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Federal Register · Notice · Jul 3, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
72 FR 36538Securities and Exchange CommissionFederal Register · Notice · May 2, 1996
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), 15 U.S.C. Sec. 78s(b)(1), notice is hereby given that on April 11, 1996, the New York Stock Exchange, Inc. … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III.
61 FR 19651Securities and Exchange CommissionFederal Register · Notice · Dec 29, 2005
the Act. … rule-comments@sec.gov .
70 FR 77232Securities and Exchange CommissionFederal Register · Notice · Apr 24, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 17214Securities and Exchange CommissionFederal Register · Notice · Dec 26, 2024
Comments on the proposed rule change are available at: https://www.sec.gov/comments/sr-nyse-2024-35/srnyse202435.htm. … On August 21, 2024, pursuant to Section 19(b)(2) of the Exchange Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change
89 FR 105143Securities and Exchange CommissionFederal Register · Notice · Apr 12, 2012
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 22012Securities and Exchange CommissionProposed Collection; Comment Request
Federal Register · Notice · Jul 10, 2000
Companies that file under this rule are required to retain records for a period of six years. This retention period allows the Commission to perform its audit functions. … Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. Please direct your written comments to Michael E.
65 FR 42403Securities and Exchange CommissionFederal Register · Notice · May 14, 2024
SR-DTC-2024-003) (“Notice of Filing”). 5 Comments on the Proposed Rule Change were received under an affiliated filing and are available at https://www.sec.gov/comments/sr-ficc-2024-006/srficc2024006 … act as provided in Section 19(b)(2)(ii) of the Exchange Act. 7 Section 19(b)(2)(ii) of the Exchange Act allows the Commission to designate a longer period for review (up to 90 days from the publication
89 FR 42006Securities and Exchange CommissionFederal Register · Notice · May 14, 2024
SR-NSCC-2024-003) (“Notice of Filing”). 5 Comments on the Proposed Rule Change were received under an affiliated filing and are available at https://www.sec.gov/comments/sr-ficc-2024-006/srficc2024006 … act as provided in section 19(b)(2)(ii) of the Exchange Act. 7 Section 19(b)(2)(ii) of the Exchange Act allows the Commission to designate a longer period for review (up to 90 days from the publication
89 FR 42005Securities and Exchange CommissionFederal Register · Notice · Nov 7, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 88315Securities and Exchange CommissionFederal Register · Notice · Sep 11, 2019
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
84 FR 47977Securities and Exchange CommissionConformed to Federal Register version
Agency decision · Agency decision
of 2010 (“Dodd-Frank Act”). … Commodity Exchange Act, as amended.
Securities and Exchange CommissionFederal Register · Notice · Oct 19, 2020
These changes were originally scheduled to operate for a pilot period to coincide with the pilot period for the Plan to Address Extraordinary Market Volatility (the “Limit Up-Limit Down Plan” or “LULD … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
85 FR 66376Securities and Exchange CommissionFederal Register · Notice · Jun 27, 2023
The proposed rule change was published for comment in the Federal Register on December 27, 2022. 3 On February 9, 2023, the Commission extended the time period within which to approve, disapprove … The Commission finds it appropriate to designate a longer period within which to issue an order approving or disapproving the proposed rule change so that it has sufficient time to consider the comment
88 FR 41710Securities and Exchange CommissionFederal Register · Notice · Feb 8, 2018
NSCC would use a look-back period of not less than ten years that includes a one-year stress period. 23 If the one-year stress period overlaps with the look-back period, only the non-overlapping period … Act.
83 FR 5658Securities and Exchange CommissionFederal Register · Notice · Dec 29, 2004
the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
69 FR 78076Securities and Exchange CommissionFederal Register · Notice · Oct 12, 2012
(“BX”), as described further below, for an additional six month pilot period. … rule-comments@sec.gov .
77 FR 62282Securities and Exchange CommissionFederal Register · Notice · Jan 11, 2002
Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others The Exchange has neither solicited nor received written comments on the proposed … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
67 FR 1529Securities and Exchange CommissionFederal Register · Notice · May 10, 2021
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
86 FR 24931Securities and Exchange CommissionFederal Register · Notice · May 4, 2016
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
81 FR 26857Securities and Exchange Commission
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