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Federal Register · Notice · Jun 18, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 36911Securities and Exchange CommissionFederal Register · Notice · Jul 31, 2002
Portions of NASD Rule 6541 were separately amended for a pilot period that originally ran for a three-month period from August 1, 2001, to November 1, 2001. … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others Written comments were neither solicited nor received. III.
67 FR 49727Securities and Exchange CommissionFederal Register · Notice · Mar 18, 2005
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 notice is hereby given that on March 4, 2005, The Fixed Income Clearing Corporation (“FICC”) filed with the Securities … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
70 FR 13222Securities and Exchange CommissionFederal Register · Notice · Sep 18, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 59185Securities and Exchange CommissionAmendments to Rules for Nationally Recognized Statistical Rating Organizations
Federal Register · Rule · Dec 4, 2009
in response to these inquiries. 85 Of these, three commenters expressed agreement with the proposed twelve-month grace period, 86 with one noting that a six-month grace period would also be … Three commenters argued for a longer grace period, citing the negative effects on revenue they expected would arise from a twelve-month period. 88 One commenter, arguing that the required disclosure
74 FR 63832Securities and Exchange CommissionFederal Register · Notice · Nov 8, 2012
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 67044Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 36759Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 36762Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 36765Securities and Exchange CommissionFederal Register · Notice · Jun 28, 2010
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
75 FR 36768Securities and Exchange CommissionFederal Register · Notice · Apr 12, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 14983Securities and Exchange CommissionFederal Register · Notice · Oct 21, 2008
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 notice is hereby given that on August 26, 2008, The Depository Trust Company (“DTC”) filed with the Securities and Exchange … the Act.
73 FR 62578Securities and Exchange CommissionFederal Register · Notice · Feb 10, 2004
The measuring period for the top 120 equity options encompasses three months and the Exchange files a separate proposed rule change for each three-month trading period. … Comments may also be submitted electronically at the following e-mail address: rule-comments@sec.gov . All comment letters should refer to File No. SR-Phlx-2004-05.
69 FR 6357Securities and Exchange CommissionFederal Register · Notice · Sep 2, 2009
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
74 FR 45504Securities and Exchange CommissionFederal Register · Notice · Jun 21, 2005
the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
70 FR 35753Securities and Exchange CommissionFederal Register · Rule · Jun 29, 2011
We are persuaded, however, that the four month transition period we proposed would be inadequate and have extended the period to one year. 47 47 The one year period would not begin to run … Several commenters suggested that we provide a transition period to allow family offices time to determine whether they meet the exclusion or to restructure or register under the Advisers Act if they do
76 FR 37983Securities and Exchange CommissionFederal Register · Notice · Dec 27, 2007
The Exchange proposes to charge a supplement to the 2008 Annual Fees for the period from February 1, 2008, until year end. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
72 FR 73392Securities and Exchange CommissionFederal Register · Notice · Sep 13, 2012
In response to comments, FINRA proposed a longer period to timely report, and lower dissemination caps for, MBS TBA transactions NGD than the requirements proposed for MBS TBA transactions GD. … , the CUSIP information not be shown on disseminated trade reports for a three to six month period. 35 This commenter also recommended that FINRA reduce the dissemination cap to $1 million. 36
77 FR 56686Securities and Exchange CommissionFederal Register · Notice · Oct 24, 2008
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
73 FR 63533Securities and Exchange CommissionFederal Register · Notice · Oct 28, 2011
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
76 FR 67012Securities and Exchange Commission
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