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Federal Register · Notice · Mar 11, 2002
Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”), 1 and Rule 19b-4 thereunder, 2 notice is hereby given that the National Association of Securities Dealers, Inc. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning Amendment Nos. 1, 2, 3, and 4, including whether the amendments are consistent with the Act
67 FR 10946Securities and Exchange CommissionFederal Register · Notice · Sep 15, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 44442Securities and Exchange CommissionFederal Register · Notice · Oct 28, 2015
any extensions to the pilot period for the Plan. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
80 FR 66094Securities and Exchange CommissionFederal Register · Notice · Dec 2, 2014
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
79 FR 71485Securities and Exchange CommissionFederal Register · Notice · Sep 16, 2011
The proposed rule change was published for comment in the Federal Register on June 14, 2011. 3 On July 25, 2011, the Commission extended the time period in which to either approve the proposed … The comment period for each of the NYSE and NYSE Amex proposals expired on August 31, 2011, and the Commission currently is reviewing the comments received. 16 See Securities Exchange Act
76 FR 57791Securities and Exchange CommissionFederal Register · Notice · Jun 1, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 25400Securities and Exchange CommissionFederal Register · Notice · Aug 14, 2026
of 1934 (“Exchange Act” or “Act”) 2 and pursuant to Rules 602(d) 3 and 608(e) 4 of Regulation NMS under the Act, in accordance with relevant procedures set forth in Exchange Act Rule … Other Exchange Act Provisions One commenter stated that the Commission should consider other Exchange Act provisions. 106 Specifically, the commenter stated that the Commission should consider
91 FR 52756Securities and Exchange CommissionFederal Register · Notice · Jun 10, 2009
The Commission has determined to waive the five-day pre-filing period in this case. … . 12 12 For purposes of calculating the 60-day period within which the Commission may summarily abrogate the proposed rule change under Section 19(b)(3)(C) of the Act, the Commission considers
74 FR 27580Securities and Exchange CommissionFederal Register · Notice · Oct 9, 2015
The proposed rule change was published for comment in the Federal Register on July 9, 2015. 3 The Commission received two comments on the proposal. 4 FINRA responded to the comments and … FINRA also noted that the other commenter and commenters on the related Regulatory Notice support the publication of weekly data. Id. at 6-7. 38 Id. at 7.
80 FR 61246Securities and Exchange CommissionFederal Register · Notice · Oct 13, 2015
The Exchange believes that the proposed one-time Refund, for the April billing period only, is reasonable and proper. 12 See Securities Exchange Act Release No. 73687 (November 25, 2014), … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
80 FR 61537Securities and Exchange CommissionFederal Register · Notice · Sep 8, 2020
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
85 FR 55544Securities and Exchange CommissionFederal Register · Rule · Nov 2, 2012
Comments Received Three commenters asked for the implementation of the proposed rules to be subject to appropriate phase-in periods. 41 One commenter suggested that the appropriate phases should … The Commission agrees with the commenter that well-designed margin models include factors that adjust to periods of market turbulence.
77 FR 66220Securities and Exchange CommissionFederal Register · Proposed Rule · Jul 11, 2007
Section 15(d) of the Exchange Act requires each issuer that has filed a registration statement that has become effective pursuant to the Securities Act to file such supplementary and periodic information … for which you were required to reconcile the primary annual financial statements in a filing under the Securities Act or the Exchange Act, and (ii) any interim periods.
72 FR 37962Securities and Exchange CommissionFederal Register · Notice · Jun 11, 2021
The proposed rule change was published for comment in the Federal Register on December 10, 2020. 3 On January 19, 2021, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated … rule change and the comment letters.
86 FR 31355Securities and Exchange CommissionFederal Register · Notice · Feb 6, 2006
Act. … Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rules-comments@sec.gov . Please include File No.
71 FR 6117Securities and Exchange CommissionFederal Register · Rule · Aug 18, 2015
Transition Periods IV. Paperwork Reduction Act A. Background B. Summary of Information Collections C. Summary of Comment Letters and Revisions to Proposal D. … period. 368 Other commenters, however, contended that the final rule should provide another annual period.
80 FR 50104Securities and Exchange CommissionFederal Register · Uncategorized Document · Aug 17, 1994
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\1\ notice is hereby given that on July 5, 1994, the Government Securities Clearing Corporation (``GSCC'') filed with the Securities … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received from Members, Participants, or Others Comments on the proposed rule change have not yet been solicited or
Securities and Exchange CommissionFederal Register · Notice · May 18, 2018
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
83 FR 23320Securities and Exchange CommissionFederal Register · Notice · Oct 31, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 86882Securities and Exchange CommissionFederal Register · Notice · Oct 31, 2024
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
89 FR 86864Securities and Exchange Commission
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