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Federal Register · Notice · Oct 16, 2012
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
77 FR 63404Securities and Exchange CommissionFederal Register · Notice · Oct 24, 2008
The $250 minimum threshold for the securities transaction credit will not apply for this period in order to preclude any negative financial impact to reporting members due to the short calculation period … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
73 FR 63531Securities and Exchange CommissionFederal Register · Notice · Apr 19, 2017
An Acquisition Company's listing often lasts for a brief period of time. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
82 FR 18502Securities and Exchange CommissionFederal Register · Notice · Jul 21, 2017
On February 23, 2017, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or … All comments on the proposed rule change are available on the Commission's Web site at: https://www.sec.gov/comments/sr-nysearca-2016-176/nysearca2016176.htm.
82 FR 33938Securities and Exchange CommissionFederal Register · Notice · Apr 26, 2021
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
86 FR 22080Securities and Exchange CommissionFederal Register · Notice · Apr 14, 2014
(the “Limit Up-Limit Down Plan” or the “Plan”). 3 The Exchange proposes to extend the pilot period until February 20, 2015. 3 Securities Exchange Act Release Nos. 69141 (March 15, 2013), … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 20955Securities and Exchange CommissionFederal Register · Notice · Sep 10, 2019
Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments … All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions.
84 FR 47575Securities and Exchange CommissionFederal Register · Notice · Jun 15, 2022
Amending the formatting of the timeframes for the Closing Settlement Period is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 36188Securities and Exchange CommissionFederal Register · Notice · Oct 2, 2006
For purposes of calculating the 60-day abrogation period, the Commission considers the period to have commenced on September 20, 2006, the date Nasdaq filed Amendment No. 1. … During the transitional period before the Nasdaq Exchange begins to trade non-Nasdaq stocks, Rule 7010(g) continues to govern fees and credits for reporting of non-Nasdaq listed securities to the ACT system
71 FR 58030Securities and Exchange CommissionFederal Register · Notice · Jan 11, 2012
Program Term Non-Asset Managers Qualification Period: January 6, 2012 through December 31, 2012. Earned Incentive Period: January 1, 2013 through December 31, 2016. … Asset Managers Qualification Period: January 6, 2012 through December 31, 2012. Earned Incentive Period: January 1, 2013 through December 31, 2021. Hours N/A.
77 FR 1775Securities and Exchange CommissionFederal Register · Rule · Jan 24, 2011
After conclusion of the initial comment period and the rebuttal period, the opportunity for interested parties to comment on the proposed rule change would close. … (1) Initial comment period in writing.
76 FR 4066Securities and Exchange CommissionFederal Register · Notice · Jan 6, 2006
For purposes of calculating the 60-day period within which the Commission may summarily abrogate the proposed rule change under Section 19(b)(3)(C) of the Act, the Commission considers the period to commence … rule-comments@sec.gov.
71 FR 959Securities and Exchange CommissionFederal Register · Notice · Jun 10, 2008
Act. … rule-comments@sec.gov.
73 FR 32771Securities and Exchange CommissionFederal Register · Notice · Aug 5, 1996
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (Act''), 15 U.S.C. … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others No written comments were solicited or received with respect to the proposed
61 FR 40689Securities and Exchange CommissionFederal Register · Notice · Jul 20, 2004
) of the Act. … ) of the Act.
69 FR 43468Securities and Exchange CommissionFederal Register · Notice · Dec 23, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 104584Securities and Exchange CommissionFederal Register · Notice · May 25, 2012
Program Term Non-Asset Managers Qualification Period: January 6, 2012 through December 31, 2012 Earned Incentive Period: January 1, 2013 through December 31, 2016 Asset Managers Qualification Period … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
77 FR 31416Securities and Exchange CommissionFederal Register · Notice · Dec 16, 2022
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 77152Securities and Exchange CommissionFederal Register · Notice · Sep 2, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 42478Securities and Exchange CommissionFederal Register · Notice · Apr 6, 2020
for the length of the period. … rule-comments@sec.gov.
85 FR 19194Securities and Exchange Commission
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