Documents

Applications of the Chicago Mercantile Exchange for Designation as a Contract Market in Futures and Options on Three Month Eurodallar FRAs

Federal Register · Notice · May 14, 1999

That comment period ended on September 9, 1998. … The Commission has determined that an additional period for public comment on the proposals will assist the Commission in considering the views of interested persons, and is consistent with the purposes

Risk Management Exemption From Federal Speculative Position Limits

Federal Register · Proposed Rule · Nov 27, 2007

The Commission specifically invites public comment on its application of the cost benefits criteria of the Act. … In compliance with the Act, the Commission, through this rule proposal, solicits comment to: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions

Economic and Public Interest Requirements for Contract Market Designation

Federal Register · Proposed Rule · Jul 17, 1998

DATES: Comments must be received by September 15, 1998. … The review and approval of new contracts usually is completed shortly after the Federal Register public comment period ends or as soon as the exchange makes the modifications necessary to address a proposed

Risk Assessment for Holding Company Systems

Federal Register · Uncategorized Document · Mar 1, 1994

DATES: Comments must be received on or before May 2, 1994. ADDRESSES: Comments on the proposed rules should be sent to Jean A. … , section 7(a) of the Federal Deposit Insurance Act, section 10(b) of the Home Owners' Loan Act or section 5 of the Bank Holding Company Act.

Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

Federal Register · Rule · Nov 14, 2013

Regulatory Flexibility Act B. Paperwork Reduction Act Appendix 1—Table of Comment Letters Appendix 2—CFTC Form 1-FR-FCM I. Background A. … to comment on the proposal. 27 The comment period closed on February 15, 2013. 27  78 FR 4093 (Jan. 18, 2013).

Clearing Requirement Determination Under Section 2(h) of the CEA

Federal Register · Proposed Rule · Aug 7, 2012

Regulatory Flexibility Act B. Paperwork Reduction Act I. Background A. … Act in 2010.

The National Futures Association's Proposed Requirements for the Supervision of Telemarketing Activities

Federal Register · Notice · Jul 11, 1995

Firms meeting the criteria must tape-record such solicitations for a one-year period and retain the tapes up until six months after the one-year recording period ends.4 \4\ NFA can grant waivers from … In addition, the Commission also requests specific comment on NFA's proposal in the context of the Telemarketing Act and the FTC's implementing rules.

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0062: Off-Exchange Foreign Currency Transactions

Federal Register · Notice · Oct 26, 2020

This notice solicits comments on the collection of information provided for by Part 5 of the Commission's regulations under the Commodity Exchange Act (“CEA”) relating to off-exchange foreign currency … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date

Federal Register · Rule · Jun 16, 2025

comment. … Given the time constraints, a notice and comment period could not reasonably be completed prior to the Current Compliance Date. 23   See Section 553(b)(B) of the Administrative Procedure Act

Advertising by Commodity Pool Operators, Commodity Trading Advisors, and the Principals Thereof

Federal Register · Proposed Rule · Aug 23, 2006

ADDRESSES: Comments on the Proposal should be sent to Eileen Donovan, Acting Secretary, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581. … Commenters also are invited to submit any data that they may have quantifying the costs and benefits of the Proposal with their comment letters.

Order Finding that the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

Federal Register · Notice · May 5, 2010

Upon the close of the comment period, the Commission will consider, among other things, all relevant information regarding the subject contract and issue an order announcing and explaining its determination … For subsequent SPDCs, ECMs have a grace period of 30 calendar days to demonstrate core principle compliance. II.

Order Finding That the TETCO-M3 Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

Federal Register · Notice · May 5, 2010

Upon the close of the comment period, the Commission will consider, among other things, all relevant information regarding the subject contract and issue an order announcing and explaining its determination … For subsequent SPDCs, ECMs have a grace period of 30 calendar days to demonstrate core principle compliance. II.

Order Finding That the NGPL TxOk Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

Federal Register · Notice · May 4, 2010

Upon the close of the comment period, the Commission will consider, among other things, all relevant information regarding the subject contract and issue an order announcing and explaining its determination … For subsequent SPDCs, ECMs have a grace period of 30 calendar days to demonstrate core principle compliance. II.

System Safeguards Testing Requirements for Derivatives Clearing Organizations

Federal Register · Rule · Sep 19, 2016

The comment period for the Proposal ended on February 22, 2016. … General Comments Received CME estimates that the proposed rule would cost CME Group approximately $7.2 million over a two-year period.

Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities

Federal Register · Proposed Rule · Jun 2, 2014

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Whenever an agency publishes a general notice of proposed rulemaking for any rule, pursuant to the notice-and-comment provisions of the Administrative Procedure Act  34 a regulatory flexibility analysis

Request for Comment on Options for a Proposed Exemptive Order Relating to the Trading and Clearing of Precious Metal Commodity-Based ETFs; Concept Release

Federal Register · Notice · Sep 30, 2010

DATES: Comments must be received on or before November 1, 2010. All comments must be in English, or if not in English, accompanied by an English translation. … See CFTC, Request for Comment on a Proposal to Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to ETFS Physical

Joint Final Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities

Federal Register · Rule · Jul 13, 2006

Only 2% of municipal issuers had 1,000 or more trades in their securities during that 10.5-month period. … This analysis will have to be performed at the initial listing and monitored periodically to ensure continued compliance under new Exchange Act Rule 3a55-4.

Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries

Federal Register · Rule · Sep 10, 2010

Separately, a comment letter was received significantly after the comment period was closed objecting to the net capital charges applicable to retail foreign currency options set forth in proposed Regulation … Several commenters lodged criticisms or made observations that go to the scope of the Commission's authority, as provided in the Act and CRA, or otherwise.

Significant Price Discovery Contracts on Exempt Commercial Markets

Federal Register · Proposed Rule · Dec 12, 2008

DATES: Comments must be received by February 10, 2009. ADDRESSES: You may submit comments by any of the following methods: • Federal eRulemaking Portal: http://www.regulations.gov . … Please provide the Commission with a copy of your comments so that we can summarize all written comments and address them in the final rule preamble.

Special Calls

Federal Register · Rule · Aug 31, 2007

The Proposed Rules These amendments were published for comment at 72 FR 34417, June 22, 2007, with a 30-day comment period. … In the notice of proposed rulemaking, the Commission specifically invited public comment on its application of the criteria contained in the Act.