§ 249.330 Form N-CEN, annual report of registered investment companies.
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Title 17 CFR: Commodity and Securities Exchanges › Chapter II: SECURITIES AND EXCHANGE COMMISSION › Part 249: FORMS, SECURITIES EXCHANGE ACT OF 1934 › Subpart D: Forms for Annual and Other Reports of Issuers and Other Persons Required Under Sections 13, 14A, and 15(d) of the Securities Exchange Act of 1934 › § 249.330: § 249.330 Form N-CEN, annual report of registered investment companies.
Text
This form shall be used by registered unit investment trusts and small business investment companies for annual reports to be filed pursuant to § 270.30a-1 of this chapter in satisfaction of the requirement of section 30(a) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(a)) that every registered investment company must file annually with the Commission such information, documents, and reports as investment companies having securities registered on a national securities exchange are required to file annually pursuant to section 13(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a)) and the rules and regulations thereunder.
Note:
The text of Form N-CEN will not appear in the
Code of Federal Regulations.
[81 FR 82020, Nov. 18, 2016]
Editorial Note:
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citations affecting Form N-CEN, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at
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