Documents
Briefs, oral arguments, agency decisions and the Federal Register.
10,000+ results
1.29s
Federal Register · Notice · Jun 16, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 36190Securities and Exchange CommissionFederal Register · Notice · Apr 12, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 14983Securities and Exchange CommissionFederal Register · Notice · Jul 9, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Do commenters believe that there is currently insufficient information to fully inform the implications of this proposed rule, and that a decision should be made only after a pilot period? 6.
78 FR 41168Securities and Exchange CommissionFederal Register · Notice · Sep 2, 2009
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
74 FR 45504Securities and Exchange CommissionFederal Register · Notice · Mar 26, 2014
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 16850Securities and Exchange CommissionFederal Register · Notice · Dec 18, 2000
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 notice is hereby given that on October 10, 2000, the National Securities Clearing Corporation (“NSCC”) filed with the … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act
65 FR 79144Securities and Exchange CommissionFederal Register · Notice · Mar 9, 2011
on the proposal. 8 The Exchange responded to these comments on February 17, 2011. 9 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act … The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate
76 FR 13010Securities and Exchange CommissionFederal Register · Notice · Oct 24, 2008
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
73 FR 63533Securities and Exchange CommissionFederal Register · Notice · Oct 28, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
76 FR 67012Securities and Exchange CommissionFederal Register · Notice · Dec 1, 1997
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others No comments were solicited or received. III. … In addition, the rule change that implemented the pilot program was published in the Federal Register for the full comment period and no comments were received.
62 FR 63578Securities and Exchange CommissionFederal Register · Notice · Nov 4, 2002
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others No written comments were solicited or received with respect to the proposed … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
67 FR 67226Securities and Exchange CommissionFederal Register · Notice · Nov 15, 2013
Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
78 FR 68889Securities and Exchange CommissionSmaller Reporting Company Regulatory Relief and Simplification
Federal Register · Proposed Rule · Jul 19, 2007
Follow the instructions for submitting comments. Paper Comments • Send paper comments in triplicate to Nancy M. … General Request for Comments IV. Paperwork Reduction Act V. Cost-Benefit Analysis VI.
72 FR 39670Securities and Exchange CommissionCybersecurity Risk Management, Strategy, Governance, and Incident Disclosure
Federal Register · Rule · Aug 4, 2023
A few commenters asserted that the comment period for the reopened rulemakings was not sufficient and asked the Commission to extend the comment period for those rulemakings. … The Commission has retained a disclosure requirement related to legal proceedings in both Securities Act registration statements and in Exchange Act registration statements and periodic reports. 17 CFR
88 FR 51896Securities and Exchange CommissionConformed to Federal Register version
Agency decision · Agency decision
A few commenters asserted that the comment period for the reopened rulemakings was not sufficient and asked the Commission to extend the comment period for those rulemakings. … The Commission has retained a disclosure requirement related to legal proceedings in both Securities Act registration statements and in Exchange Act registration statements and periodic reports. 17 CFR
Securities and Exchange CommissionFederal Register · Notice · Mar 4, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 12157Securities and Exchange CommissionFederal Register · Notice · Aug 20, 2021
n=1, with a comment period deadline of January 11, 2021. Two commenters recommended changes to certain dealer obligations under Rule G-10. … Comment, which sought comment on the matters included in the proposed rule change for a period of 45 days.
86 FR 46890Securities and Exchange CommissionFederal Register · Notice · Jul 20, 2017
Section 19(b)(2) of the Act 11 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may … The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule changes so that it has sufficient time to consider the comments received and any
82 FR 33533Securities and Exchange CommissionFederal Register · Notice · Feb 16, 2022
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
87 FR 8886Securities and Exchange CommissionFederal Register · Notice · Aug 3, 2011
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) 1 and Rule 19b-4 thereunder 2 notice is hereby given that on July 14, 2011, The Options Clearing Corporation (“OCC … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act and
76 FR 46867Securities and Exchange Commission
Ask Donna what matters in the record.
She can read the source against your case and show you exactly where the answer came from.