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Briefs, oral arguments, agency decisions and the Federal Register.
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Federal Register · Notice · Aug 3, 2006
The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons and is approving the proposal on an accelerated basis for a pilot period through July 31 … Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Act, 13 that the proposed rule change (SR-Phlx-2006-44) is hereby approved on an accelerated basis for a pilot period to
71 FR 44070Securities and Exchange CommissionFederal Register · Notice · Jul 7, 2010
ETNs are registered under the Securities Act of 1933. … All submissions should refer to File Number SR-BATS-2010-18, and should be submitted on or before July 19, 2010. 11 11 The Commission believes that a 10-day comment period is reasonable, given
75 FR 39060Securities and Exchange CommissionFederal Register · Notice · Jun 12, 2018
The proposed rule change was published for comment in the Federal Register on December 11, 2017. 3 On January 19, 2018, the Commission extended the time period within which to approve the proposed … The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate
83 FR 27356Securities and Exchange CommissionFederal Register · Notice · Oct 19, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 57864Securities and Exchange CommissionFederal Register · Notice · Oct 21, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 58349Securities and Exchange CommissionFederal Register · Notice · Oct 18, 2021
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 57712Securities and Exchange CommissionFederal Register · Notice · Nov 9, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
76 FR 69783Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form (http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 38438Securities and Exchange CommissionAgency decision · Agency decision
of the Securities Exchange Act of 1934 5 (“Exchange Act”) [15 U.S.C. §§78u(d), 78u(e) & 78aa]. 6 2. … Rideaux further projected a false air of legitimacy by touting his 15 purported ties to Qatari royalty.
Securities and Exchange CommissionSECURITIES AND EXCHANGE COMMISSION
Agency decision · Agency decision
under Section 12(g) of the Act.4 Any interested person may, on or before April 12, 2006, comment on the facts bearing upon whether the application has been made in accordance with the rules of NYSE, and … to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Apr 14, 2021
Comments received in response to the Notice can be found on the Commission's website at https://www.sec.gov/comments/4-757/4-757.htm. … and the comments received.
86 FR 19667Securities and Exchange CommissionConformed to Federal Register version
Agency decision · Agency decision
Comments Several commenters supported the proposed disclosure periods, 378 while several others generally opposed them. 379 Some commenters who opposed the proposed disclosure periods stated that the … commenter specifically supported a transition period for newly public companies. 392 Commenters offered a few alternatives to the proposed transition period, including a one-year transition period, not
Securities and Exchange CommissionFederal Register · Notice · Jun 7, 2012
The Exchange requests that the Commission waive the 30-day operative delay period contained in Exchange Act Rule 19b-4(f)(6)(iii). 5 5 17 CFR 240.19b-4(f)(6)(iii). … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 33796Securities and Exchange CommissionFederal Register · Notice · May 5, 2011
the Act. … rule-comments@sec.gov.
76 FR 25730Securities and Exchange CommissionFederal Register · Notice · Apr 19, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 23040Securities and Exchange CommissionAgency decision · Agency decision
Notice and Comment Period 49. … an email to rule-comments@sec.gov.
Securities and Exchange CommissionFederal Register · Notice · Feb 15, 2019
each day compounded over the period and thus will usually differ from a Fund's multiple times the return of the Benchmark for the same period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 4573Securities and Exchange CommissionFederal Register · Notice · Mar 31, 2022
period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 18825Securities and Exchange CommissionFederal Register · Notice · Apr 1, 2022
period. … rule-comments@sec.gov.
87 FR 19153Securities and Exchange CommissionFederal Register · Notice · Apr 1, 2022
period. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 19159Securities and Exchange Commission
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