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Federal Register · Notice · Nov 10, 2004
at the end of the three-month period. 2. … rule-comments@sec.gov.
69 FR 65240Securities and Exchange CommissionFederal Register · Notice · Mar 12, 2021
Therefore, a rollout period is no longer necessary. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 14166Securities and Exchange CommissionAgency decision · Agency decision
the Commission or the hearing officer, by written order, allows a longer period for good cause shown.” 1 Exchange Act Rel. … Thirty (30) days from the end of the final period for comments on the Plan will lapse on October 17, 2022.
Securities and Exchange CommissionFederal Register · Notice · Dec 26, 2002
SR-NASD-2002-162; SR-NYSE-2002-36] Self-Regulatory Organizations; Notice of Extension of Comment Period for the Proposed Rule Changes by the National Association of Securities Dealers, Inc. and New York … To give the public additional time to comment on the proposed rule changes, the Commission has decided to extend the comment periods pursuant to Section 19(b)(2) of the Act. 4 Accordingly the comment
67 FR 78840Securities and Exchange CommissionFederal Register · Notice · Jul 30, 2014
to this comment. 5 This order grants approval of the proposed rule change. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b-4. 3 See Securities Exchange Act Release No. … Discussion and Summary of Comment and Commission's Findings The Commission has carefully reviewed the proposed rule change and finds that it is consistent with the requirements of Section 6 of the Act
79 FR 44234Securities and Exchange CommissionFederal Register · Notice · Oct 10, 2003
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. III. … the Act.
68 FR 58732Securities and Exchange CommissionFederal Register · Notice · Jan 9, 2017
On September 6, 2016, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or … All comments on the proposed rule change are available on the Commission's Web site at: https://www.sec.gov/comments/sr-nysearca-2016-101/nysearca2016101.shtml .
82 FR 2426Securities and Exchange CommissionFederal Register · Notice · Mar 29, 2012
The Exchange also proposes waiving Renewal fees for a six-month period beginning on April 1, 2012. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
77 FR 19041Securities and Exchange CommissionFederal Register · Notice · Oct 4, 2016
Amendment No. 1 is also available at https://www.sec.gov/comments/sr-nyse-2016-45/nyse201645-1.pdf. 4 See Securities Exchange Act Release No. 34-78556 (August 11, 2016), 81 FR 54877 ( … Section 19(b)(2) of the Act 7 provides that, within 45 days of the publication of the notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission
81 FR 68475Securities and Exchange CommissionFederal Register · Notice · Aug 29, 1997
Comments The Commission received eight comment letters in response to the filing, with one commenter submitting two letters.\23\ One comment letter requested an extended comment period,\24\ six letters … governed by the proposed listing standards.\33\ Another commenter suggested a three year implementation period for the new standards.\34\ A third commenter expressed a concern that issuers were not aware
62 FR 45895Securities and Exchange CommissionFederal Register · Notice · Nov 5, 2024
all of its assets and liquidate the fund; (iii) where the first period defined distributions are based on the market conditions at the beginning of the first period, and the second period defined distributions … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 87904Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 42008Securities and Exchange CommissionFederal Register · Notice · Feb 8, 2018
NSCC would use a look-back period of not less than ten years that includes a one-year stress period. 23 If the one-year stress period overlaps with the look-back period, only the non-overlapping period … Act.
83 FR 5658Securities and Exchange CommissionFederal Register · Notice · Apr 8, 2003
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others Written comments were neither solicited nor received. III. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
68 FR 17137Securities and Exchange CommissionFederal Register · Notice · Apr 19, 2005
rule-comments@sec.gov. … If a customer requests a copy before the end of the 30-day period, the member must provide such copy within ten business days or before the end of the 30-day period, whichever date is earlier.
70 FR 20407Securities and Exchange CommissionFederal Register · Notice · Sep 5, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 45165Securities and Exchange CommissionFederal Register · Notice · Aug 18, 2011
At the conclusion of the pause period, the security is opened pursuant to the Halt Cross process under Rule 4753. 6 Securities Exchange Act Release Nos. 62252 (June 10, 2010), 75 FR 34186 (June … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 51447Securities and Exchange CommissionFederal Register · Notice · Jan 25, 2007
the reporting of customer complaints while the two-year period is running. 59 See NASAA Letter I. 60 The commenter criticized NASD for agreeing with other commenters that “stockbrokers … customer complaints in order to shorten the disclosure period.
72 FR 3455Securities and Exchange CommissionFederal Register · Notice · Dec 1, 2005
For purposes of calculating the 60-day period within which the Commission may summarily abrogate the proposed rule change under section 19(b)(3)(C) of the Act, the Commission considers such period to commence … the Act.
70 FR 72141Securities and Exchange CommissionFederal Register · Notice · Oct 5, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 55088Securities and Exchange Commission
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