may appear

personally or be represented by counsel at the hearing and submit

information and present arguments as determined appropriate by the

hearing officer. Within 30 days of the last day of the hearing, the

hearing officer shall recommend in writing a decision to the Regional

Administrator.

(5) The Regional Administrator may adopt the hearing officer's

recommended decision, in whole or in part, or may reject or modify it.

In any event, the Regional Administrator will notify interested persons

of the decision, and the reason(s) therefore, in writing, within 30

days of receipt of the hearing officer's recommended decision. The

Regional Administrator's decision will constitute the final

administrative action by NMFS on the matter.

(6) Any time limit prescribed in this section may be extended for a

period not to exceed 30 days by the Regional Administrator for good

cause, either upon his or her own motion or upon written request from

the appellant stating the reason(s) therefore.

Sec. 660.513 Permit conditions.

(a) A limited entry permit expires on failure to renew the limited

entry permit as specified in Sec. 660.515.

6) Any time limit prescribed in this section may be extended for a

period not to exceed 30 days by the Regional Administrator for good

cause, either upon his or her own motion or upon written request from

the appellant stating the reason(s) therefore.

Sec. 660.513 Permit conditions.

(a) A limited entry permit expires on failure to renew the limited

entry permit as specified in Sec. 660.515.

(b) A limited entry permit may not be used with a vessel unless it

is registered for use with that vessel. Limited entry permits will be

registered for use with a particular vessel at the time the permit is

issued, renewed, or transferred.

(c) Limited entry permits issued or applied for under this subpart

are subject to sanctions pursuant to the Magnuson-Stevens Act, 16

U.S.C. 1858(g), and 15 CFR part 904, subpart D.

Sec. 660.514 Transferability.

(a) Upon application by the permit holder, the SFD will process

applications for transferring limited entry permits according to this

section.

(b) Before January 1, 2001, a limited entry permit may be

transferred only one time to a different owner and/or for use with a

different vessel. No transfer is effective until the limited entry

permit has been reissued and is in the possession of the new permit

holder.

(c) After December 31, 2000, a permit may not be registered for use

with a vessel other than the vessel for which it was registered on

December 31, 2000, except as follows:

(1) The vessel to which the permit was registered on December 31,

2000 (the replaced vessel), is totally lost, stolen, or scrapped, such

that it cannot be used in a Federally regulated commercial fishery, and

(2) The replacement vessel to which the permit will be registered

is of equal or less net tonnage than the replaced vessel, and

(3) The replaced vessel is owned by the permit holder.

(d) After December 31, 2000, a limited entry permit may not be

transferred to another permit holder.

Sec. 660.515 Renewal of limited entry permits.

cannot be used in a Federally regulated commercial fishery, and

(2) The replacement vessel to which the permit will be registered

is of equal or less net tonnage than the replaced vessel, and

(3) The replaced vessel is owned by the permit holder.

(d) After December 31, 2000, a limited entry permit may not be

transferred to another permit holder.

Sec. 660.515 Renewal of limited entry permits.

(a) Each limited entry permit must be renewed by January 1 of even

numbered years.

(b) The SFD will send notices to renew limited entry permits to the

most recent address of the permit holder.

(c) The permit owner must provide SFD with notice of any address

change within 15 days of the change.

(d) The permit holder must submit applications for renewal of a

permit on forms available from the SFD.

(e) The permit owner is responsible for renewing a limited entry

permit.

(f) An expired permit cannot be used to fish for CPS in the limited

entry fishery.

Sec. 660.516 Exempted fishing.

(a) General. In the interest of developing an efficient and

productive fishery for CPS, the Regional Administrator may issue

exempted fishing permits (EFP) for the harvest of CPS that otherwise

would be prohibited.

(b) No exempted fishing for CPS may be conducted unless authorized

by an EFP issued for the participating vessel in accordance with the

criteria and procedures specified in Sec. 600.745 of this chapter.

Sec. 660.517 Framework for revising regulations.

(a) General. NMFS will establish and adjust specifications and

management measures in accordance with procedures and standards in

Amendment 8 to the FMP.

(b) Annual actions. Annual specifications are developed and

implemented according to Sec. 660.508.

(c) Routine management measures. Consistent with sec. 2.1 of

Amendment 8 to the FMP, management measures designated as routine may

be adjusted during the year after recommendation from the Council,

approval by NMFS, and publication in the Federal Register.

standards in

Amendment 8 to the FMP.

(b) Annual actions. Annual specifications are developed and

implemented according to Sec. 660.508.

(c) Routine management measures. Consistent with sec. 2.1 of

Amendment 8 to the FMP, management measures designated as routine may

be adjusted during the year after recommendation from the Council,

approval by NMFS, and publication in the Federal Register.

(d) Changes to the regulations. Regulations under this subpart may

be

promulgated, removed, or revised. Any such action will be made

according to the framework measures in section 2 of Amendment 8 to the

FMP and will be published in the Federal Register.

Figure 1 to Subpart I of Part 660--Existing California Area

Closures (hatched areas extend to 3 miles offshore; cross-hatched areas

extend beyond 3 miles offshore) and optional Catalina Channel foreign

vessel closure (outlined by dashed lines)

BILLING CODE 3510-22-P

[GRAPHIC] [TIFF OMITTED] TP25MY99.005

[FR Doc. 99-13082 Filed 5-24-99; 8:45 am]

BILLING CODE 3510-22-C

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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