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Federal Register · Notice · Apr 13, 2018
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposal is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 16146Securities and Exchange CommissionFederal Register · Notice · Apr 13, 2018
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
83 FR 16142Securities and Exchange CommissionFederal Register · Notice · Apr 24, 2026
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
91 FR 22179Securities and Exchange CommissionSecurities Offering Reform for Closed-End Investment Companies
Federal Register · Proposed Rule · Apr 10, 2019
staff comments that remain unresolved for a substantial period of time and that the issuer believes are material. 236 The Commission stated at the time that enhanced Exchange Act reporting provided … If the Fund has received written comments from the Commission staff regarding its periodic or current reports under the Exchange Act or Investment Company Act or its registration statement not less
84 FR 14448Securities and Exchange CommissionSubmission for OMB Review; Comment Request
Federal Register · Notice · Jun 8, 2009
Section 27(e) of the Investment Company Act of 1940 (“Act”) (15 U.S.C. 80a-27(e)) provides in part that a registered investment company issuing a periodic payment plan certificate, 1 or any depositor … Rule 27e-1 (17 CFR 270.27e-1) under the Act, entitled “Requirements for Notice to Be Mailed to Certain Purchasers of Periodic Payment Plan Certificates Sold Subject to Section 27(d) of the Act,” provides
74 FR 27207Securities and Exchange CommissionFederal Register · Rule · Apr 21, 2005
and comment and the Commission has determined that notice and comment are not required for this amendment. … Act of 1940.
70 FR 20717Securities and Exchange CommissionFederal Register · Notice · Aug 7, 1996
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received from Members, Participants or Others No written comments were solicited or received with respect to the proposed … Any request for an extension of the pilot period or request for permanent approval of the system would have to be submitted to the Commission pursuant to Section 19(b)(2) of the Act. ------------------
61 FR 41196Securities and Exchange CommissionPublication or Submission of Quotations Without Specified Information
Federal Register · Proposed Rule · Feb 25, 1998
SUPPLEMENTARY INFORMATION: The Commission is proposing for comment amendments to Rule 15c2-11 1 and Rule 17a-4 2 under the Securities Exchange Act of 1934 (``Exchange Act'').3 ------------------------- … Securities Exchange Act Release No. 21914 (April 1, 1985), 50 FR 14111. The comment letters are available in File No. S7-14-85.
63 FR 9661Securities and Exchange CommissionContinuous or Delayed Offerings by Certain Closed-End Management Investment Companies
Federal Register · Uncategorized Document · Aug 24, 1994
] (the ``Securities Act''). … The Commission also is adopting separately a related provision, new rule 486 [17 CFR 230.486] under the Securities Act.\1\ Rule 486 permits closed-end investment companies making periodic repurchase offers
Securities and Exchange CommissionFederal Register · Notice · Dec 14, 2017
No. 80809 (May 30, 2017), 82 FR 25837 (June 5, 2017) (SR-BatsBYX-2017-11). 26 For a summary of comments, see generally Securities Exchange Act Rel. … Act.
82 FR 59177Securities and Exchange CommissionFederal Register · Notice · Dec 14, 2017
See Securities Exchange Act Rel. … Act.
82 FR 59004Securities and Exchange CommissionFederal Register · Notice · Dec 14, 2017
See Securities Exchange Act Rel. … Act.
82 FR 58917Securities and Exchange CommissionFederal Register · Notice · Dec 15, 2017
No. 80822 (May 31, 2017), 82 FR 26148 (June 6, 2017) (SR-BatsBZX-2017-38). 26 For a summary of comments, see generally Securities Exchange Act Rel. … Act.
82 FR 59726Securities and Exchange CommissionFederal Register · Notice · Jun 12, 2007
, for any interim period. … In light of the significant public interest in the implementation of section 404 of the Sarbanes-Oxley Act, the Commission is providing a 30-day comment period.
72 FR 32340Securities and Exchange CommissionFederal Register · Notice · Aug 24, 2007
, as follows: Report #1 would cover the period from May 1, 2007-September 27, 2007 Report #2 would cover the period from September 28, 2007-January 31, 2008 Report #3 would cover the period from February … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
72 FR 48722Securities and Exchange CommissionFederal Register · Rule · Oct 7, 1997
The Commission later extended the comment period contained in the Proposing Release. Securities Exchange Act Release No. 37949 (November 15, 1996), 61 FR 59046 (extending comment period). … Act.
62 FR 52229Securities and Exchange CommissionFederal Register · Notice · Jun 12, 2013
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
78 FR 35349Securities and Exchange CommissionFederal Register · Notice · Sep 16, 2010
Many commenters supported the Phase II Circuit Breaker Pilot and its expansion to the Russell 1000 and the specified ETPs. 18 For example, one commenter encouraged the Commission to act expeditiously … feared this could lead to further market stress during periods of turbulence, perhaps impeding liquidity and exacerbating risk management challenges. 47 In addition, the commenter thought that the
75 FR 56618Securities and Exchange CommissionFederal Register · Notice · Dec 27, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 95211Securities and Exchange CommissionFederal Register · Notice · Dec 27, 2016
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
81 FR 95216Securities and Exchange Commission
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