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Federal Register · Notice · Sep 3, 2004
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
69 FR 53966Securities and Exchange CommissionFederal Register · Notice · Jun 1, 2011
(“Correlix”) and a free trial period for new users of the Correlix service. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 31659Securities and Exchange CommissionFederal Register · Notice · Jun 1, 2011
(“Correlix”) and a free trial period for new users of the Correlix service. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
76 FR 31667Securities and Exchange CommissionFederal Register · Notice · Jan 31, 2018
of 1934 (“Act”), 1 and Rule 19b-4 thereunder, 2 concerning updates to and formalization of OCC's recovery and orderly wind-down plan. 3 The Proposed Rule Change was published for comment … Section 19(b)(2) of the Act 5 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may
83 FR 4527Securities and Exchange CommissionFederal Register · Notice · Mar 9, 2021
(the “Dodd-Frank Act”). … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 13593Securities and Exchange CommissionFederal Register · Notice · May 1, 2023
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml); or • Send an email to rule-comments
88 FR 26634Securities and Exchange CommissionFederal Register · Rule · Aug 20, 2001
Other Periodic Updates. … The comment period for the rules, forms, and amendments to the existing rules and form expired on June 14, 2001.
66 FR 43721Securities and Exchange CommissionFederal Register · Notice · Dec 29, 2020
The interim period (also referred to as the due bill period) is the period during which a settling trade has due bills attached to it. … Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
85 FR 85765Securities and Exchange CommissionFederal Register · Notice · Jun 13, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
87 FR 35820Securities and Exchange CommissionFederal Register · Notice · Jun 13, 2022
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov.
87 FR 35806Securities and Exchange CommissionFederal Register · Notice · Sep 2, 2004
Pursuant to Section 3 of Schedule A, NASD assesses a transaction fee on its member firms, the amount of which is determined periodically in accordance with Section 31 of the Act, to recover the costs of … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an e-mail to rule-comments
69 FR 53757Securities and Exchange CommissionFederal Register · Notice · May 5, 2021
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
86 FR 24090Securities and Exchange CommissionFederal Register · Notice · Jul 7, 2010
the Act. … All submissions should refer to File Number SR-EDGA-2010-05 and should be submitted on or before July 19, 2010. 11 11 The Commission believes that a 10-day comment period is reasonable, given
75 FR 39074Securities and Exchange CommissionFederal Register · Notice · Sep 9, 2024
Comments on the proposed rule change are available at: https://www.sec.gov/comments/sr-nysearca-2024-27/srnysearca202427.htm. … On May 2, 2024, pursuant to Section 19(b)(2) of the Act, 4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute
89 FR 73135Securities and Exchange CommissionFederal Register · Notice · Mar 31, 2015
3 month) lookback period and a one-day or two-day liquidation period assumption. … Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act.
80 FR 17132Securities and Exchange CommissionFederal Register · Notice · Jun 10, 2025
Solicitation of Comments Interested persons are invited to submit written data, views and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's internet comment form ( https://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
90 FR 24471Securities and Exchange CommissionFederal Register · Notice · Jan 24, 2007
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … rule-comments@sec.gov .
72 FR 3186Securities and Exchange CommissionFederal Register · Notice · Aug 31, 2017
Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. … Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or • Send an email to rule-comments
82 FR 41446Securities and Exchange CommissionFederal Register · Notice · Dec 3, 1996
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''), 15 U.S.C. 78s(b)(1), notice is hereby given that on October 17, 1996,\1\ the National Association of Securities Dealers, Inc … Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received by the NASD.
61 FR 64185Securities and Exchange CommissionFederal Register · Notice · Sep 20, 2024
Comments received in response to the OIP can be found on the Commission's website at: https://www.sec.gov/comments/4-631/4-631.htm . 7 See Securities Exchange Act Release No. 100127 … period studied, had narrower Price Bands been in place for ETPs during periods of extreme volatility, retail investor executions at inferior prices would likely have been prevented. 34 Some commenters
89 FR 77203Securities and Exchange Commission
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